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United Nations Convention on the Law of the Sea of 10 December 1982
CONTENTS
PREAMBLE
PART
I. INTRODUCTION
- Article 1. Use of
terms and scope
PART
II. TERRITORIAL SEA AND CONTIGUOUS ZONE
SECTION 1. GENERAL
PROVISIONS
- Article 2. Legal
status of the territorial sea, of the air space over the territorial
sea and of its bed and subsoil
SECTION 2. LIMITS OF
THE TERRITORIAL SEA
- Article 3. Breadth
of the territorial sea
- Article 4. Outer
limit of the territorial sea
- Article 5. Normal
baseline
- Article 6. Reefs
- Article 7.
Straight baselines
- Article 8.
Internal waters
- Article 9. Mouths
of rivers
- Article 10. Bays
- Article 11. Ports
- Article 12.
Roadsteads
- Article 13.
Low-tide elevations
- Article 14.
Combination of methods for determining baselines
- Article 15.
Delimitation of the territorial sea between States with opposite or
adjacent coasts
- Article 16. Charts
and lists of geographical coordinates
SECTION 3. INNOCENT
PASSAGE IN THE TERRITORIAL SEA
SUBSECTION A. RULES
APPLICABLE TO ALL SHIPS
·
Article 17. Right of innocent passage
·
Article 18. Meaning of passage
·
Article 19. Meaning of innocent passage
·
Article 20. Submarines and other underwater
vehicles
·
Article 21. Laws and regulations of the
coastal State relating to innocent passage
·
Article 22. Sea lanes and traffic separation
schemes in the territorial sea
·
Article 23. Foreign nuclear-powered ships
and ships carrying nuclear or other inherently dangerous or noxious
substances
·
Article 24. Duties of the coastal State
·
Article 25. Rights of protection of the
coastal State
·
Article 26. Charges which may be levied upon
foreign ships
SUBSECTION B. RULES
APPLICABLE TO MERCHANT SHIPS AND GOVERNMENT SHIPS OPERATED FOR
COMMERCIAL PURPOSES
·
Article 27. Criminal jurisdiction on board a
foreign ship
·
Article 28. Civil jurisdiction in relation
to foreign ships
SUBSECTION C. RULES APPLICABLE TO WARSHIPS AND
OTHER GOVERNMENT SHIPS OPERATED FOR NON-COMMERCIAL PURPOSES
·
Article 29. Definition of warships
·
Article 30. Non-compliance by warships with
the laws and regulations of the coastal State
·
Article 31. Responsibility of the flag State
for damage caused by a warship or other government ship operated for
non-commercial purposes
·
Article 32. Immunities of warships and other
government ships operated for non-commercial purposes
SECTION 4. CONTIGUOUS
ZONE
·
Article 33. Contiguous zone
PART III. STRAITS USED FOR INTERNATIONAL NAVIGATION
SECTION 1. GENERAL
PROVISIONS
·
Article 34. Legal status of waters forming straits used for
international navigation
·
Article 35. Scope of this Part
·
Article 36. High seas routes or routes through exclusive economic zones
through straits used for international navigation
SECTION 2. TRANSIT
PASSAGE
- Article 37. Scope
of this section
- Article 38. Right
of transit passage
- Article 39. Duties
of ships and aircraft during transit passage
- Article 40.
Research and survey activities
- Article 41. Sea
lanes and traffic separation schemes in straits used for international
navigation
- Article 42. Laws
and regulations of States bordering straits relating to transit
passage
- Article 43.
Navigational and safety aids and other improvements and the
prevention, reduction and control of pollution
- Article 44. Duties
of States bordering straits
SECTION 3. INNOCENT
PASSAGE
·
Article 45. Innocent passage
PART IV. ARCHIPELAGIC STATES
- Article 46. Use of
terms
- Article 47.
Archipelagic baselines
- Article 48.
Measurement of the breadth of the territorial sea, the contiguous
zone, the exclusive economic zone and the continental shelf
- Article 49. Legal
status of archipelagic waters, of the air space over archipelagic
waters and of their bed and subsoil
- Article 50.
Delimitation of internal waters
- Article 51.
Existing agreements, traditional fishing rights and existing submarine
cables
- Article 52. Right
of innocent passage
- Article 53. Right
of archipelagic sea lanes passage
- Article 54. Duties
of ships and aircraft during their passage, research and survey
activities, duties of the archipelagic State and laws and regulations
of the archipelagic State relating to archipelagic sea lanes passage
PART V. EXCLUSIVE ECONOMIC ZONE
- Article 55.
Specific legal regime of the exclusive economic zone
- Article 56.
Rights, jurisdiction and duties of the coastal State in the exclusive
economic zone
- Article 57.
Breadth of the exclusive economic zone
- Article 58. Rights
and duties of other States in the exclusive economic zone
- Article 59. Basis
for the resolution of conflicts regarding the attribution of rights
and jurisdiction in the exclusive economic zone
- Article 60.
Artificial islands, installations and structures in the exclusive
economic zone
- Article 61.
Conservation of the living resources
- Article 62.
Utilization of the living resources
- Article 63. Stocks
occurring within the exclusive economic zones of two or more coastal
States or both within the exclusive economic zone and in an area
beyond and adjacent to it
- Article 64. Highly
migratory species
- Article 65. Marine
mammals
- Article 66.
Anadromous stocks
- Article 67.
Catadromous species
- Article 68.
Sedentary species
- Article 69. Right
of land-locked States
- Article 70. Right
of geographically disadvantaged States
- Article 71.
Non-applicability of articles 69 and 70
- Article 72.
Restrictions on transfer of rights
- Article 73.
Enforcement of laws and regulations of the coastal State
- Article 74.
Delimitation of the exclusive economic zone between States with
opposite or adjacent coasts
- Article 75. Charts
and lists of geographical coordinates
PART VI. CONTINENTAL SHELF
- Article 76.
Definition of the continental shelf
- Article 77. Rights
of the coastal State over the continental shelf.
- Article 78. Legal
status of the superjacent waters and air space and the rights and
freedoms of other States
- Article 79.
Submarine cables and pipelines on the continental shelf
- Article 80.
Artificial islands, installations and structures on the continental
shelf
- Article 81.
Drilling on the continental shelf
- Article 82.
Payments and contributions with respect to the exploitation of the
continental shelf beyond 200 nautical miles
- Article 83.
Delimitation of the continental shelf between States with opposite or
adjacent coasts
- Article 84. Charts
and lists of geographical coordinates
- Article 85.
Tunnelling
PART VII. HIGH SEAS
SECTION 1. GENERAL
PROVISIONS
- Article 86.
Application of the provisions of this Part
- Article 87.
Freedom of the high seas
- Article 88.
Reservation of the high seas for peaceful
- purposes
- Article 89.
Invalidity of claims of sovereignty over the high seas
- Article 90. Right
of navigation
- Article 91.
Nationality of ships
- Article 92. Status
of ships
- Article 93. Ships
flying the flag of the United Nations, its specialized agencies and
the International Atomic Energy Agency
- Article 94. Duties
of the flag State
- Article 95.
Immunity of warships on the high seas
- Article 96.
Immunity of ships used only on government non-commercial service
- Article 97. Penal
jurisdiction in matters of collision or any other incident of
navigation
- Article 98. Duty
to render assistance
- Article 99.
Prohibition of the transport of slaves
- Article 100. Duty
to cooperate in the repression of piracy
- Article 101.
Definition of piracy
- Article 102.
Piracy by a warship, government ship or government aircraft whose crew
has mutinied
- Article 103.
Definition of a pirate ship or aircraft
- Article 104.
Retention or loss of the nationality of a pirate ship or aircraft
- Article 105.
Seizure of a pirate ship or aircraft
- Article 106.
Liability for seizure without adequate grounds
- Article 107. Ships
and aircraft which are entitled to seize on account of piracy
- Article 108.
Illicit traffic in narcotic drugs or psychotropic substances
- Article 109.
Unauthorized broadcasting from the high seas
- Article 110. Right
of visit
- Article 111. Right
of hot pursuit
- Article 112. Right
to lay submarine cables and pipelines
- Article 113.
Breaking or injury of a submarine cable or pipeline
- Article 114.
Breaking or injury by owners of a submarine cable or pipeline of
another submarine cable or pipeline
- Article 115.
Indemnity for loss incurred in avoiding injury to a submarine cable or
pipeline
SECTION 2.
CONSERVATION AND MANAGEMENT OF THE LIVING RESOURCES OF THE HIGH SEAS
- Article 116. Right
to fish on the high seas
- Article 117. Duty
of States to adopt with respect to their nationals measures for the
conservation of the living resources of the high seas
- Article 118.
Cooperation of States in the conservation and management of living
resources
- Article 119.
Conservation of the living resources of the high seas
- Article 120.
Marine mammals
PART VIII. REGIME OF ISLANDS
- Article 121.
Regime of islands
PART IX. ENCLOSED OR SEMI-ENCLOSED SEAS
- Article 122.
Definition
- Article 123.
Cooperation of States bordering enclosed or semi-enclosed seas
PART X. RIGHT OF ACCESS OF LAND-LOCKED STATES TO AND FROM THE SEA AND
FREEDOM OF TRANSIT
- Article 124. Use
of terms
- Article 125. Right
of access to and from the sea and freedom of transit
- Article 126.
Exclusion of application of the most-favoured-nation clause
- Article 127.
Customs duties, taxes and other charges
- Article 128. Free
zones and other customs facilities
- Article 129.
Cooperation in the construction and improvement of means of transport
- Article 130.
Measures to avoid or eliminate delays or other difficulties of a
technical nature in traffic in transit
- Article 131. Equal
treatment in maritime ports
- Article 132. Grant
of greater transit facilities
PART XI. THE AREA
SECTION l. GENERAL PROVISIONS
- Article 133. Use
of terms
- Article 134. Scope
of this Part
- Article 135. Legal
status of the superjacent waters and air space
SECTION 2. PRINCIPLES GOVERNING THE AREA
·
Article 136. Common heritage of mankind
·
Article 137. Legal status of the Area and its resources
·
Article 138. General conduct of States in relation to the Area
·
Article 139. Responsibility to ensure compliance and liability for
damage
·
Article 140. Benefit of mankind
·
Article 141. Use of the Area exclusively for peaceful purposes
·
Article 142. Rights and legitimate interests of coastal States
·
Article 143. Marine scientific research
·
Article 144. Transfer of technology
·
Article 145. Protection of the marine environment
·
Article 146. Protection of human life
·
Article 147. Accommodation of activities in the Area and in the marine
environment
·
Article 148. Participation of developing States in activities in the
Area
·
Article 149. Archaeological and historical objects
SECTION 3. DEVELOPMENT OF RESOURCES OF THE AREA
·
Article 150. Policies relating to activities in the Area
·
Article 151. Production policies
·
Article 152. Exercise of powers and functions by the Authority
·
Article 153. System of exploration and exploitation
·
Article 154. Periodic review
·
Article 155. The Review Conference
SECTION 4. THE AUTHORITY
SUBSECTION A.
GENERAL PROVISIONS
·
Article 156. Establishment of the Authority
·
Article 157. Nature and fundamental
principles of the Authority
·
Article 158. Organs of the Authority
SUBSECTION B. THE
ASSEMBLY
·
Article 159. Composition, procedure and
voting
·
Article 160. Powers and functions
SUBSECTION C. THE
COUNCIL
·
Article 161. Composition, procedure and
voting
·
Article 162. Powers and functions
·
Article 163. Organs of the Council
·
Article 164. The Economic Planning
Commission
·
Article 165. The Legal and Technical
Commission
SUBSECTION D. THE
SECRETARIAT
·
Article 166. The Secretariat
·
Article 167. The staff of the Authority
·
Article 168. International character of the
Secretariat
·
Article 169. Consultation and cooperation
with international and non-governmental organizations
SUBSECTION E. THE
ENTERPRISE
·
Article 170. The Enterprise
SUBSECTION F.
FINANCIAL ARRANGEMENTS OF THE AUTHORITY
·
Article 171. Funds of the Authority
·
Article 172. Annual budget of the Authority
·
Article 173. Expenses of the Authority
·
Article 174. Borrowing power of the
Authority
·
Article 175. Annual audit
SUBSECTION G. LEGAL
STATUS, PRIVILEGES AND IMMUNITIES
·
Article 176. Legal status
·
Article 177. Privileges and immunities
·
Article 178. Immunity from legal process
·
Article 179. Immunity from search and any
form of seizure
·
Article 180. Exemption from restrictions,
regulations, controls and moratoria
·
Article 181. Archives and official
communications of the Authority
·
Article 182. Privileges and immunities of
certain persons connected with the Authority
·
Article 183. Exemption from taxes and
customs duties
SUBSECTION H.
SUSPENSION OF THE EXERCISE OF RIGHTS AND PRIVILEGES OF MEMBERS
·
Article 184. Suspension of the exercise of
voting rights
·
Article 185. Suspension of exercise of
rights and privileges of membership
SECTION 5. SETTLEMENT OF DISPUTES AND ADVISORY OPINIONS
- Article 186.
Seabed Disputes Chamber of the International Tribunal for the Law of
the Sea
- Article 187.
Jurisdiction of the Seabed Disputes Chamber
- Article 188.
Submission of disputes to a special chamber of the International
Tribunal for the Law of the Sea or an ad hoc chamber of the Seabed
Disputes Chamber or to binding commercial arbitration
- Article 189.
Limitation on jurisdiction with regard to decisions of the Authority
- Article 190.
Participation and appearance of sponsoring States Parties in
proceedings
- Article 191.
Advisory opinions
PART XII. PROTECTION AND PRESERVATION OF THE MARINE ENVIRONMENT
SECTION 1. GENERAL
PROVISIONS
·
Article 192. General obligation
·
Article 193. Sovereign right of States to exploit their natural
resources
·
Article 194. Measures to prevent, reduce and control pollution of the
marine environment
·
Article 195. Duty not to transfer damage or hazards or transform one
type of pollution into another
·
Article 196. Use of technologies or introduction of alien or new species
SECTION 2. GLOBAL AND
REGIONAL COOPERATION
- Article 197.
Cooperation on a global or regional basis
- Article 198.
Notification of imminent or actual damage
- Article 199.
Contingency plans against pollution
- Article 200.
Studies, research programmes and exchange of information and data
- Article 201.
Scientific criteria for regulations
SECTION 3. TECHNICAL
ASSISTANCE
- Article 202.
Scientific and technical assistance to developing States
- Article 203.
Preferential treatment for developing States
SECTION 4. MONITORING
AND ENVIRONMENTAL ASSESSMENT
·
Article 204. Monitoring of the risks or effects of pollution
·
Article 205. Publication of reports
·
Article 206. Assessment of potential effects of activities
SECTION 5.
INTERNATIONAL RULES AND NATIONAL LEGISLATION TO PREVENT, REDUCE AND
CONTROL POLLUTION OF THE MARINE ENVIRONMENT
·
Article 207. Pollution from land-based sources
·
Article 208. Pollution from seabed activities subject to national
jurisdiction
·
Article 209. Pollution from activities in the Area
·
Article 210. Pollution by dumping
·
Article 211. Pollution from vessels
·
Article 212. Pollution from or through the atmosphere
SECTION 6. ENFORCEMENT
·
Article 213. Enforcement with respect to pollution from land-based
sources
·
Article 214. Enforcement with respect to pollution from seabed
activities
·
Article 215. Enforcement with respect to pollution from activities in
the Area
·
Article 216. Enforcement with respect to pollution by dumping
·
Article 217. Enforcement by flag States
·
Article 218. Enforcement by port States
·
Article 219. Measures relating to seaworthiness of vessels to avoid
pollution
·
Article 220. Enforcement by coastal States
·
Article 221. Measures to avoid pollution arising from maritime
casualties
·
Article 222. Enforcement with respect to pollution from or through the
atmosphere
SECTION 7. SAFEGUARDS
·
Article 223. Measures to facilitate proceedings
·
Article 224. Exercise of powers of enforcement
·
Article 225. Duty to avoid adverse consequences in the exercise of the
powers of enforcement.
·
Article 226. Investigation of foreign vessels
·
Article 227. Non-discrimination with respect to foreign vessels
·
Article 228. Suspension and restrictions on institution of proceedings
·
Article 229. Institution of civil proceedings
·
Article 230. Monetary penalties and the observance of recognized rights
of the accused
·
Article 231. Notification to the flag State and other States concerned
·
Article 232. Liability of States arising from enforcement measures
·
Article 233. Safeguards with respect to straits used for international
navigation
SECTION 8. ICE-COVERED
AREAS
·
Article 234. Ice-covered areas
SECTION 9.
RESPONSIBILITY AND LIABILITY
·
Article 235. Responsibility and liability
SECTION 10. SOVEREIGN
IMMUNITY
·
Article 236. Sovereign immunity
SECTION 11.
OBLIGATIONS UNDER OTHER CONVENTIONS ON THE PROTECTION AND PRESERVATION
OF THE MARINE ENVIRONMENT
·
Article 237. Obligations under other conventions on the protection and
preservation of the marine environment.
PART XIII. MARINE SCIENTIFIC RESEARCH
SECTION 1. GENERAL
PROVISIONS
·
Article 238. Right to conduct marine scientific research
·
Article 239. Promotion of marine scientific research
·
Article 240. General principles for the conduct of marine scientific
research
·
Article 241. Non-recognition of marine scientific research activities as
the legal basis for claims
SECTION 2.
INTERNATIONAL COOPERATION
·
Article 242. Promotion of international cooperation
·
Article 243. Creation of favourable conditions
·
Article 244. Publication and dissemination of information and knowledge
SECTION 3. CONDUCT AND
PROMOTION OF MARINE SCIENTIFIC RESEARCH
·
Article 245. Marine scientific research in the territorial sea
·
Article 246. Marine scientific research in the exclusive economic zone
and on the continental shelf
·
Article 247. Marine scientific research projects undertaken by or under
the auspices of international organizations
·
Article 248. Duty to provide information to the coastal State
·
Article 249. Duty to comply with certain conditions
·
Article 250. Communications concerning marine scientific research
projects
·
Article 251. General criteria and guidelines
·
Article 252. Implied consent
·
Article 253. Suspension or cessation of marine scientific research
activities
·
Article 254. Rights of neighbouring land-locked and geographically
disadvantaged States
·
Article 255. Measures to facilitate marine scientific research and
assist research vessels
·
Article 256. Marine scientific research in the Area
·
Article 257. Marine scientific research in the water column beyond the
exclusive economic zone
SECTION 4. SCIENTIFIC
RESEARCH INSTALLATIONS OR EQUIPMENT IN THE MARINE ENVIRONMENT
·
Article 258. Deployment and use
·
Article 259. Legal status
·
Article 260. Safety zones
·
Article 261. Non-interference with shipping routes
·
Article 262. Identification markings and warning signals
SECTION 5.
RESPONSIBILITY AND LIABILITY
·
Article 263. Responsibility and liability
SECTION 6. SETTLEMENT
OF DISPUTES AND INTERIM MEASURES
·
Article 264. Settlement of disputes
·
Article 265. Interim measures
PART XIV. DEVELOPMENT AND TRANSFER OF MARINE TECHNOLOGY
SECTION 1. GENERAL
PROVISIONS
·
Article 266. Promotion of the development and transfer of marine
technology
·
Article 267. Protection of legitimate interests
·
Article 268. Basic objectives
·
Article 269. Measures to achieve the basic objectives
SECTION 2.
INTERNATIONAL COOPERATION
·
Article 270. Ways and means of international cooperation
·
Article 271. Guidelines, criteria and standards
·
Article 272. Coordination of international programmes
·
Article 273. Cooperation with international organizations and the
Authority
·
Article 274. Objectives of the Authority
SECTION 3. NATIONAL
AND REGIONAL MARINE SCIENTIFIC AND TECHNOLOGICAL CENTRES
- Article 275.
Establishment of national centres.
- Article 276.
Establishment of regional centres
- Article 277.
Functions of regional centres
SECTION 4. COOPERATION
AMONG INTERNATIONAL ORGANIZATIONS
·
Article 278. Cooperation among international organizations
PART XV. SETTLEMENT OF DISPUTES
SECTION 1. GENERAL
PROVISIONS
·
Article 279. Obligation to settle disputes by peaceful means
·
Article 280. Settlement of disputes by any peaceful means chosen by the
parties
·
Article 281. Procedure where no settlement has been reached by the
parties
·
Article 282. Obligations under general, regional or bilateral agreements
·
Article 283. Obligation to exchange views
·
Article 284. Conciliation
·
Article 285. Application of this section to disputes submitted pursuant
to Part XI
SECTION 2. COMPULSORY
PROCEDURES ENTAILING BINDING DECISIONS
·
Article 286. Application of procedures under this section
·
Article 287. Choice of procedure
·
Article 288. Jurisdiction
·
Article 289. Experts
·
Article 290. Provisional measures
·
Article 291. Access
·
Article 292. Prompt release of vessels and crews
·
Article 293. Applicable law
·
Article 294. Preliminary proceedings
·
Article 295. Exhaustion of local remedies
·
Article 296. Finality and binding force of decisions
SECTION 3. LIMITATIONS
AND EXCEPTIONS TO APPLICABILITY OF SECTION 2
·
Article 297. Limitations on applicability of section 2
·
Article 298. Optional exceptions to applicability of section 2
·
Article 299. Right of the parties to agree upon a procedure
PART XVI. GENERAL PROVISIONS
- Article 300. Good
faith and abuse of rights
- Article 301.
Peaceful uses of the seas
- Article 302.
Disclosure of information
- Article 303.
Archaeological and historical objects found at sea
- Article 304.
Responsibility and liability for damage
PART XVII. FINAL PROVISIONS
- Article 305.
Signature
- Article 306.
Ratification and formal confirmation
- Article 307.
Accession
- Article 308. Entry
into force
- Article 309.
Reservations and exceptions
- Article 310.
Declarations and statements
- Article 311.
Relation to other conventions and international agreements
- Article 312.
Amendment
- Article 313.
Amendment by simplified procedure
- Article 314.
Amendments to the provisions of this Convention relating exclusively
to activities in the Area
- Article 315.
Signature, ratification of, accession to and authentic texts of
amendments
- Article 316. Entry
into force of amendments
- Article 317.
Denunciation
- Article 318.
Status of Annexes
- Article 319.
Depositary
- Article 320.
Authentic texts
Annexes
to the Convention
ANNEX I. HIGHLY MIGRATORY SPECIES
ANNEX II. COMMISSION ON THE LIMITS OF THE CONTINENTAL SHELF
ANNEX III. BASIC CONDITIONS OF PROSPECTING, EXPLORATION AND EXPLOITATION
- Article 1. Title
to minerals
- Article 2.
Prospecting
- Article 3.
Exploration and exploitation
- Article 4.
Qualifications of applicants
- Article 5.
Transfer of technology
- Article 6.
Approval of plans of work
- Article 7.
Selection among applicants for production authorizations
- Article 8.
Reservation of areas
- Article 9.
Activities in reserved areas
- Article 10.
Preference and priority among applicants
- Article 11. Joint
arrangements
- Article 12.
Activities carried out by the Enterprise
- Article 13.
Financial terms of contracts
- Article 14.
Transfer of data
- Article 15.
Training programmes
- Article 16.
Exclusive right to explore and exploit
- Article 17. Rules,
regulations and procedures of the Authority
- Article 18.
Penalties
- Article 19.
Revision of contract
- Article 20.
Transfer of rights and obligations
- Article 21.
Applicable law
-
Article
22. Responsibility
ANNEX IV. STATUTE OF THE ENTERPRISE
- Article 1.
Purposes
- Article 2.
Relationship to the Authority
- Article 3.
Limitation of liability
- Article 4.
Structure
- Article 5.
Governing Board
- Article 6. Powers
and functions of the Governing Board
- Article 7.
Director-General and staff of the Enterprise
- Article 8.
Location
- Article 9. Reports
and financial statements
- Article 10.
Allocation of net income
- Article 11.
Finances
- Article 12.
Operations
- Article 13. Legal
status, privileges and immunities
ANNEX V. CONCILIATION
SECTION 1.
CONCILIATION PROCEDURE PURSUANT TO SECTION 1 OF PART XV
·
Article 1. Institution of proceedings
·
Article 2. List of conciliators
·
Article 3. Constitution of conciliation commission
·
Article 4. Procedure
·
Article 5. Amicable settlement
·
Article 6. Functions of the commission
·
Article 7. Report
·
Article 8. Termination
·
Article 9. Fees and expenses
·
Article 10. Right of parties to modify procedure
SECTION 2. COMPULSORY
SUBMISSION TO CONCILIATION PROCEDURE PURSUANT TO SECTION 3 OF PART XV
·
Article 11. Institution of proceedings
·
Article 12. Failure to reply or to submit to conciliation
·
Article 13. Competence
·
Article 14. Application of section 1
ANNEX VI. STATUTE OF THE INTERNATIONAL TRIBUNAL FOR THE LAW OF THE SEA
·
Article 1. General provisions
SECTION 1.
ORGANIZATION OF THE TRIBUNAL
·
Article 2. Composition
·
Article 3. Membership
·
Article 4. Nominations and elections
·
Article 5. Term of office
·
Article 6. Vacancies
·
Article 7. Incompatible activities
·
Article 8. Conditions relating to participation of members in a
particular case
·
Article 9. Consequence of ceasing to fulfil required conditions
·
Article 10. Privileges and immunities
·
Article 11. Solemn declaration by members
·
Article 12. President, Vice-President and Registrar
·
Article 13. Quorum
·
Article 14. Seabed Disputes Chamber
·
Article 15. Special chambers
·
Article 16. Rules of the Tribunal
·
Article 17. Nationality of members
·
Article 18. Remuneration of members
·
Article 19. Expenses of the Tribunal
SECTION 2. COMPETENCE
·
Article 20. Access to the Tribunal
·
Article 21. Jurisdiction
·
Article 22 Reference of disputes subject to other agreements
·
Article 23. Applicable law
SECTION 3. PROCEDURE
·
Article 24. Institution of proceedings
·
Article 25. Provisional measures
·
Article 26. Hearing
·
Article 27. Conduct of case
·
Article 28. Default
·
Article 29. Majority for decision
·
Article 30. Judgment
·
Article 31. Request to intervene
·
Article 32 Right to intervene in cases of interpretation or application
·
Article 33. Finality and binding force of decisions
·
Article 34. Costs
SECTION 4. SEABED
DISPUTES CHAMBER
·
Article 35. Composition
·
Article 36. Ad hoc chambers
·
Article 37. Access
·
Article 38. Applicable law
·
Article 39. Enforcement of decisions of the Chamber
·
Article 40. Applicability of other sections of this Annex
SECTION 5. AMENDMENTS
·
Article 41. Amendments
ANNEX VII. ARBITRATION
- Article 1.
Institution of proceedings
- Article 2. List of
arbitrators
- Article 3.
Constitution of arbitral tribunal
- Article 4.
Functions of arbitral tribunal
- Article 5.
Procedure
- Article 6. Duties
of parties to a dispute
- Article 7.
Expenses
- Article 8.
Required majority for decisions
- Article 9. Default
of appearance
- Article 10. Award
- Article 11.
Finality of award
- Article 12.
Interpretation or implementation of award
- Article 13.
Application to entities other than States Parties
ANNEX VIII. SPECIAL ARBITRATION
- Article 1.
Institution of proceedings
- Article 2. Lists
of experts
- Article 3.
Constitution of special arbitral tribunal
- Article 4. General
provisions
- Article 5. Fact
finding
ANNEX IX. PARTICIPATION BY INTERNATIONAL ORGANIZATIONS
- Article 1. Use of
terms
- Article 2.
Signature
- Article 3. Formal
confirmation and accession
- Article 4. Extent
of participation and rights and obligations
- Article 5.
Declarations, notifications and communications
- Article 6.
Responsibility and liability
- Article 7.
Settlement of disputes
- Article 8.
Applicability of Part XVII
PREAMBLE
The States
Parties to this Convention,
Prompted
by the desire to settle, in a spirit of mutual understanding and
cooperation, all issues relating to the law of the sea and aware of the
historic significance of this Convention as an important contribution to
the maintenance of peace, justice and progress for all peoples of the
world,
Noting
that developments since the United Nations Conferences on the Law of the
Sea held at Geneva in 1958 and 1960 have accentuated the need for a new
and generally acceptable Convention on the law of the sea,
Conscious
that the problems of ocean space are closely interrelated and need to be
considered as a whole,
Recognizing
the desirability of establishing through this Convention, with due
regard for the sovereignty of all States, a legal order for the seas and
oceans which will facilitate international communication, and will
promote the peaceful uses of the seas and oceans, the equitable and
efficient utilization of their resources, the conservation of their
living resources, and the study, protection and preservation of the
marine environment,
Bearing
in mind that the achievement of these goals will contribute to the
realization of a just and equitable international economic order which
takes into account the interests and needs of mankind as a whole and, in
particular, the special interests and needs of developing countries,
whether coastal or land-locked,
Desiring
by this Convention to develop the principles embodied in resolution 2749
(XXV) of 17 December 1970 in which the General Assembly of the United
Nations solemnly declared inter alia that the area of the seabed
and ocean floor and the subsoil thereof, beyond the limits of national
jurisdiction, as well as its resources, are the common heritage of
mankind, the exploration and exploitation of which shall be carried out
for the benefit of mankind as a whole, irrespective of the geographical
location of States,
Believing
that the codification and progressive development of the law of the sea
achieved in this Convention will contribute to the strengthening of
peace, security, cooperation and friendly relations among all nations in
conformity with the principles of justice and equal rights and will
promote the economic and social advancement of all peoples of the world,
in accordance with the Purposes and Principles of the United Nations as
set forth in the Charter,
Affirming
that matters not regulated by this Convention continue to be governed by
the rules and principles of general international law,
Have
agreed as follows:
PART I
INTRODUCTION

Article 1
Use of terms and scope
1. For the purposes of this Convention:
(1) "Area" means the seabed and ocean floor and
subsoil thereof, beyond the limits of national jurisdiction;
(2) "Authority" means the International Seabed
Authority;
(3) "activities in the Area" means all
activities of exploration for, and exploitation of, the resources of the
Area;
(4) "pollution of the marine environment" means
the introduction by man, directly or indirectly, of substances or energy
into the marine environment, including estuaries, which results or is
likely to result in such deleterious effects as harm to living resources
and marine life, hazards to human health, hindrance to marine
activities, including fishing and other legitimate uses of the sea,
impairment of quality for use of sea water and reduction of amenities;
(5) (a) "dumping" means:
(i) any deliberate
disposal of wastes or other matter from vessels, aircraft, platforms or
other man-made structures at sea;
(ii) any deliberate
disposal of vessels, aircraft, platforms or other man-made structures at
sea;
(b) "dumping" does not
include:
(i) the disposal of
wastes or other matter incidental to, or derived from the normal
operations of vessels, aircraft, platforms or other man-made structures
at sea and their equipment, other than wastes or other matter
transported by or to vessels, aircraft, platforms or other man-made
structures at sea, operating for the purpose of disposal of such matter
or derived from the treatment of such wastes or other matter on such
vessels, aircraft, platforms or structures;
(ii) placement of
matter for a purpose other than the mere disposal thereof, provided that
such placement is not contrary to the aims of this Convention.
2. (1) "States Parties" means States which have
consented to be bound by this Convention and for which this Convention
is in force.
(2) This Convention applies mutatis mutandis
to the entities referred to in article 305, paragraph l(b), (c), (d),
(e) and (f), which become Parties to this Convention in accordance with
the conditions relevant to each, and to that extent "States Parties"
refers to those entities.
PART II
TERRITORIAL SEA AND CONTIGUOUS ZONE

SECTION 1. GENERAL PROVISIONS

Article2
Legal status of the territorial sea, of the air space
over the territorial sea and of its bed and subsoil
1. The sovereignty of a coastal State extends,
beyond its land territory and internal waters and, in the case of an
archipelagic State, its archipelagic waters, to an adjacent belt of sea,
described as the territorial sea.
2. This sovereignty extends to the air space
over the territorial sea as well as to its bed and subsoil.
3. The sovereignty over the territorial sea is
exercised subject to this Convention and to other rules of international
law.

SECTION 2. LIMITS OF THE TERRITORIAL SEA

Article3
Breadth of the territorial sea
Every State has the right to establish the
breadth of its territorial sea up to a limit not exceeding 12 nautical
miles, measured from baselines determined in accordance with this
Convention.

Article4
Outer limit of the territorial sea
The outer limit of the territorial sea is the
line every point of which is at a distance from the nearest point of the
baseline equal to the breadth of the territorial sea.

Article5
Normal baseline
Except where otherwise provided in this
Convention, the normal baseline for measuring the breadth of the
territorial sea is the low-water line along the coast as marked on
large-scale charts officially recognized by the coastal State.

Article6
Reefs
In the case of islands situated on atolls or of
islands having fringing reefs, the baseline for measuring the breadth of
the territorial sea is the seaward low-water line of the reef, as shown
by the appropriate symbol on charts officially recognized by the coastal
State.

Article7
Straight baselines
1. In localities where the coastline is deeply
indented and cut into, or if there is a fringe of islands along the
coast in its immediate vicinity, the method of straight baselines
joining appropriate points may be employed in drawing the baseline from
which the breadth of the territorial sea is measured.
2. Where because of the presence of a delta and
other natural conditions the coastline is highly unstable, the
appropriate points may be selected along the furthest seaward extent of
the low-water line and, notwithstanding subsequent regression of the
low-water line, the straight baselines shall remain effective until
changed by the coastal State in accordance with this Convention.
3. The drawing of straight baselines must not
depart to any appreciable extent from the general direction of the
coast, and the sea areas lying within the lines must be sufficiently
closely linked to the land domain to be subject to the regime of
internal waters.
4. Straight baselines shall not be drawn to and
from low-tide elevations, unless lighthouses or similar installations
which are permanently above sea level have been built on them or except
in instances where the drawing of baselines to and from such elevations
has received general international recognition.
5. Where the method of straight baselines is
applicable under paragraph 1, account may be taken, in determining
particular baselines, of economic interests peculiar to the region
concerned, the reality and the importance of which are clearly evidenced
by long usage.
6. The system of straight baselines may not be
applied by a State in such a manner as to cut off the territorial sea of
another State from the high seas or an exclusive economic zone.

Article8
Internal waters
1. Except as provided in Part IV, waters on the
landward side of the baseline of the territorial sea form part of the
internal waters of the State.
2. Where the establishment of a straight
baseline in accordance with the method set forth in article 7 has the
effect of enclosing as internal waters areas which had not previously
been considered as such, a right of innocent passage as provided in this
Convention shall exist in those waters.

Article9
Mouths of rivers
If a river flows directly into the sea, the
baseline shall be a straight line across the mouth of the river between
points on the low-water line of its banks.

Article10
Bays
1. This article relates only to bays the coasts
of which belong to a single State.
2. For the purposes of this Convention, a bay is
a well-marked indentation whose penetration is in such proportion to the
width of its mouth as to contain land-locked waters and constitute more
than a mere curvature of the coast. An indentation shall not, however,
be regarded as a bay unless its area is as large as, or larger than,
that of the semi-circle whose diameter is a line drawn across the mouth
of that indentation.
3. For the purpose of measurement, the area of
an indentation is that lying between the low-water mark around the shore
of the indentation and a line joining the low-water mark of its natural
entrance points. Where, because of the presence of islands, an
indentation has more than one mouth, the semi-circle shall be drawn on a
line as long as the sum total of the lengths of the lines across the
different mouths. Islands within an indentation shall be included as if
they were part of the water area of the indentation.
4. If the distance between the low-water marks
of the natural entrance points of a bay does not exceed 24 nautical
miles, a closing line may be drawn between these two low-water marks,
and the waters enclosed thereby shall be considered as internal waters.
5. Where the distance between the low-water
marks of the natural entrance points of a bay exceeds 24 nautical miles,
a straight baseline of 24 nautical miles shall be drawn within the bay
in such a manner as to enclose the maximum area of water that is
possible with a line of that length.
6. The foregoing provisions do not apply to
so-called "historic" bays, or in any case where the system of straight
baselines provided for in article 7 is applied.

Article11
Ports
For the purpose of delimiting the territorial
sea, the outermost permanent harbour works which form an integral part
of the harbour system are regarded as forming part of the coast.
Off-shore installations and artificial islands shall not be considered
as permanent harbour works.

Article12
Roadsteads
Roadsteads which are normally used for the
loading, unloading and anchoring of ships, and which would otherwise be
situated wholly or partly outside the outer limit of the territorial
sea, are included in the territorial sea.

Article13
Low-tide elevations
1. A low-tide elevation is a naturally formed
area of land which is surrounded by and above water at low tide but
submerged at high tide. Where a low-tide elevation is situated wholly or
partly at a distance not exceeding the breadth of the territorial sea
from the mainland or an island, the low-water line on that elevation may
be used as the baseline for measuring the breadth of the territorial
sea.
2. Where a low-tide elevation is wholly situated
at a distance exceeding the breadth of the territorial sea from the
mainland or an island, it has no territorial sea of its own.

Article14
Combination of methods for determining baselines
The coastal State may determine baselines in
turn by any of the methods provided for in the foregoing articles to
suit different conditions.

Article15
Delimitation of the territorial sea between States
with opposite or adjacent coasts
Where the coasts of two States are opposite or
adjacent to each other, neither of the two States is entitled, failing
agreement between them to the contrary, to extend its territorial sea
beyond the median line every point of which is equidistant from the
nearest points on the baselines from which the breadth of the
territorial seas of each of the two States is measured. The above
provision does not apply, however, where it is necessary by reason of
historic title or other special circumstances to delimit the territorial
seas of the two States in a way which is at variance therewith.

Article16
Charts and lists of geographical coordinates
1. The baselines for measuring the breadth of
the territorial sea determined in accordance with articles 7, 9 and 10,
or the limits derived therefrom, and the lines of delimitation drawn in
accordance with articles 12 and 15 shall be shown on charts of a scale
or scales adequate for ascertaining their position. Alternatively, a
list of geographical coordinates of points, specifying the geodetic
datum, may be substituted.
2. The coastal State shall give due publicity to
such charts or lists of geographical coordinates and shall deposit a
copy of each such chart or list with the Secretary-General of the United
Nations.

SECTION 3. INNOCENT PASSAGE IN THE TERRITORIAL SEA
SUBSECTION A. RULES APPLICABLE TO ALL SHIPS

Article17
Right of innocent passage
Subject to this Convention, ships of all States,
whether coastal or land-locked, enjoy the right of innocent passage
through the territorial sea.

Article18
Meaning of passage
1. Passage means navigation through the
territorial sea for the purpose of:
(a) traversing that
sea without entering internal waters or calling at a roadstead or port
facility outside internal waters; or
(b) proceeding to or
from internal waters or a call at such roadstead or port facility.
2. Passage shall be continuous and expeditious.
However, passage includes stopping and anchoring, but only in so far as
the same are incidental to ordinary navigation or are rendered necessary
by force majeure or distress or for the purpose of rendering
assistance to persons, ships or aircraft in danger or distress.

Article19
Meaning of innocent passage
1. Passage is innocent so long as it is not
prejudicial to the peace, good order or security of the coastal State.
Such passage shall take place in conformity with this Convention and
with other rules of international law.
2. Passage of a foreign ship shall be considered
to be prejudicial to the peace, good order or security of the coastal
State if in the territorial sea it engages in any of the following
activities:
(a) any threat or use
of force against the sovereignty, territorial integrity or political
independence of the coastal State, or in any other manner in violation
of the principles of international law embodied in the Charter of the
United Nations;
(b) any exercise or
practice with weapons of any kind;
(c) any act aimed at
collecting information to the prejudice of the defence or security of
the coastal State;
(d) any act of
propaganda aimed at affecting the defence or security of the coastal
State;
(e) the launching,
landing or taking on board of any aircraft;
(f) the launching,
landing or taking on board of any military device;
(g) the loading or
unloading of any commodity, currency or person contrary to the customs,
fiscal, immigration or sanitary laws and regulations of the coastal
State;
(h) any act of wilful
and serious pollution contrary to this Convention;
(i) any fishing
activities;
(j) the carrying out
of research or survey activities;
(k) any act aimed at
interfering with any systems of communication or any other facilities or
installations of the coastal State;
(l) any other
activity not having a direct bearing on passage.

Article20
Submarines and other underwater vehicles
In the territorial sea, submarines and other
underwater vehicles are required to navigate on the surface and to show
their flag.

Article21
Laws and regulations of the coastal State relating to innocent passage
1. The coastal State may adopt laws and
regulations, in conformity with the provisions of this Convention and
other rules of international law, relating to innocent passage through
the territorial sea, in respect of all or any of the following:
(a) the safety of
navigation and the regulation of maritime traffic;
(b) the protection of
navigational aids and facilities and other facilities or installations;
(c) the protection of
cables and pipelines;
(d) the conservation
of the living resources of the sea;
(e) the prevention of
infringement of the fisheries laws and regulations of the coastal State;
(f) the preservation
of the environment of the coastal State and the prevention, reduction
and control of pollution thereof;
(g) marine scientific
research and hydrographic surveys;
(h) the prevention of
infringement of the customs, fiscal, immigration or sanitary laws and
regulations of the coastal State.
2. Such laws and regulations shall not apply to
the design, construction, manning or equipment of foreign ships unless
they are giving effect to generally accepted international rules or
standards.
3. The coastal State shall give due publicity to
all such laws and regulations.
4. Foreign ships exercising the right of
innocent passage through the territorial sea shall comply with all such
laws and regulations and all generally accepted international
regulations relating to the prevention of collisions at sea.

Article22
Sea
lanes and traffic separation schemes in the territorial sea
1. The coastal State may, where necessary having
regard to the safety of navigation, require foreign ships exercising the
right of innocent passage through its territorial sea to use such sea
lanes and traffic separation schemes as it may designate or prescribe
for the regulation of the passage of ships.
2. In particular, tankers, nuclear-powered ships
and ships carrying nuclear or other inherently dangerous or noxious
substances or materials may be required to confine their passage to such
sea lanes.
3. In the designation of sea lanes and the
prescription of traffic separation schemes under this article, the
coastal State shall take into account:
(a) the
recommendations of the competent international organization;
(b) any channels
customarily used for international navigation;
(c) the special characteristics of particular
ships and channels; and
(d) the density of
traffic.
4. The coastal State shall clearly indicate such
sea lanes and traffic separation schemes on charts to which due
publicity shall be given.

Article23
Foreign nuclear-powered ships and ships carrying nuclear
or
other inherently dangerous or noxious substances
Foreign nuclear-powered ships and ships carrying
nuclear or other inherently dangerous or noxious substances shall, when
exercising the right of innocent passage through the territorial sea,
carry documents and observe special precautionary measures established
for such ships by international agreements.

Article24
Duties of the coastal State
1. The coastal State shall not hamper the
innocent passage of foreign ships through the territorial sea except in
accordance with this Convention. In particular, in the application of
this Convention or of any laws or regulations adopted in conformity with
this Convention, the coastal State shall not:
(a) impose
requirements on foreign ships which have the practical effect of denying
or impairing the right of innocent passage; or
(b) discriminate in
form or in fact against the ships of any State or against ships carrying
cargoes to, from or on behalf of any State.
2. The coastal State shall give appropriate
publicity to any danger to navigation, of which it has knowledge, within
its territorial sea.

Article25
Rights of protection of the coastal State
1. The coastal State may take the necessary
steps in its territorial sea to prevent passage which is not innocent.
2. In the case of ships proceeding to internal
waters or a call at a port facility outside internal waters, the coastal
State also has the right to take the necessary steps to prevent any
breach of the conditions to which admission of those ships to internal
waters or such a call is subject.
3. The coastal State may, without discrimination
in form or in fact among foreign ships, suspend temporarily in specified
areas of its territorial sea the innocent passage of foreign ships if
such suspension is essential for the protection of its security,
including weapons exercises. Such suspension shall take effect only
after having been duly published.

Article26
Charges which may be levied upon foreign ships
1. No charge may be levied upon foreign ships by
reason only of their passage through the territorial sea.
2. Charges may be levied upon a foreign ship
passing through the territorial sea as payment only for specific
services rendered to the ship. These charges shall be levied without
discrimination.

SUBSECTION B. RULES APPLICABLE TO
MERCHANT SHIPS AND GOVERNMENT SHIPS
OPERATED FOR COMMERCIAL PURPOSES

Article27
Criminal jurisdiction on board a foreign ship
1. The criminal jurisdiction of the coastal
State should not be exercised on board a foreign ship passing through
the territorial sea to arrest any person or to conduct any investigation
in connection with any crime committed on board the ship during its
passage, save only in the following cases:
(a) if the
consequences of the crime extend to the coastal State;
(b) if the crime is
of a kind to disturb the peace of the country or the good order of the
territorial sea;
(c) if the assistance
of the local authorities has been requested by the master of the ship or
by a diplomatic agent or consular officer of the flag State; or
(d) if such measures
are necessary for the suppression of illicit traffic in narcotic drugs
or psychotropic substances.
2. The above provisions do not affect the right
of the coastal State to take any steps authorized by its laws for the
purpose of an arrest or investigation on board a foreign ship passing
through the territorial sea after leaving internal waters.
3. In the cases provided for in paragraphs 1
and 2, the coastal State shall, if the master so requests, notify a
diplomatic agent or consular officer of the flag State before taking any
steps, and shall facilitate contact between such agent or officer and
the ship's crew. In cases of emergency this notification may be
communicated while the measures are being taken.
4. In considering whether or in what manner an
arrest should be made, the local authorities shall have due regard to
the interests of navigation.
5. Except as provided in Part XII or with
respect to violations of laws and regulations adopted in accordance with
Part V, the coastal State may not take any steps on board a foreign ship
passing through the territorial sea to arrest any person or to conduct
any investigation in connection with any crime committed before the ship
entered the territorial sea, if the ship, proceeding from a foreign
port, is only passing through the territorial sea without entering
internal waters.

Article28
Civil jurisdiction in relation to foreign ships
1. The coastal State should not stop or divert a
foreign ship passing through the territorial sea for the purpose of
exercising civil jurisdiction in relation to a person on board the ship.
2. The coastal State may not levy execution
against or arrest the ship for the purpose of any civil proceedings,
save only in respect of obligations or liabilities assumed or incurred
by the ship itself in the course or for the purpose of its voyage
through the waters of the coastal State.
3. Paragraph 2 is without prejudice to the right
of the coastal State, in accordance with its laws, to levy execution
against or to arrest, for the purpose of any civil proceedings, a
foreign ship lying in the territorial sea, or passing through the
territorial sea after leaving internal waters.

SUBSECTION C. RULES APPLICABLE TO
WARSHIPS AND OTHER GOVERNMENT SHIPS
OPERATED FOR NON-COMMERCIAL PURPOSES

Article29
Definition of warships
For the purposes of this Convention, "warship"
means a ship belonging to the armed forces of a State bearing the
external marks distinguishing such ships of its nationality, under the
command of an officer duly commissioned by the government of the State
and whose name appears in the appropriate service list or its
equivalent, and manned by a crew which is under regular armed forces
discipline.

Article30
Non-compliance by warships with the laws and regulations
of
the coastal State
If any warship does not comply with the laws and
regulations of the coastal State concerning passage through the
territorial sea and disregards any request for compliance therewith
which is made to it, the coastal State may require it to leave the
territorial sea immediately.

Article31
Responsibility of the flag State for damage caused by a warship
or
other government ship operated for non-commercial purposes
The flag State shall bear international
responsibility for any loss or damage to the coastal State resulting
from the non-compliance by a warship or other government ship operated
for non-commercial purposes with the laws and regulations of the coastal
State concerning passage through the territorial sea or with the
provisions of this Convention or other rules of international law.

Article32
Immunities of warships and other government ships
operated for non-commercial purposes
With such exceptions as are contained in
subsection A and in articles 30 and 31, nothing in this Convention
affects the immunities of warships and other government ships operated
for non-commercial purposes.

SECTION 4. CONTIGUOUS ZONE

Article33
Contiguous zone
1. In a zone contiguous to its territorial sea,
described as the contiguous zone, the coastal State may exercise the
control necessary to:
(a) prevent
infringement of its customs, fiscal, immigration or sanitary laws and
regulations within its territory or territorial sea;
(b) punish
infringement of the above laws and regulations committed within its
territory or territorial sea.
2. The contiguous zone may not extend beyond
24 nautical miles from the baselines from which the breadth of the
territorial sea is measured.
PART III
STRAITS USED FOR INTERNATIONAL NAVIGATION

SECTION 1. GENERAL PROVISIONS

Article34
Legal status of waters forming straits used for international navigation
1. The regime of passage through straits used
for international navigation established in this Part shall not in other
respects affect the legal status of the waters forming such straits or
the exercise by the States bordering the straits of their sovereignty or
jurisdiction over such waters and their air space, bed and subsoil.
2. The sovereignty or jurisdiction of the States
bordering the straits is exercised subject to this Part and to other
rules of international law.

Article35
Scope of this Part
Nothing in this Part affects:
(a) any areas of
internal waters within a strait, except where the establishment of a
straight baseline in accordance with the method set forth in article 7
has the effect of enclosing as internal waters areas which had not
previously been considered as such;
(b) the legal status
of the waters beyond the territorial seas of States bordering straits as
exclusive economic zones or high seas; or
(c) the legal regime
in straits in which passage is regulated in whole or in part by
long-standing international conventions in force specifically relating
to such straits.

Article36
High seas routes or routes through exclusive economic zones
through straits used for international navigation
This Part does not apply to a strait used for
international navigation if there exists through the strait a route
through the high seas or through an exclusive economic zone of similar
convenience with respect to navigational and hydrographical
characteristics; in such routes, the other relevant Parts of this
Convention, including the provisions regarding the freedoms of
navigation and overflight, apply.

SECTION 2. TRANSIT PASSAGE

Article37
Scope of this section
This section applies to straits which are used
for international navigation between one part of the high seas or an
exclusive economic zone and another part of the high seas or an
exclusive economic zone.

Article38
Right of transit passage
1. In straits referred to in article 37, all
ships and aircraft enjoy the right of transit passage, which shall not
be impeded; except that, if the strait is formed by an island of a State
bordering the strait and its mainland, transit passage shall not apply
if there exists seaward of the island a route through the high seas or
through an exclusive economic zone of similar convenience with respect
to navigational and hydrographical characteristics.
2. Transit passage means the exercise in
accordance with this Part of the freedom of navigation and overflight
solely for the purpose of continuous and expeditious transit of the
strait between one part of the high seas or an exclusive economic zone
and another part of the high seas or an exclusive economic zone.
However, the requirement of continuous and expeditious transit does not
preclude passage through the strait for the purpose of entering, leaving
or returning from a State bordering the strait, subject to the
conditions of entry to that State.
3. Any activity which is not an exercise of the
right of transit passage through a strait remains subject to the other
applicable provisions of this Convention.

Article39
Duties of ships and aircraft during transit passage
1. Ships and aircraft, while exercising the
right of transit passage, shall:
(a) proceed without
delay through or over the strait;
(b) refrain from any
threat or use of force against the sovereignty, territorial integrity or
political independence of States bordering the strait, or in any other
manner in violation of the principles of international law embodied in
the Charter of the United Nations;
(c) refrain from any
activities other than those incident to their normal modes of continuous
and expeditious transit unless rendered necessary by force majeure
or by distress;
(d) comply with other
relevant provisions of this Part.
2. Ships in transit passage shall:
(a) comply with
generally accepted international regulations, procedures and practices
for safety at sea, including the International Regulations for
Preventing Collisions at Sea;
(b) comply with
generally accepted international regulations, procedures and practices
for the prevention, reduction and control of pollution from ships.
3. Aircraft in transit passage shall:
(a) observe the Rules
of the Air established by the International Civil Aviation Organization
as they apply to civil aircraft; state aircraft will normally comply
with such safety measures and will at all times operate with due regard
for the safety of navigation;
(b) at all times
monitor the radio frequency assigned by the competent internationally
designated air traffic control authority or the appropriate
international distress radio frequency.

Article40
Research and survey activities
During transit passage, foreign ships, including
marine scientific research and hydrographic survey ships, may not carry
out any research or survey activities without the prior authorization of
the States bordering straits.

Article41
Sea
lanes and traffic separation schemes in straits
used for international navigation
1. In conformity with this Part, States
bordering straits may designate sea lanes and prescribe traffic
separation schemes for navigation in straits where necessary to promote
the safe passage of ships.
2. Such States may, when circumstances require,
and after giving due publicity thereto, substitute other sea lanes or
traffic separation schemes for any sea lanes or traffic separation
schemes previously designated or prescribed by them.
3. Such sea lanes and traffic separation schemes
shall conform to generally accepted international regulations.
4. Before designating or substituting sea lanes
or prescribing or substituting traffic separation schemes, States
bordering straits shall refer proposals to the competent international
organization with a view to their adoption. The organization may adopt
only such sea lanes and traffic separation schemes as may be agreed with
the States bordering the straits, after which the States may designate,
prescribe or substitute them.
5. In respect of a strait where sea lanes or
traffic separation schemes through the waters of two or more States
bordering the strait are being proposed, the States concerned shall
cooperate in formulating proposals in consultation with the competent
international organization.
6. States bordering straits shall clearly
indicate all sea lanes and traffic separation schemes designated or
prescribed by them on charts to which due publicity shall be given.
7. Ships in transit passage shall respect
applicable sea lanes and traffic separation schemes established in
accordance with this article.

Article42
Laws and regulations of States bordering straits
relating to transit passage
1. Subject to the provisions of this section,
States bordering straits may adopt laws and regulations relating to
transit passage through straits, in respect of all or any of the
following:
(a) the safety of
navigation and the regulation of maritime traffic, as provided in
article 41;
(b) the prevention,
reduction and control of pollution, by giving effect to applicable
international regulations regarding the discharge of oil, oily wastes
and other noxious substances in the strait;
(c) with respect to
fishing vessels, the prevention of fishing, including the stowage of
fishing gear;
(d) the loading or
unloading of any commodity, currency or person in contravention of the
customs, fiscal, immigration or sanitary laws and regulations of States
bordering straits.
2. Such laws and regulations shall not
discriminate in form or in fact among foreign ships or in their
application have the practical effect of denying, hampering or impairing
the right of transit passage as defined in this section.
3. States bordering straits shall give due
publicity to all such laws and regulations.
4. Foreign ships exercising the right of transit
passage shall comply with such laws and regulations.
5. The flag State of a ship or the State of
registry of an aircraft entitled to sovereign immunity which acts in a
manner contrary to such laws and regulations or other provisions of this
Part shall bear international responsibility for any loss or damage
which results to States bordering straits.

Article43
Navigational and safety aids and other improvements
and
the prevention, reduction and control of pollution
User States and States bordering a strait should
by agreement cooperate:
(a) in the
establishment and maintenance in a strait of necessary navigational and
safety aids or other improvements in aid of international navigation;
and
(b) for the
prevention, reduction and control of pollution from ships.

Article44
Duties of States bordering straits
States bordering straits shall not hamper
transit passage and shall give appropriate publicity to any danger to
navigation or overflight within or over the strait of which they have
knowledge. There shall be no suspension of transit passage.

SECTION 3. INNOCENT PASSAGE

Article45
Innocent passage
1. The regime of innocent passage, in accordance
with Part II, section 3, shall apply in straits used for international
navigation:
(a) excluded from the
application of the regime of transit passage under article 38,
paragraph 1; or
(b) between a part of
the high seas or an exclusive economic zone and the territorial sea of a
foreign State.
2. There shall be no suspension of innocent
passage through such straits
PART IV
ARCHIPELAGIC STATES

Article 46
Use
of terms
For the purposes of this Convention:
(a) "archipelagic
State" means a State constituted wholly by one or more archipelagos and
may include other islands;
(b) "archipelago"
means a group of islands, including parts of islands, interconnecting
waters and other natural features which are so closely interrelated that
such islands, waters and other natural features form an intrinsic
geographical, economic and political entity, or which historically have
been regarded as such.

Article47
Archipelagic baselines
1. An archipelagic State may draw straight
archipelagic baselines joining the outermost points of the outermost
islands and drying reefs of the archipelago provided that within such
baselines are included the main islands and an area in which the ratio
of the area of the water to the area of the land, including atolls, is
between 1 to 1 and 9 to 1.
2. The length of such baselines shall not exceed
100 nautical miles, except that up to 3 per cent of the total number of
baselines enclosing any archipelago may exceed that length, up to a
maximum length of 125 nautical miles.
3. The drawing of such baselines shall not
depart to any appreciable extent from the general configuration of the
archipelago.
4. Such baselines shall not be drawn to and from
low-tide elevations, unless lighthouses or similar installations which
are permanently above sea level have been built on them or where a
low-tide elevation is situated wholly or partly at a distance not
exceeding the breadth of the territorial sea from the nearest island.
5. The system of such baselines shall not be
applied by an archipelagic State in such a manner as to cut off from the
high seas or the exclusive economic zone the territorial sea of another
State.
6. If a part of the archipelagic waters of an
archipelagic State lies between two parts of an immediately adjacent
neighbouring State, existing rights and all other legitimate interests
which the latter State has traditionally exercised in such waters and
all rights stipulated by agreement between those States shall continue
and be respected.
7. For the purpose of computing the ratio of
water to land under paragraph l, land areas may include waters lying
within the fringing reefs of islands and atolls, including that part of
a steep-sided oceanic plateau which is enclosed or nearly enclosed by a
chain of limestone islands and drying reefs lying on the perimeter of
the plateau.
8. The baselines drawn in accordance with this
article shall be shown on charts of a scale or scales adequate for
ascertaining their position. Alternatively, lists of geographical
coordinates of points, specifying the geodetic datum, may be
substituted.
9. The archipelagic State shall give due
publicity to such charts or lists of geographical coordinates and shall
deposit a copy of each such chart or list with the Secretary-General of
the United Nations.

Article48
Measurement of the breadth of the territorial sea, the contiguous zone,
the
exclusive economic zone and the continental shelf
The breadth of the territorial sea, the
contiguous zone, the exclusive economic zone and the continental shelf
shall be measured from archipelagic baselines drawn in accordance with
article 47.

Article49
Legal status of archipelagic waters, of the air space
over archipelagic waters and of their bed and subsoil
1. The sovereignty of an archipelagic State
extends to the waters enclosed by the archipelagic baselines drawn in
accordance with article 47, described as archipelagic waters, regardless
of their depth or distance from the coast.
2. This sovereignty extends to the air space
over the archipelagic waters, as well as to their bed and subsoil, and
the resources contained therein.
3. This sovereignty is exercised subject to this
Part.
4. The regime of archipelagic sea lanes passage
established in this Part shall not in other respects affect the status
of the archipelagic waters, including the sea lanes, or the exercise by
the archipelagic State of its sovereignty over such waters and their air
space, bed and subsoil, and the resources contained therein.

Article50
Delimitation of internal waters
Within its archipelagic waters, the archipelagic
State may draw closing lines for the delimitation of internal waters, in
accordance with articles 9, 10 and 11.

Article51
Existing agreements, traditional fishing rights
and
existing submarine cables
1. Without prejudice to article 49, an
archipelagic State shall respect existing agreements with other States
and shall recognize traditional fishing rights and other legitimate
activities of the immediately adjacent neighbouring States in certain
areas falling within archipelagic waters. The terms and conditions for
the exercise of such rights and activities, including the nature, the
extent and the areas to which they apply, shall, at the request of any
of the States concerned, be regulated by bilateral agreements between
them. Such rights shall not be transferred to or shared with third
States or their nationals.
2. An archipelagic State shall respect existing
submarine cables laid by other States and passing through its waters
without making a landfall. An archipelagic State shall permit the
maintenance and replacement of such cables upon receiving due notice of
their location and the intention to repair or replace them.

Article52
Right of innocent passage
1. Subject to article 53 and without prejudice
to article 50, ships of all States enjoy the right of innocent passage
through archipelagic waters, in accordance with Part II, section 3.
2. The archipelagic State may, without
discrimination in form or in fact among foreign ships, suspend
temporarily in specified areas of its archipelagic waters the innocent
passage of foreign ships if such suspension is essential for the
protection of its security. Such suspension shall take effect only after
having been duly published.

Article53
Right of archipelagic sea lanes passage
1. An archipelagic State may designate sea lanes
and air routes thereabove, suitable for the continuous and expeditious
passage of foreign ships and aircraft through or over its archipelagic
waters and the adjacent territorial sea.
2. All ships and aircraft enjoy the right of
archipelagic sea lanes passage in such sea lanes and air routes.
3. Archipelagic sea lanes passage means the
exercise in accordance with this Convention of the rights of navigation
and overflight in the normal mode solely for the purpose of continuous,
expeditious and unobstructed transit between one part of the high seas
or an exclusive economic zone and another part of the high seas or an
exclusive economic zone.
4. Such sea lanes and air routes shall traverse
the archipelagic waters and the adjacent territorial sea and shall
include all normal passage routes used as routes for international
navigation or overflight through or over archipelagic waters and, within
such routes, so far as ships are concerned, all normal navigational
channels, provided that duplication of routes of similar convenience
between the same entry and exit points shall not be necessary.
5. Such sea lanes and air routes shall be
defined by a series of continuous axis lines from the entry points of
passage routes to the exit points. Ships and aircraft in archipelagic
sea lanes passage shall not deviate more than 25 nautical miles to
either side of such axis lines during passage, provided that such ships
and aircraft shall not navigate closer to the coasts than 10 per cent of
the distance between the nearest points on islands bordering the sea
lane.
6. An archipelagic State which designates sea
lanes under this article may also prescribe traffic separation schemes
for the safe passage of ships through narrow channels in such sea lanes.
7. An archipelagic State may, when circumstances
require, after giving due publicity thereto, substitute other sea lanes
or traffic separation schemes for any sea lanes or traffic separation
schemes previously designated or prescribed by it.
8. Such sea lanes and traffic separation schemes
shall conform to generally accepted international regulations.
9. In designating or substituting sea lanes or
prescribing or substituting traffic separation schemes, an archipelagic
State shall refer proposals to the competent international organization
with a view to their adoption. The organization may adopt only such sea
lanes and traffic separation schemes as may be agreed with the
archipelagic State, after which the archipelagic State may designate,
prescribe or substitute them.
10. The archipelagic State shall clearly
indicate the axis of the sea lanes and the traffic separation schemes
designated or prescribed by it on charts to which due publicity shall be
given.
11. Ships in archipelagic sea lanes passage
shall respect applicable sea lanes and traffic separation schemes
established in accordance with this article.
12. If an archipelagic State does not designate
sea lanes or air routes, the right of archipelagic sea lanes passage may
be exercised through the routes normally used for international
navigation.

Article54
Duties of ships and aircraft during their passage,
research and survey activities, duties of the archipelagic State
and
laws and regulations of the archipelagic State
relating to archipelagic sea lanes passage
Articles 39, 40, 42 and 44 apply
mutatis mutandis to archipelagic sea lanes passage.
PART V
EXCLUSIVE ECONOMIC ZONE

Article55
Specific legal regime of the exclusive economic zone
The exclusive economic zone is an area beyond
and adjacent to the territorial sea, subject to the specific legal
regime established in this Part, under which the rights and jurisdiction
of the coastal State and the rights and freedoms of other States are
governed by the relevant provisions of this Convention.

Article56
Rights, jurisdiction and duties of the coastal State in the exclusive
economic zone
1. In the exclusive economic zone, the coastal
State has:
(a) sovereign rights
for the purpose of exploring and exploiting, conserving and managing the
natural resources, whether living or non-living, of the waters
superjacent to the seabed and of the seabed and its subsoil, and with
regard to other activities for the economic exploitation and exploration
of the zone, such as the production of energy from the water, currents
and winds;
(b) jurisdiction as
provided for in the relevant provisions of this Convention with regard
to:
(i) the establishment
and use of artificial islands, installations and structures;
(ii) marine
scientific research;
(iii) the protection
and preservation of the marine environment;
(c) other rights and
duties provided for in this Convention.
2. In exercising its rights and performing its
duties under this Convention in the exclusive economic zone, the coastal
State shall have due regard to the rights and duties of other States and
shall act in a manner compatible with the provisions of this Convention.
3. The rights set out in this article with
respect to the seabed and subsoil shall be exercised in accordance with
Part VI.

Article57
Breadth of the exclusive economic zone
The exclusive economic zone shall not extend
beyond 200 nautical miles from the baselines from which the breadth of
the territorial sea is measured.

Article58
Rights and duties of other States in the exclusive economic zone
1. In the exclusive economic zone, all States,
whether coastal or land-locked, enjoy, subject to the relevant
provisions of this Convention, the freedoms referred to in article 87 of
navigation and overflight and of the laying of submarine cables and
pipelines, and other internationally lawful uses of the sea related to
these freedoms, such as those associated with the operation of ships,
aircraft and submarine cables and pipelines, and compatible with the
other provisions of this Convention.
2. Articles 88 to 115 and other pertinent rules
of international law apply to the exclusive economic zone in so far as
they are not incompatible with this Part.
3. In exercising their rights and performing
their duties under this Convention in the exclusive economic zone,
States shall have due regard to the rights and duties of the coastal
State and shall comply with the laws and regulations adopted by the
coastal State in accordance with the provisions of this Convention and
other rules of international law in so far as they are not incompatible
with this Part.

Article59
Basis for the resolution of conflicts
regarding the attribution of rights and jurisdiction
in
the exclusive economic zone
In cases where this Convention does not
attribute rights or jurisdiction to the coastal State or to other States
within the exclusive economic zone, and a conflict arises between the
interests of the coastal State and any other State or States, the
conflict should be resolved on the basis of equity and in the light of
all the relevant circumstances, taking into account the respective
importance of the interests involved to the parties as well as to the
international community as a whole.

Article60
Artificial islands, installations and structures
in
the exclusive economic zone
1. In the exclusive economic zone, the coastal
State shall have the exclusive right to construct and to authorize and
regulate the construction, operation and use of:
(a) artificial
islands;
(b) installations and
structures for the purposes provided for in article 56 and other
economic purposes;
(c) installations and
structures which may interfere with the exercise of the rights of the
coastal State in the zone.
2. The coastal State shall have exclusive
jurisdiction over such artificial islands, installations and structures,
including jurisdiction with regard to customs, fiscal, health, safety
and immigration laws and regulations.
3. Due notice must be given of the construction
of such artificial islands, installations or structures, and permanent
means for giving warning of their presence must be maintained. Any
installations or structures which are abandoned or disused shall be
removed to ensure safety of navigation, taking into account any
generally accepted international standards established in this regard by
the competent international organization. Such removal shall also have
due regard to fishing, the protection of the marine environment and the
rights and duties of other States. Appropriate publicity shall be given
to the depth, position and dimensions of any installations or structures
not entirely removed.
4. The coastal State may, where necessary,
establish reasonable safety zones around such artificial islands,
installations and structures in which it may take appropriate measures
to ensure the safety both of navigation and of the artificial islands,
installations and structures.
5. The breadth of the safety zones shall be
determined by the coastal State, taking into account applicable
international standards. Such zones shall be designed to ensure that
they are reasonably related to the nature and function of the artificial
islands, installations or structures, and shall not exceed a distance of
500 metres around them, measured from each point of their outer edge,
except as authorized by generally accepted international standards or as
recommended by the competent international organization. Due notice
shall be given of the extent of safety zones.
6. All ships must respect these safety zones and
shall comply with generally accepted international standards regarding
navigation in the vicinity of artificial islands, installations,
structures and safety zones.
7. Artificial islands, installations and
structures and the safety zones around them may not be established where
interference may be caused to the use of recognized sea lanes essential
to international navigation.
8. Artificial islands, installations and
structures do not possess the status of islands. They have no
territorial sea of their own, and their presence does not affect the
delimitation of the territorial sea, the exclusive economic zone or the
continental shelf.

Article61
Conservation of the living resources
1. The coastal State shall determine the
allowable catch of the living resources in its exclusive economic zone.
2. The coastal State, taking into account the
best scientific evidence available to it, shall ensure through proper
conservation and management measures that the maintenance of the living
resources in the exclusive economic zone is not endangered by
over-exploitation. As appropriate, the coastal State and competent
international organizations, whether subregional, regional or global,
shall cooperate to this end.
3. Such measures shall also be designed to
maintain or restore populations of harvested species at levels which can
produce the maximum sustainable yield, as qualified by relevant
environmental and economic factors, including the economic needs of
coastal fishing communities and the special requirements of developing
States, and taking into account fishing patterns, the interdependence of
stocks and any generally recommended international minimum standards,
whether subregional, regional or global.
4. In taking such measures the coastal State
shall take into consideration the effects on species associated with or
dependent upon harvested species with a view to maintaining or restoring
populations of such associated or dependent species above levels at
which their reproduction may become seriously threatened.
5. Available scientific information, catch and
fishing effort statistics, and other data relevant to the conservation
of fish stocks shall be contributed and exchanged on a regular basis
through competent international organizations, whether subregional,
regional or global, where appropriate and with participation by all
States concerned, including States whose nationals are allowed to fish
in the exclusive economic zone.

Article62
Utilization of the living resources
1. The coastal State shall promote the objective
of optimum utilization of the living resources in the exclusive economic
zone without prejudice to article 61.
2. The coastal State shall determine its
capacity to harvest the living resources of the exclusive economic zone.
Where the coastal State does not have the capacity to harvest the entire
allowable catch, it shall, through agreements or other arrangements and
pursuant to the terms, conditions, laws and regulations referred to in
paragraph 4, give other States access to the surplus of the allowable
catch, having particular regard to the provisions of articles 69 and 70,
especially in relation to the developing States mentioned therein.
3. In giving access to other States to its
exclusive economic zone under this article, the coastal State shall take
into account all relevant factors, including, inter alia, the
significance of the living resources of the area to the economy of the
coastal State concerned and its other national interests, the provisions
of articles 69 and 70, the requirements of developing States in the
subregion or region in harvesting part of the surplus and the need to
minimize economic dislocation in States whose nationals have habitually
fished in the zone or which have made substantial efforts in research
and identification of stocks.
4. Nationals of other States fishing in the
exclusive economic zone shall comply with the conservation measures and
with the other terms and conditions established in the laws and
regulations of the coastal State. These laws and regulations shall be
consistent with this Convention and may relate, inter alia, to
the following:
(a) licensing of
fishermen, fishing vessels and equipment, including payment of fees and
other forms of remuneration, which, in the case of developing coastal
States, may consist of adequate compensation in the field of financing,
equipment and technology relating to the fishing industry;
(b) determining the
species which may be caught, and fixing quotas of catch, whether in
relation to particular stocks or groups of stocks or catch per vessel
over a period of time or to the catch by nationals of any State during a
specified period;
(c) regulating
seasons and areas of fishing, the types, sizes and amount of gear, and
the types, sizes and number of fishing vessels that may be used;
(d) fixing the age
and size of fish and other species that may be caught;
(e) specifying
information required of fishing vessels, including catch and effort
statistics and vessel position reports;
(f) requiring, under
the authorization and control of the coastal State, the conduct of
specified fisheries research programmes and regulating the conduct of
such research, including the sampling of catches, disposition of samples
and reporting of associated scientific data;
(g) the placing of
observers or trainees on board such vessels by the coastal State;
(h) the landing of
all or any part of the catch by such vessels in the ports of the coastal
State;
(i) terms and
conditions relating to joint ventures or other cooperative arrangements;
(j) requirements for
the training of personnel and the transfer of fisheries technology,
including enhancement of the coastal State's capability of undertaking
fisheries research;
(k) enforcement
procedures.
5. Coastal States shall give due notice of
conservation and management laws and regulations.

Article63
Stocks occurring within the exclusive economic zones of
two
or more coastal States or both within the exclusive economic zone
and
in an area beyond and adjacent to it
1. Where the same stock or stocks of associated
species occur within the exclusive economic zones of two or more coastal
States, these States shall seek, either directly or through appropriate
subregional or regional organizations, to agree upon the measures
necessary to coordinate and ensure the conservation and development of
such stocks without prejudice to the other provisions of this Part.
2. Where the same stock or stocks of associated
species occur both within the exclusive economic zone and in an area
beyond and adjacent to the zone, the coastal State and the States
fishing for such stocks in the adjacent area shall seek, either directly
or through appropriate subregional or regional organizations, to agree
upon the measures necessary for the conservation of these stocks in the
adjacent area.

Article64
Highly migratory species
1. The coastal State and other States whose
nationals fish in the region for the highly migratory species listed in
Annex I shall cooperate directly or through appropriate international
organizations with a view to ensuring conservation and promoting the
objective of optimum utilization of such species throughout the region,
both within and beyond the exclusive economic zone. In regions for which
no appropriate international organization exists, the coastal State and
other States whose nationals harvest these species in the region shall
cooperate to establish such an organization and participate in its work.
2. The provisions of paragraph 1 apply in
addition to the other provisions of this Part.

Article65
Marine mammals
Nothing in this Part restricts the right of a
coastal State or the competence of an international organization, as
appropriate, to prohibit, limit or regulate the exploitation of marine
mammals more strictly than provided for in this Part. States shall
cooperate with a view to the conservation of marine mammals and in the
case of cetaceans shall in particular work through the appropriate
international organizations for their conservation, management and
study.

Article66
Anadromous stocks
1. States in whose rivers anadromous stocks
originate shall have the primary interest in and responsibility for such
stocks.
2. The State of origin of anadromous stocks
shall ensure their conservation by the establishment of appropriate
regulatory measures for fishing in all waters landward of the outer
limits of its exclusive economic zone and for fishing provided for in
paragraph 3(b). The State of origin may, after consultations with the
other States referred to in paragraphs 3 and 4 fishing these stocks,
establish total allowable catches for stocks originating in its rivers.
3. (a) Fisheries for
anadromous stocks shall be conducted only in waters landward of the
outer limits of exclusive economic zones, except in cases where this
provision would result in economic dislocation for a State other than
the State of origin. With respect to such fishing beyond the outer
limits of the exclusive economic zone, States concerned shall maintain
consultations with a view to achieving agreement on terms and conditions
of such fishing giving due regard to the conservation requirements and
the needs of the State of origin in respect of these stocks.
(b) The State of
origin shall cooperate in minimizing economic dislocation in such other
States fishing these stocks, taking into account the normal catch and
the mode of operations of such States, and all the areas in which such
fishing has occurred.
(c) States referred
to in subparagraph (b), participating by agreement with the State of
origin in measures to renew anadromous stocks, particularly by
expenditures for that purpose, shall be given special consideration by
the State of origin in the harvesting of stocks originating in its
rivers.
(d) Enforcement of
regulations regarding anadromous stocks beyond the exclusive economic
zone shall be by agreement between the State of origin and the other
States concerned.
4. In cases where anadromous stocks migrate into
or through the waters landward of the outer limits of the exclusive
economic zone of a State other than the State of origin, such State
shall cooperate with the State of origin with regard to the conservation
and management of such stocks.
5. The State of origin of anadromous stocks and
other States fishing these stocks shall make arrangements for the
implementation of the provisions of this article, where appropriate,
through regional organizations.

Article67
Catadromous species
1. A coastal State in whose waters catadromous
species spend the greater part of their life cycle shall have
responsibility for the management of these species and shall ensure the
ingress and egress of migrating fish.
2. Harvesting of catadromous species shall be
conducted only in waters landward of the outer limits of exclusive
economic zones. When conducted in exclusive economic zones, harvesting
shall be subject to this article and the other provisions of this
Convention concerning fishing in these zones.
3. In cases where catadromous fish migrate
through the exclusive economic zone of another State, whether as
juvenile or maturing fish, the management, including harvesting, of such
fish shall be regulated by agreement between the State mentioned in
paragraph 1 and the other State concerned. Such agreement shall ensure
the rational management of the species and take into account the
responsibilities of the State mentioned in paragraph 1 for the
maintenance of these species.

Article68
Sedentary species
This Part does not apply to sedentary species as
defined in article 77, paragraph 4.

Article69
Right of land-locked States
1. Land-locked States shall have the right to
participate, on an equitable basis, in the exploitation of an
appropriate part of the surplus of the living resources of the exclusive
economic zones of coastal States of the same subregion or region, taking
into account the relevant economic and geographical circumstances of all
the States concerned and in conformity with the provisions of this
article and of articles 61 and 62.
2. The terms and modalities of such
participation shall be established by the States concerned through
bilateral, subregional or regional agreements taking into account,
inter alia:
(a) the need to avoid
effects detrimental to fishing communities or fishing industries of the
coastal State;
(b) the extent to
which the land-locked State, in accordance with the provisions of this
article, is participating or is entitled to participate under existing
bilateral, subregional or regional agreements in the exploitation of
living resources of the exclusive economic zones of other coastal
States;
(c) the extent to
which other land-locked States and geographically disadvantaged States
are participating in the exploitation of the living resources of the
exclusive economic zone of the coastal State and the consequent need to
avoid a particular burden for any single coastal State or a part of it;
(d) the nutritional
needs of the populations of the respective States.
3. When the harvesting capacity of a coastal
State approaches a point which would enable it to harvest the entire
allowable catch of the living resources in its exclusive economic zone,
the coastal State and other States concerned shall cooperate in the
establishment of equitable arrangements on a bilateral, subregional or
regional basis to allow for participation of developing land-locked
States of the same subregion or region in the exploitation of the living
resources of the exclusive economic zones of coastal States of the
subregion or region, as may be appropriate in the circumstances and on
terms satisfactory to all parties. In the implementation of this
provision the factors mentioned in paragraph 2 shall also be taken into
account.
4. Developed land-locked States shall, under the
provisions of this article, be entitled to participate in the
exploitation of living resources only in the exclusive economic zones of
developed coastal States of the same subregion or region having regard
to the extent to which the coastal State, in giving access to other
States to the living resources of its exclusive economic zone, has taken
into account the need to minimize detrimental effects on fishing
communities and economic dislocation in States whose nationals have
habitually fished in the zone.
5. The above provisions are without prejudice to
arrangements agreed upon in subregions or regions where the coastal
States may grant to land-locked States of the same subregion or region
equal or preferential rights for the exploitation of the living
resources in the exclusive economic zones.

Article70
Right of geographically disadvantaged States
1. Geographically disadvantaged States shall
have the right to participate, on an equitable basis, in the
exploitation of an appropriate part of the surplus of the living
resources of the exclusive economic zones of coastal States of the same
subregion or region, taking into account the relevant economic and
geographical circumstances of all the States concerned and in conformity
with the provisions of this article and of articles 61 and 62.
2. For the purposes of this Part,
"geographically disadvantaged States" means coastal States, including
States bordering enclosed or semi-enclosed seas, whose geographical
situation makes them dependent upon the exploitation of the living
resources of the exclusive economic zones of other States in the
subregion or region for adequate supplies of fish for the nutritional
purposes of their populations or parts thereof, and coastal States which
can claim no exclusive economic zones of their own.
3. The terms and modalities of such
participation shall be established by the States concerned through
bilateral, subregional or regional agreements taking into account,
inter alia:
(a) the need to avoid
effects detrimental to fishing communities or fishing industries of the
coastal State;
(b) the extent to
which the geographically disadvantaged State, in accordance with the
provisions of this article, is participating or is entitled to
participate under existing bilateral, subregional or regional agreements
in the exploitation of living resources of the exclusive economic zones
of other coastal States;
(c) the extent to
which other geographically disadvantaged States and land-locked States
are participating in the exploitation of the living resources of the
exclusive economic zone of the coastal State and the consequent need to
avoid a particular burden for any single coastal State or a part of it;
(d) the nutritional
needs of the populations of the respective States.
4. When the harvesting capacity of a coastal
State approaches a point which would enable it to harvest the entire
allowable catch of the living resources in its exclusive economic zone,
the coastal State and other States concerned shall cooperate in the
establishment of equitable arrangements on a bilateral, subregional or
regional basis to allow for participation of developing geographically
disadvantaged States of the same subregion or region in the exploitation
of the living resources of the exclusive economic zones of coastal
States of the subregion or region, as may be appropriate in the
circumstances and on terms satisfactory to all parties. In the
implementation of this provision the factors mentioned in paragraph 3
shall also be taken into account.
5. Developed geographically disadvantaged States
shall, under the provisions of this article, be entitled to participate
in the exploitation of living resources only in the exclusive economic
zones of developed coastal States of the same subregion or region having
regard to the extent to which the coastal State, in giving access to
other States to the living resources of its exclusive economic zone, has
taken into account the need to minimize detrimental effects on fishing
communities and economic dislocation in States whose nationals have
habitually fished in the zone.
6. The above provisions are without prejudice to
arrangements agreed upon in subregions or regions where the coastal
States may grant to geographically disadvantaged States of the same
subregion or region equal or preferential rights for the exploitation of
the living resources in the exclusive economic zones.

Article71
Non-applicability of articles 69 and 70
The provisions of articles 69 and 70 do not
apply in the case of a coastal State whose economy is overwhelmingly
dependent on the exploitation of the living resources of its exclusive
economic zone.

Article72
Restrictions on transfer of rights
1. Rights provided under articles 69 and 70 to
exploit living resources shall not be directly or indirectly transferred
to third States or their nationals by lease or licence, by establishing
joint ventures or in any other manner which has the effect of such
transfer unless otherwise agreed by the States concerned.
2. The foregoing provision does not preclude the
States concerned from obtaining technical or financial assistance from
third States or international organizations in order to facilitate the
exercise of the rights pursuant to articles 69 and 70, provided that it
does not have the effect referred to in paragraph 1.

Article73
Enforcement of laws and regulations of the coastal State
1. The coastal State may, in the exercise of its
sovereign rights to explore, exploit, conserve and manage the living
resources in the exclusive economic zone, take such measures, including
boarding, inspection, arrest and judicial proceedings, as may be
necessary to ensure compliance with the laws and regulations adopted by
it in conformity with this Convention.
2. Arrested vessels and their crews shall be
promptly released upon the posting of reasonable bond or other security.
3. Coastal State penalties for violations of
fisheries laws and regulations in the exclusive economic zone may not
include imprisonment, in the absence of agreements to the contrary by
the States concerned, or any other form of corporal punishment.
4. In cases of arrest or detention of foreign
vessels the coastal State shall promptly notify the flag State, through
appropriate channels, of the action taken and of any penalties
subsequently imposed.

Article74
Delimitation of the exclusive economic zone
between States with opposite or adjacent coasts
1. The delimitation of the exclusive economic
zone between States with opposite or adjacent coasts shall be effected
by agreement on the basis of international law, as referred to in
Article 38 of the Statute of the International Court of Justice, in
order to achieve an equitable solution.
2. If no agreement can be reached within a
reasonable period of time, the States concerned shall resort to the
procedures provided for in Part XV.
3. Pending agreement as provided for in
paragraph 1, the States concerned, in a spirit of understanding and
cooperation, shall make every effort to enter into provisional
arrangements of a practical nature and, during this transitional period,
not to jeopardize or hamper the reaching of the final agreement. Such
arrangements shall be without prejudice to the final delimitation.
4. Where there is an agreement in force between
the States concerned, questions relating to the delimitation of the
exclusive economic zone shall be determined in accordance with the
provisions of that agreement.

Article75
Charts and lists of geographical coordinates
1. Subject to this Part, the outer limit lines
of the exclusive economic zone and the lines of delimitation drawn in
accordance with article 74 shall be shown on charts of a scale or scales
adequate for ascertaining their position. Where appropriate, lists of
geographical coordinates of points, specifying the geodetic datum, may
be substituted for such outer limit lines or lines of delimitation.
2. The coastal State shall give due publicity to
such charts or lists of geographical coordinates and shall deposit a
copy of each such chart or list with the Secretary-General of the United
Nations.
PART VI
CONTINENTAL SHELF

Article76
Definition of the continental shelf
1. The continental shelf of a coastal State
comprises the seabed and subsoil of the submarine areas that extend
beyond its territorial sea throughout the natural prolongation of its
land territory to the outer edge of the continental margin, or to a
distance of 200 nautical miles from the baselines from which the breadth
of the territorial sea is measured where the outer edge of the
continental margin does not extend up to that distance.
2. The continental shelf of a coastal State
shall not extend beyond the limits provided for in paragraphs 4 to 6.
3. The continental margin comprises the
submerged prolongation of the land mass of the coastal State, and
consists of the seabed and subsoil of the shelf, the slope and the rise.
It does not include the deep ocean floor with its oceanic ridges or the
subsoil thereof.
4. (a) For the purposes of this Convention, the
coastal State shall establish the outer edge of the continental margin
wherever the margin extends beyond 200 nautical miles from the baselines
from which the breadth of the territorial sea is measured, by either:
(i) a line delineated
in accordance with paragraph 7 by reference to the outermost fixed
points at each of which the thickness of sedimentary rocks is at least
1 per cent of the shortest distance from such point to the foot of the
continental slope; or
(ii) a line
delineated in accordance with paragraph 7 by reference to fixed points
not more than 60 nautical miles from the foot of the continental slope.
(b) In the absence of
evidence to the contrary, the foot of the continental slope shall be
determined as the point of maximum change in the gradient at its base.
5. The fixed points comprising the line of the
outer limits of the continental shelf on the seabed, drawn in accordance
with paragraph 4 (a)(i) and (ii), either shall not exceed 350 nautical
miles from the baselines from which the breadth of the territorial sea
is measured or shall not exceed 100 nautical miles from the 2,500 metre
isobath, which is a line connecting the depth of 2,500 metres.
6. Notwithstanding the provisions of
paragraph 5, on submarine ridges, the outer limit of the continental
shelf shall not exceed 350 nautical miles from the baselines from which
the breadth of the territorial sea is measured. This paragraph does not
apply to submarine elevations that are natural components of the
continental margin, such as its plateaux, rises, caps, banks and spurs.
7. The coastal State shall delineate the outer
limits of its continental shelf, where that shelf extends beyond
200 nautical miles from the baselines from which the breadth of the
territorial sea is measured, by straight lines not exceeding 60 nautical
miles in length, connecting fixed points, defined by coordinates of
latitude and longitude.
8. Information on the limits of the continental
shelf beyond 200 nautical miles from the baselines from which the
breadth of the territorial sea is measured shall be submitted by the
coastal State to the Commission on the Limits of the Continental Shelf
set up under Annex II on the basis of equitable geographical
representation. The Commission shall make recommendations to coastal
States on matters related to the establishment of the outer limits of
their continental shelf. The limits of the shelf established by a
coastal State on the basis of these recommendations shall be final and
binding.
9. The coastal State shall deposit with the
Secretary-General of the United Nations charts and relevant information,
including geodetic data, permanently describing the outer limits of its
continental shelf. The Secretary-General shall give due publicity
thereto.
10. The provisions of this article are without
prejudice to the question of delimitation of the continental shelf
between States with opposite or adjacent coasts.

Article77
Rights of the coastal State over the continental shelf
1. The coastal State exercises over the
continental shelf sovereign rights for the purpose of exploring it and
exploiting its natural resources.
2. The rights referred to in paragraph 1 are
exclusive in the sense that if the coastal State does not explore the
continental shelf or exploit its natural resources, no one may undertake
these activities without the express consent of the coastal State.
3. The rights of the coastal State over the
continental shelf do not depend on occupation, effective or notional, or
on any express proclamation.
4. The natural resources referred to in this
Part consist of the mineral and other non-living resources of the seabed
and subsoil together with living organisms belonging to sedentary
species, that is to say, organisms which, at the harvestable stage,
either are immobile on or under the seabed or are unable to move except
in constant physical contact with the seabed or the subsoil.

Article78
Legal status of the superjacent waters and air space
and
the rights and freedoms of other States
1. The rights of the coastal State over the
continental shelf do not affect the legal status of the superjacent
waters or of the air space above those waters.
2. The exercise of the rights of the coastal
State over the continental shelf must not infringe or result in any
unjustifiable interference with navigation and other rights and freedoms
of other States as provided for in this Convention.

Article79
Submarine cables and pipelines on the continental shelf
1. All States are entitled to lay submarine
cables and pipelines on the continental shelf, in accordance with the
provisions of this article.
2. Subject to its right to take reasonable
measures for the exploration of the continental shelf, the exploitation
of its natural resources and the prevention, reduction and control of
pollution from pipelines, the coastal State may not impede the laying or
maintenance of such cables or pipelines.
3. The delineation of the course for the laying
of such pipelines on the continental shelf is subject to the consent of
the coastal State.
4. Nothing in this Part affects the right of the
coastal State to establish conditions for cables or pipelines entering
its territory or territorial sea, or its jurisdiction over cables and
pipelines constructed or used in connection with the exploration of its
continental shelf or exploitation of its resources or the operations of
artificial islands, installations and structures under its jurisdiction.
5. When laying submarine cables or pipelines,
States shall have due regard to cables or pipelines already in position.
In particular, possibilities of repairing existing cables or pipelines
shall not be prejudiced.

Article80
Artificial islands, installations and structures on the continental
shelf
Article 60 applies mutatis mutandis to
artificial islands, installations and structures on the continental
shelf.

Article81
Drilling on the continental shelf
The coastal State shall have the exclusive right
to authorize and regulate drilling on the continental shelf for all
purposes.

Article82
Payments and contributions with respect to the
exploitation of the continental shelf beyond 200 nautical miles
1. The coastal State shall make payments or
contributions in kind in respect of the exploitation of the non-living
resources of the continental shelf beyond 200 nautical miles from the
baselines from which the breadth of the territorial sea is measured.
2. The payments and contributions shall be made
annually with respect to all production at a site after the first five
years of production at that site. For the sixth year, the rate of
payment or contribution shall be 1 per cent of the value or volume of
production at the site. The rate shall increase by 1 per cent for each
subsequent year until the twelfth year and shall remain at 7 per cent
thereafter. Production does not include resources used in connection
with exploitation.
3. A developing State which is a net importer of
a mineral resource produced from its continental shelf is exempt from
making such payments or contributions in respect of that mineral
resource.
4. The payments or contributions shall be made
through the Authority, which shall distribute them to States Parties to
this Convention, on the basis of equitable sharing criteria, taking into
account the interests and needs of developing States, particularly the
least developed and the land-locked among them.

Article83
Delimitation of the continental shelf
between States with opposite or adjacent coasts
1. The delimitation of the continental shelf
between States with opposite or adjacent coasts shall be effected by
agreement on the basis of international law, as referred to in
Article 38 of the Statute of the International Court of Justice, in
order to achieve an equitable solution.
2. If no agreement can be reached within a
reasonable period of time, the States concerned shall resort to the
procedures provided for in Part XV.
3. Pending agreement as provided for in
paragraph 1, the States concerned, in a spirit of understanding and
cooperation, shall make every effort to enter into provisional
arrangements of a practical nature and, during this transitional period,
not to jeopardize or hamper the reaching of the final agreement. Such
arrangements shall be without prejudice to the final delimitation.
4. Where there is an agreement in force between
the States concerned, questions relating to the delimitation of the
continental shelf shall be determined in accordance with the provisions
of that agreement.

Article84
Charts and lists of geographical coordinates
1. Subject to this Part, the outer limit lines
of the continental shelf and the lines of delimitation drawn in
accordance with article 83 shall be shown on charts of a scale or scales
adequate for ascertaining their position. Where appropriate, lists of
geographical coordinates of points, specifying the geodetic datum, may
be substituted for such outer limit lines or lines of delimitation.
2. The coastal State shall give due publicity to
such charts or lists of geographical coordinates and shall deposit a
copy of each such chart or list with the Secretary-General of the United
Nations and, in the case of those showing the outer limit lines of the
continental shelf, with the Secretary-General of the Authority.

Article85
Tunnelling
This Part does not prejudice the right of the
coastal State to exploit the subsoil by means of tunnelling,
irrespective of the depth of water above the subsoil.
PART VII
HIGH SEAS
SECTION 1. GENERAL PROVISIONS

Article86
Application of the provisions of this Part
The provisions of this Part apply to all parts
of the sea that are not included in the exclusive economic zone, in the
territorial sea or in the internal waters of a State, or in the
archipelagic waters of an archipelagic State. This article does not
entail any abridgement of the freedoms enjoyed by all States in the
exclusive economic zone in accordance with article 58.

Article87
Freedom of the high seas
1. The high seas are open to all States, whether
coastal or land-locked. Freedom of the high seas is exercised under the
conditions laid down by this Convention and by other rules of
international law. It comprises, inter alia, both for coastal and
land-locked States:
(a) freedom of
navigation;
(b) freedom of
overflight;
(c) freedom to lay
submarine cables and pipelines, subject to Part VI;
(d) freedom to
construct artificial islands and other installations permitted under
international law, subject to Part VI;
(e) freedom of
fishing, subject to the conditions laid down in section 2;
(f) freedom of
scientific research, subject to Parts VI and XIII.
2. These freedoms shall be exercised by all
States with due regard for the interests of other States in their
exercise of the freedom of the high seas, and also with due regard for
the rights under this Convention with respect to activities in the Area.

Article88
Reservation of the high seas for peaceful purposes
The high seas shall be reserved for peaceful
purposes.

Article89
Invalidity of claims of sovereignty over the high seas
No State may validly purport to subject any part
of the high seas to its sovereignty.

Article90
Right of navigation
Every State, whether coastal or land-locked, has
the right to sail ships flying its flag on the high seas.

Article91
Nationality of ships
1. Every State shall fix the conditions for the
grant of its nationality to ships, for the registration of ships in its
territory, and for the right to fly its flag. Ships have the nationality
of the State whose flag they are entitled to fly. There must exist a
genuine link between the State and the ship.
2. Every State shall issue to ships to which it
has granted the right to fly its flag documents to that effect.

Article92
Status of ships
1. Ships shall sail under the flag of one State
only and, save in exceptional cases expressly provided for in
international treaties or in this Convention, shall be subject to its
exclusive jurisdiction on the high seas. A ship may not change its flag
during a voyage or while in a port of call, save in the case of a real
transfer of ownership or change of registry.
2. A ship which sails under the flags of two or
more States, using them according to convenience, may not claim any of
the nationalities in question with respect to any other State, and may
be assimilated to a ship without nationality.

Article93
Ships flying the flag of the United Nations, its specialized agencies
and
the International Atomic Energy Agency
The preceding articles do not prejudice the
question of ships employed on the official service of the United
Nations, its specialized agencies or the International Atomic Energy
Agency, flying the flag of the organization.

Article94
Duties of the flag State
1. Every State shall effectively exercise its
jurisdiction and control in administrative, technical and social matters
over ships flying its flag.
2. In particular every State shall:
(a) maintain a
register of ships containing the names and particulars of ships flying
its flag, except those which are excluded from generally accepted
international regulations on account of their small size; and
(b) assume
jurisdiction under its internal law over each ship flying its flag and
its master, officers and crew in respect of administrative, technical
and social matters concerning the ship.
3. Every State shall take such measures for
ships flying its flag as are necessary to ensure safety at sea with
regard, inter alia, to:
(a) the construction,
equipment and seaworthiness of ships;
(b) the manning of
ships, labour conditions and the training of crews, taking into account
the applicable international instruments;
(c) the use of
signals, the maintenance of communications and the prevention of
collisions.
4. Such measures shall include those necessary
to ensure:
(a) that each ship,
before registration and thereafter at appropriate intervals, is surveyed
by a qualified surveyor of ships, and has on board such charts, nautical
publications and navigational equipment and instruments as are
appropriate for the safe navigation of the ship;
(b) that each ship is
in the charge of a master and officers who possess appropriate
qualifications, in particular in seamanship, navigation, communications
and marine engineering, and that the crew is appropriate in
qualification and numbers for the type, size, machinery and equipment of
the ship;
(c) that the master,
officers and, to the extent appropriate, the crew are fully conversant
with and required to observe the applicable international regulations
concerning the safety of life at sea, the prevention of collisions, the
prevention, reduction and control of marine pollution, and the
maintenance of communications by radio.
5. In taking the measures called for in
paragraphs 3 and 4 each State is required to conform to generally
accepted international regulations, procedures and practices and to take
any steps which may be necessary to secure their observance.
6. A State which has clear grounds to believe
that proper jurisdiction and control with respect to a ship have not
been exercised may report the facts to the flag State. Upon receiving
such a report, the flag State shall investigate the matter and, if
appropriate, take any action necessary to remedy the situation.
7. Each State shall cause an inquiry to be held
by or before a suitably qualified person or persons into every marine
casualty or incident of navigation on the high seas involving a ship
flying its flag and causing loss of life or serious injury to nationals
of another State or serious damage to ships or installations of another
State or to the marine environment. The flag State and the other State
shall cooperate in the conduct of any inquiry held by that other State
into any such marine casualty or incident of navigation.

Article95
Immunity of warships on the high seas
Warships on the high seas have complete immunity
from the jurisdiction of any State other than the flag State.

Article96
Immunity of ships used only on government non-commercial service
Ships owned or operated by a State and used only
on government non-commercial service shall, on the high seas, have
complete immunity from the jurisdiction of any State other than the flag
State.

Article97
Penal jurisdiction in matters of collision or any other incident of
navigation
1. In the event of a collision or any other
incident of navigation concerning a ship on the high seas, involving the
penal or disciplinary responsibility of the master or of any other
person in the service of the ship, no penal or disciplinary proceedings
may be instituted against such person except before the judicial or
administrative authorities either of the flag State or of the State of
which such person is a national.
2. In disciplinary matters, the State which has
issued a master's certificate or a certificate of competence or licence
shall alone be competent, after due legal process, to pronounce the
withdrawal of such certificates, even if the holder is not a national of
the State which issued them.
3. No arrest or detention of the ship, even as a
measure of investigation, shall be ordered by any authorities other than
those of the flag State.

Article98
Duty to render assistance
1. Every State shall require the master of a
ship flying its flag, in so far as he can do so without serious danger
to the ship, the crew or the passengers:
(a) to render
assistance to any person found at sea in danger of being lost;
(b) to proceed with
all possible speed to the rescue of persons in distress, if informed of
their need of assistance, in so far as such action may reasonably be
expected of him;
(c) after a
collision, to render assistance to the other ship, its crew and its
passengers and, where possible, to inform the other ship of the name of
his own ship, its port of registry and the nearest port at which it will
call.
2. Every coastal State shall promote the
establishment, operation and maintenance of an adequate and effective
search and rescue service regarding safety on and over the sea and,
where circumstances so require, by way of mutual regional arrangements
cooperate with neighbouring States for this purpose.

Article99
Prohibition of the transport of slaves
Every State shall take effective measures to
prevent and punish the transport of slaves in ships authorized to fly
its flag and to prevent the unlawful use of its flag for that purpose.
Any slave taking refuge on board any ship, whatever its flag, shall
ipso facto be free.

Article100
Duty to cooperate in the repression of piracy
All States shall cooperate to the fullest
possible extent in the repression of piracy on the high seas or in any
other place outside the jurisdiction of any State.

Article101
Definition of piracy
Piracy consists of any of the following acts:
(a) any illegal acts
of violence or detention, or any act of depredation, committed for
private ends by the crew or the passengers of a private ship or a
private aircraft, and directed:
(i) on the high seas,
against another ship or aircraft, or against persons or property on
board such ship or aircraft;
(ii) against a ship,
aircraft, persons or property in a place outside the jurisdiction of any
State;
(b) any act of
voluntary participation in the operation of a ship or of an aircraft
with knowledge of facts making it a pirate ship or aircraft;
(c) any act of
inciting or of intentionally facilitating an act described in
subparagraph (a) or (b).

Article102
Piracy by a warship, government ship or government aircraft
whose crew has mutinied
The acts of piracy, as defined in article 101,
committed by a warship, government ship or government aircraft whose
crew has mutinied and taken control of the ship or aircraft are
assimilated to acts committed by a private ship or aircraft.

Article103
Definition of a pirate ship or aircraft
A ship or aircraft is considered a pirate ship
or aircraft if it is intended by the persons in dominant control to be
used for the purpose of committing one of the acts referred to in
article 101. The same applies if the ship or aircraft has been used to
commit any such act, so long as it remains under the control of the
persons guilty of that act.

Article104
Retention or loss of the nationality of a pirate ship or aircraft
A ship or aircraft may retain its nationality
although it has become a pirate ship or aircraft. The retention or loss
of nationality is determined by the law of the State from which such
nationality was derived.

Article105
Seizure of a pirate ship or aircraft
On the high seas, or in any other place outside
the jurisdiction of any State, every State may seize a pirate ship or
aircraft, or a ship or aircraft taken by piracy and under the control of
pirates, and arrest the persons and seize the property on board. The
courts of the State which carried out the seizure may decide upon the
penalties to be imposed, and may also determine the action to be taken
with regard to the ships, aircraft or property, subject to the rights of
third parties acting in good faith.

Article106
Liability for seizure without adequate grounds
Where the seizure of a ship or aircraft on
suspicion of piracy has been effected without adequate grounds, the
State making the seizure shall be liable to the State the nationality of
which is possessed by the ship or aircraft for any loss or damage caused
by the seizure.

Article107
Ships and aircraft which are entitled to seize on account of piracy
A seizure on account of piracy may be carried
out only by warships or military aircraft, or other ships or aircraft
clearly marked and identifiable as being on government service and
authorized to that effect.

Article108
Illicit traffic in narcotic drugs or psychotropic substances
1. All States shall cooperate in the suppression
of illicit traffic in narcotic drugs and psychotropic substances engaged
in by ships on the high seas contrary to international conventions.
2. Any State which has reasonable grounds for
believing that a ship flying its flag is engaged in illicit traffic in
narcotic drugs or psychotropic substances may request the cooperation of
other States to suppress such traffic.

Article109
Unauthorized broadcasting from the high seas
1. All States shall cooperate in the suppression
of unauthorized broadcasting from the high seas.
2. For the purposes of this Convention,
"unauthorized broadcasting" means the transmission of sound radio or
television broadcasts from a ship or installation on the high seas
intended for reception by the general public contrary to international
regulations, but excluding the transmission of distress calls.
3. Any person engaged in unauthorized
broadcasting may be prosecuted before the court of:
(a) the flag State of
the ship;
(b) the State of
registry of the installation;
(c) the State of
which the person is a national;
(d) any State where
the transmissions can be received; or
(e) any State where
authorized radio communication is suffering interference.
4. On the high seas, a State having jurisdiction
in accordance with paragraph 3 may, in conformity with article 110,
arrest any person or ship engaged in unauthorized broadcasting and seize
the broadcasting apparatus.

Article110
Right of visit
1. Except where acts of interference derive from
powers conferred by treaty, a warship which encounters on the high seas
a foreign ship, other than a ship entitled to complete immunity in
accordance with articles 95 and 96, is not justified in boarding it
unless there is reasonable ground for suspecting that:
(a) the ship is
engaged in piracy;
(b) the ship is
engaged in the slave trade;
(c) the ship is
engaged in unauthorized broadcasting and the flag State of the warship
has jurisdiction under article 109;
(d) the ship is
without nationality; or
(e) though flying a
foreign flag or refusing to show its flag, the ship is, in reality, of
the same nationality as the warship.
2. In the cases provided for in paragraph 1, the
warship may proceed to verify the ship's right to fly its flag. To this
end, it may send a boat under the command of an officer to the suspected
ship. If suspicion remains after the documents have been checked, it may
proceed to a further examination on board the ship, which must be
carried out with all possible consideration.
3. If the suspicions prove to be unfounded, and
provided that the ship boarded has not committed any act justifying
them, it shall be compensated for any loss or damage that may have been
sustained.
4. These provisions apply mutatis mutandis
to military aircraft.
5. These provisions also apply to any other duly
authorized ships or aircraft clearly marked and identifiable as being on
government service.

Article111
Right of hot pursuit
1. The hot pursuit of a foreign ship may be
undertaken when the competent authorities of the coastal State have good
reason to believe that the ship has violated the laws and regulations of
that State. Such pursuit must be commenced when the foreign ship or one
of its boats is within the internal waters, the archipelagic waters, the
territorial sea or the contiguous zone of the pursuing State, and may
only be continued outside the territorial sea or the contiguous zone if
the pursuit has not been interrupted. It is not necessary that, at the
time when the foreign ship within the territorial sea or the contiguous
zone receives the order to stop, the ship giving the order should
likewise be within the territorial sea or the contiguous zone. If the
foreign ship is within a contiguous zone, as defined in article 33, the
pursuit may only be undertaken if there has been a violation of the
rights for the protection of which the zone was established.
2. The right of hot pursuit shall apply
mutatis mutandis to violations in the exclusive economic zone or on
the continental shelf, including safety zones around continental shelf
installations, of the laws and regulations of the coastal State
applicable in accordance with this Convention to the exclusive economic
zone or the continental shelf, including such safety zones.
3. The right of hot pursuit ceases as soon as
the ship pursued enters the territorial sea of its own State or of a
third State.
4. Hot pursuit is not deemed to have begun
unless the pursuing ship has satisfied itself by such practicable means
as may be available that the ship pursued or one of its boats or other
craft working as a team and using the ship pursued as a mother ship is
within the limits of the territorial sea, or, as the case may be, within
the contiguous zone or the exclusive economic zone or above the
continental shelf. The pursuit may only be commenced after a visual or
auditory signal to stop has been given at a distance which enables it to
be seen or heard by the foreign ship.
5. The right of hot pursuit may be exercised
only by warships or military aircraft, or other ships or aircraft
clearly marked and identifiable as being on government service and
authorized to that effect.
6. Where hot pursuit is effected by an aircraft:
(a) the provisions of
paragraphs 1 to 4 shall apply mutatis mutandis;
(b) the aircraft
giving the order to stop must itself actively pursue the ship until a
ship or another aircraft of the coastal State, summoned by the aircraft,
arrives to take over the pursuit, unless the aircraft is itself able to
arrest the ship. It does not suffice to justify an arrest outside the
territorial sea that the ship was merely sighted by the aircraft as an
offender or suspected offender, if it was not both ordered to stop and
pursued by the aircraft itself or other aircraft or ships which continue
the pursuit without interruption.
7. The release of a ship arrested within the
jurisdiction of a State and escorted to a port of that State for the
purposes of an inquiry before the competent authorities may not be
claimed solely on the ground that the ship, in the course of its voyage,
was escorted across a portion of the exclusive economic zone or the high
seas, if the circumstances rendered this necessary.
8. Where a ship has been stopped or arrested
outside the territorial sea in circumstances which do not justify the
exercise of the right of hot pursuit, it shall be compensated for any
loss or damage that may have been thereby sustained.

Article112
Right to lay submarine cables and pipelines
1. All States are entitled to lay submarine
cables and pipelines on the bed of the high seas beyond the continental
shelf.
2. Article 79, paragraph 5, applies to such
cables and pipelines.

Article113
Breaking or injury of a submarine cable or pipeline
Every State shall adopt the laws and regulations
necessary to provide that the breaking or injury by a ship flying its
flag or by a person subject to its jurisdiction of a submarine cable
beneath the high seas done wilfully or through culpable negligence, in
such a manner as to be liable to interrupt or obstruct telegraphic or
telephonic communications, and similarly the breaking or injury of a
submarine pipeline or high-voltage power cable, shall be a punishable
offence. This provision shall apply also to conduct calculated or likely
to result in such breaking or injury. However, it shall not apply to any
break or injury caused by persons who acted merely with the legitimate
object of saving their lives or their ships, after having taken all
necessary precautions to avoid such break or injury.

Article114
Breaking or injury by owners of a submarine cable or pipeline
of
another submarine cable or pipeline
Every State shall adopt the laws and regulations
necessary to provide that, if persons subject to its jurisdiction who
are the owners of a submarine cable or pipeline beneath the high seas,
in laying or repairing that cable or pipeline, cause a break in or
injury to another cable or pipeline, they shall bear the cost of the
repairs.

Article115
Indemnity for loss incurred in avoiding injury
to
a submarine cable or pipeline
Every State shall adopt the laws and regulations
necessary to ensure that the owners of ships who can prove that they
have sacrificed an anchor, a net or any other fishing gear, in order to
avoid injuring a submarine cable or pipeline, shall be indemnified by
the owner of the cable or pipeline, provided that the owner of the ship
has taken all reasonable precautionary measures beforehand.
SECTION 2. CONSERVATION AND MANAGEMENT OF THE
LIVING RESOURCES OF THE HIGH SEAS

Article116
Right to fish on the high seas
All States have the right for their nationals to
engage in fishing on the high seas subject to:
(a) their treaty
obligations;
(b) the rights and
duties as well as the interests of coastal States provided for,
inter alia, in article 63, paragraph 2, and articles 64 to 67; and
(c) the provisions of
this section.

Article117
Duty of States to adopt with respect to their nationals
measures for the conservation of the living resources of the high seas
All States have the duty to take, or to
cooperate with other States in taking, such measures for their
respective nationals as may be necessary for the conservation of the
living resources of the high seas.

Article118
Cooperation of States in the conservation and management
of
living resources
States shall cooperate with each other in the
conservation and management of living resources in the areas of the high
seas. States whose nationals exploit identical living resources, or
different living resources in the same area, shall enter into
negotiations with a view to taking the measures necessary for the
conservation of the living resources concerned. They shall, as
appropriate, cooperate to establish subregional or regional fisheries
organizations to this end.

Article119
Conservation of the living resources of the high seas
1. In determining the allowable catch and
establishing other conservation measures for the living resources in the
high seas, States shall:
(a) take measures
which are designed, on the best scientific evidence available to the
States concerned, to maintain or restore populations of harvested
species at levels which can produce the maximum sustainable yield, as
qualified by relevant environmental and economic factors, including the
special requirements of developing States, and taking into account
fishing patterns, the interdependence of stocks and any generally
recommended international minimum standards, whether subregional,
regional or global;
(b) take into
consideration the effects on species associated with or dependent upon
harvested species with a view to maintaining or restoring populations of
such associated or dependent species above levels at which their
reproduction may become seriously threatened.
2. Available scientific information, catch and
fishing effort statistics, and other data relevant to the conservation
of fish stocks shall be contributed and exchanged on a regular basis
through competent international organizations, whether subregional,
regional or global, where appropriate and with participation by all
States concerned.
3. States concerned shall ensure that
conservation measures and their implementation do not discriminate in
form or in fact against the fishermen of any State.

Article120
Marine mammals
Article 65 also applies to the conservation and
management of marine mammals in the high seas
PART VIII
REGIME OF ISLANDS

Article121
Regime of islands
1. An island is a naturally formed area of land,
surrounded by water, which is above water at high tide.
2. Except as provided for in paragraph 3, the
territorial sea, the contiguous zone, the exclusive economic zone and
the continental shelf of an island are determined in accordance with the
provisions of this Convention applicable to other land territory.
3. Rocks which cannot sustain human habitation
or economic life of their own shall have no exclusive economic zone or
continental shelf.
PART IX
ENCLOSED OR SEMI-ENCLOSED SEAS

Article122
Definition
For the purposes of this Convention, "enclosed
or semi-enclosed sea" means a gulf, basin or sea surrounded by two or
more States and connected to another sea or the ocean by a narrow outlet
or consisting entirely or primarily of the territorial seas and
exclusive economic zones of two or more coastal States.

Article123
Cooperation of States bordering enclosed or semi-enclosed seas
States bordering an enclosed or semi-enclosed
sea should cooperate with each other in the exercise of their rights and
in the performance of their duties under this Convention. To this end
they shall endeavour, directly or through an appropriate regional
organization:
(a) to coordinate the
management, conservation, exploration and exploitation of the living
resources of the sea;
(b) to coordinate the
implementation of their rights and duties with respect to the protection
and preservation of the marine environment;
(c) to coordinate
their scientific research policies and undertake where appropriate joint
programmes of scientific research in the area;
(d) to invite, as
appropriate, other interested States or international organizations to
cooperate with them in furtherance of the provisions of this article.
PART X
RIGHT OF ACCESS OF LAND-LOCKED
STATES TO AND FROM THE SEA
AND
FREEDOM OF TRANSIT

Article124
Use
of terms
1. For the purposes of this Convention:
(a) "land-locked
State" means a State which has no sea-coast;
(b) "transit State"
means a State, with or without a sea-coast, situated between a
land-locked State and the sea, through whose territory traffic in
transit passes;
(c) "traffic in
transit" means transit of persons, baggage, goods and means of transport
across the territory of one or more transit States, when the passage
across such territory, with or without trans-shipment, warehousing,
breaking bulk or change in the mode of transport, is only a portion of a
complete journey which begins or terminates within the territory of the
land-locked State;
(d) "means of
transport" means:
(i) railway rolling
stock, sea, lake and river craft and road vehicles;
(ii) where local
conditions so require, porters and pack animals.
2. Land-locked States and transit States may, by
agreement between them, include as means of transport pipelines and gas
lines and means of transport other than those included in paragraph 1.

Article125
Right of access to and from the sea and freedom of transit
1. Land-locked States shall have the right of
access to and from the sea for the purpose of exercising the rights
provided for in this Convention including those relating to the freedom
of the high seas and the common heritage of mankind. To this end,
land-locked States shall enjoy freedom of transit through the territory
of transit States by all means of transport.
2. The terms and modalities for exercising
freedom of transit shall be agreed between the land-locked States and
transit States concerned through bilateral, subregional or regional
agreements.
3. Transit States, in the exercise of their full
sovereignty over their territory, shall have the right to take all
measures necessary to ensure that the rights and facilities provided for
in this Part for land-locked States shall in no way infringe their
legitimate interests.

Article126
Exclusion of application of the most-favoured-nation clause
The provisions of this Convention, as well as
special agreements relating to the exercise of the right of access to
and from the sea, establishing rights and facilities on account of the
special geographical position of land-locked States, are excluded from
the application of the most-favoured-nation clause.

Article127
Customs duties, taxes and other charges
1. Traffic in transit shall not be subject to
any customs duties, taxes or other charges except charges levied for
specific services rendered in connection with such traffic.
2. Means of transport in transit and other
facilities provided for and used by land-locked States shall not be
subject to taxes or charges higher than those levied for the use of
means of transport of the transit State.

Article128
Free zones and other customs facilities
For the convenience of traffic in transit, free
zones or other customs facilities may be provided at the ports of entry
and exit in the transit States, by agreement between those States and
the land-locked States.

Article129
Cooperation in the construction and improvement of means of transport
Where there are no means of transport in transit
States to give effect to the freedom of transit or where the existing
means, including the port installations and equipment, are inadequate in
any respect, the transit States and land-locked States concerned may
cooperate in constructing or improving them.

Article130
Measures to avoid or eliminate delays
or
other difficulties of a technical nature in traffic in transit
1. Transit States shall take all appropriate
measures to avoid delays or other difficulties of a technical nature in
traffic in transit.
2. Should such delays or difficulties occur, the
competent authorities of the transit States and land-locked States
concerned shall cooperate towards their expeditious elimination.

Article131
Equal treatment in maritime ports
Ships flying the flag of land-locked States
shall enjoy treatment equal to that accorded to other foreign ships in
maritime ports.

Article132
Grant of greater transit facilities
This Convention does not entail in any way the
withdrawal of transit facilities which are greater than those provided
for in this Convention and which are agreed between States Parties to
this Convention or granted by a State Party. This Convention also does
not preclude such grant of greater facilities in the future.
PART XI
THE
AREA
SECTION 1. GENERAL PROVISIONS

Article133
Use
of terms
For the purposes of this Part:
(a) "resources" means
all solid, liquid or gaseous mineral resources in situ in the
Area at or beneath the seabed, including polymetallic nodules;
(b) resources, when
recovered from the Area, are referred to as "minerals".

Article134
Scope of this Part
1. This Part applies
to the Area.
2. Activities in the
Area shall be governed by the provisions of this Part.
3. The requirements
concerning deposit of, and publicity to be given to, the charts or lists
of geographical coordinates showing the limits referred to in article l,
paragraph l(1), are set forth in Part VI.
4. Nothing in this
article affects the establishment of the outer limits of the continental
shelf in accordance with Part VI or the validity of agreements relating
to delimitation between States with opposite or adjacent coasts.

Article135
Legal status of the superjacent waters and air space
Neither this Part nor any rights granted or
exercised pursuant thereto shall affect the legal status of the waters
superjacent to the Area or that of the air space above those waters.
SECTION 2. PRINCIPLES GOVERNING THE AREA

Article136
Common heritage of mankind
The Area and its resources are the common
heritage of mankind.

Article137
Legal status of the Area and its resources
1. No State shall claim or exercise sovereignty
or sovereign rights over any part of the Area or its resources, nor
shall any State or natural or juridical person appropriate any part
thereof. No such claim or exercise of sovereignty or sovereign rights
nor such appropriation shall be recognized.
2. All rights in the resources of the Area are
vested in mankind as a whole, on whose behalf the Authority shall act.
These resources are not subject to alienation. The minerals recovered
from the Area, however, may only be alienated in accordance with this
Part and the rules, regulations and procedures of the Authority.
3. No State or natural or juridical person shall
claim, acquire or exercise rights with respect to the minerals recovered
from the Area except in accordance with this Part. Otherwise, no such
claim, acquisition or exercise of such rights shall be recognized.

Article138
General conduct of States in relation to the Area
The general conduct of States in relation to the
Area shall be in accordance with the provisions of this Part, the
principles embodied in the Charter of the United Nations and other rules
of international law in the interests of maintaining peace and security
and promoting international cooperation and mutual understanding.

Article139
Responsibility to ensure compliance and liability for damage
1. States Parties shall have the responsibility
to ensure that activities in the Area, whether carried out by States
Parties, or state enterprises or natural or juridical persons which
possess the nationality of States Parties or are effectively controlled
by them or their nationals, shall be carried out in conformity with this
Part. The same responsibility applies to international organizations for
activities in the Area carried out by such organizations.
2. Without prejudice to the rules of
international law and Annex III, article 22, damage caused by the
failure of a State Party or international organization to carry out its
responsibilities under this Part shall entail liability; States Parties
or international organizations acting together shall bear joint and
several liability. A State Party shall not however be liable for damage
caused by any failure to comply with this Part by a person whom it has
sponsored under article 153, paragraph 2(b), if the State Party has
taken all necessary and appropriate measures to secure effective
compliance under article 153, paragraph 4, and Annex III, article 4,
paragraph 4.
3. States Parties that are members of
international organizations shall take appropriate measures to ensure
the implementation of this article with respect to such organizations.

Article140
Benefit of mankind
1. Activities in the Area shall, as specifically
provided for in this Part, be carried out for the benefit of mankind as
a whole, irrespective of the geographical location of States, whether
coastal or land-locked, and taking into particular consideration the
interests and needs of developing States and of peoples who have not
attained full independence or other self-governing status recognized by
the United Nations in accordance with General Assembly resolution
1514 (XV) and other relevant General Assembly resolutions.
2. The Authority shall provide for the equitable
sharing of financial and other economic benefits derived from activities
in the Area through any appropriate mechanism, on a non-discriminatory
basis, in accordance with article 160, paragraph 2(f)(i).

Article141
Use
of the Area exclusively for peaceful purposes
The Area shall be open to use exclusively for
peaceful purposes by all States, whether coastal or land-locked, without
discrimination and without prejudice to the other provisions of this
Part.

Article142
Rights and legitimate interests of coastal States
1. Activities in the Area, with respect to
resource deposits in the Area which lie across limits of national
jurisdiction, shall be conducted with due regard to the rights and
legitimate interests of any coastal State across whose jurisdiction such
deposits lie.
2. Consultations, including a system of prior
notification, shall be maintained with the State concerned, with a view
to avoiding infringement of such rights and interests. In cases where
activities in the Area may result in the exploitation of resources lying
within national jurisdiction, the prior consent of the coastal State
concerned shall be required.
3. Neither this Part nor any rights granted or
exercised pursuant thereto shall affect the rights of coastal States to
take such measures consistent with the relevant provisions of Part XII
as may be necessary to prevent, mitigate or eliminate grave and imminent
danger to their coastline, or related interests from pollution or threat
thereof or from other hazardous occurrences resulting from or caused by
any activities in the Area.

Article143
Marine scientific research
1. Marine scientific research in the Area shall
be carried out exclusively for peaceful purposes and for the benefit of
mankind as a whole, in accordance with Part XIII.
2. The Authority may carry out marine scientific
research concerning the Area and its resources, and may enter into
contracts for that purpose. The Authority shall promote and encourage
the conduct of marine scientific research in the Area, and shall
coordinate and disseminate the results of such research and analysis
when available.
3. States Parties may carry out marine
scientific research in the Area. States Parties shall promote
international cooperation in marine scientific research in the Area by:
(a) participating in
international programmes and encouraging cooperation in marine
scientific research by personnel of different countries and of the
Authority;
(b) ensuring that
programmes are developed through the Authority or other international
organizations as appropriate for the benefit of developing States and
technologically less developed States with a view to:
(i) strengthening
their research capabilities;
(ii) training their
personnel and the personnel of the Authority in the techniques and
applications of research;
(iii) fostering the
employment of their qualified personnel in research in the Area;
(c) effectively
disseminating the results of research and analysis when available,
through the Authority or other international channels when appropriate.

Article144
Transfer of technology
1. The Authority shall take measures in
accordance with this Convention:
(a) to acquire
technology and scientific knowledge relating to activities in the Area;
and
(b) to promote and
encourage the transfer to developing States of such technology and
scientific knowledge so that all States Parties benefit therefrom.
2. To this end the Authority and States Parties
shall cooperate in promoting the transfer of technology and scientific
knowledge relating to activities in the Area so that the Enterprise and
all States Parties may benefit therefrom. In particular they shall
initiate and promote:
(a) programmes for
the transfer of technology to the Enterprise and to developing States
with regard to activities in the Area, including, inter alia,
facilitating the access of the Enterprise and of developing States to
the relevant technology, under fair and reasonable terms and conditions;
(b) measures directed
towards the advancement of the technology of the Enterprise and the
domestic technology of developing States, particularly by providing
opportunities to personnel from the Enterprise and from developing
States for training in marine science and technology and for their full
participation in activities in the Area.

Article145
Protection of the marine environment
Necessary measures shall be taken in accordance
with this Convention with respect to activities in the Area to ensure
effective protection for the marine environment from harmful effects
which may arise from such activities. To this end the Authority shall
adopt appropriate rules, regulations and procedures for inter alia:
(a) the prevention,
reduction and control of pollution and other hazards to the marine
environment, including the coastline, and of interference with the
ecological balance of the marine environment, particular attention being
paid to the need for protection from harmful effects of such activities
as drilling, dredging, excavation, disposal of waste, construction and
operation or maintenance of installations, pipelines and other devices
related to such activities;
(b) the protection
and conservation of the natural resources of the Area and the prevention
of damage to the flora and fauna of the marine environment.

Article146
Protection of human life
With respect to activities in the Area,
necessary measures shall be taken to ensure effective protection of
human life. To this end the Authority shall adopt appropriate rules,
regulations and procedures to supplement existing international law as
embodied in relevant treaties.

Article147
Accommodation of activities in the Area and in the marine environment
1. Activities in the
Area shall be carried out with reasonable regard for other activities in
the marine environment.
2. Installations used
for carrying out activities in the Area shall be subject to the
following conditions:
(a) such
installations shall be erected, emplaced and removed solely in
accordance with this Part and subject to the rules, regulations and
procedures of the Authority. Due notice must be given of the erection,
emplacement and removal of such installations, and permanent means for
giving warning of their presence must be maintained;
(b) such
installations may not be established where interference may be caused to
the use of recognized sea lanes essential to international navigation or
in areas of intense fishing activity;
(c) safety zones
shall be established around such installations with appropriate markings
to ensure the safety of both navigation and the installations. The
configuration and location of such safety zones shall not be such as to
form a belt impeding the lawful access of shipping to particular
maritime zones or navigation along international sea lanes;
(d) such
installations shall be used exclusively for peaceful purposes;
(e) such
installations do not possess the status of islands. They have no
territorial sea of their own, and their presence does not affect the
delimitation of the territorial sea, the exclusive economic zone or the
continental shelf.
3. Other activities in the marine environment
shall be conducted with reasonable regard for activities in the Area.

Article148
Participation of developing States in activities in the Area
The effective participation of developing States
in activities in the Area shall be promoted as specifically provided for
in this Part, having due regard to their special interests and needs,
and in particular to the special need of the land-locked and
geographically disadvantaged among them to overcome obstacles arising
from their disadvantaged location, including remoteness from the Area
and difficulty of access to and from it.

Article149
Archaeological and historical objects
All objects of an archaeological and historical
nature found in the Area shall be preserved or disposed of for the
benefit of mankind as a whole, particular regard being paid to the
preferential rights of the State or country of origin, or the State of
cultural origin, or the State of historical and archaeological origin.
SECTION 3. DEVELOPMENT OF RESOURCES OF THE AREA

Article150
Policies relating to activities in the Area
Activities in the Area shall, as specifically
provided for in this Part, be carried out in such a manner as to foster
healthy development of the world economy and balanced growth of
international trade, and to promote international cooperation for the
over-all development of all countries, especially developing States, and
with a view to ensuring:
(a) the development
of the resources of the Area;
(b) orderly, safe and
rational management of the resources of the Area, including the
efficient conduct of activities in the Area and, in accordance with
sound principles of conservation, the avoidance of unnecessary waste;
(c) the expansion of
opportunities for participation in such activities consistent in
particular with articles 144 and 148;
(d) participation in
revenues by the Authority and the transfer of technology to the
Enterprise and developing States as provided for in this Convention;
(e) increased
availability of the minerals derived from the Area as needed in
conjunction with minerals derived from other sources, to ensure supplies
to consumers of such minerals;
(f) the promotion of
just and stable prices remunerative to producers and fair to consumers
for minerals derived both from the Area and from other sources, and the
promotion of long-term equilibrium between supply and demand;
(g) the enhancement
of opportunities for all States Parties, irrespective of their social
and economic systems or geographical location, to participate in the
development of the resources of the Area and the prevention of
monopolization of activities in the Area;
(h) the protection of
developing countries from adverse effects on their economies or on their
export earnings resulting from a reduction in the price of an affected
mineral, or in the volume of exports of that mineral, to the extent that
such reduction is caused by activities in the Area, as provided in
article 151;
(i) the development
of the common heritage for the benefit of mankind as a whole; and
(j) conditions of
access to markets for the imports of minerals produced from the
resources of the Area and for imports of commodities produced from such
minerals shall not be more favourable than the most favourable applied
to imports from other sources.

Article151
Production policies
1. (a) Without
prejudice to the objectives set forth in article 150 and for the purpose
of implementing subparagraph (h) of that article, the Authority, acting
through existing forums or such new arrangements or agreements as may be
appropriate, in which all interested parties, including both producers
and consumers, participate, shall take measures necessary to promote the
growth, efficiency and stability of markets for those commodities
produced from the minerals derived from the Area, at prices remunerative
to producers and fair to consumers. All States Parties shall cooperate
to this end.
(b) The Authority
shall have the right to participate in any commodity conference dealing
with those commodities and in which all interested parties including
both producers and consumers participate. The Authority shall have the
right to become a party to any arrangement or agreement resulting from
such conferences. Participation of the Authority in any organs
established under those arrangements or agreements shall be in respect
of production in the Area and in accordance with the relevant rules of
those organs.
(c) The Authority
shall carry out its obligations under the arrangements or agreements
referred to in this paragraph in a manner which assures a uniform and
non-discriminatory implementation in respect of all production in the
Area of the minerals concerned. In doing so, the Authority shall act in
a manner consistent with the terms of existing contracts and approved
plans of work of the Enterprise.
2. (a) During the
interim period specified in paragraph 3, commercial production shall not
be undertaken pursuant to an approved plan of work until the operator
has applied for and has been issued a production authorization by the
Authority. Such production authorizations may not be applied for or
issued more than five years prior to the planned commencement of
commercial production under the plan of work unless, having regard to
the nature and timing of project development, the rules, regulations and
procedures of the Authority prescribe another period.
(b) In the
application for the production authorization, the operator shall specify
the annual quantity of nickel expected to be recovered under the
approved plan of work. The application shall include a schedule of
expenditures to be made by the operator after he has received the
authorization which are reasonably calculated to allow him to begin
commercial production on the date planned.
(c) For the purposes
of subparagraphs (a) and (b), the Authority shall establish appropriate
performance requirements in accordance with Annex III, article 17.
(d) The Authority
shall issue a production authorization for the level of production
applied for unless the sum of that level and the levels already
authorized exceeds the nickel production ceiling, as calculated pursuant
to paragraph 4 in the year of issuance of the authorization, during any
year of planned production falling within the interim period.
(e) When issued, the
production authorization and approved application shall become a part of
the approved plan of work.
(f) If the operator's
application for a production authorization is denied pursuant to
subparagraph (d), the operator may apply again to the Authority at any
time.
3. The interim period shall begin five years
prior to 1 January of the year in which the earliest commercial
production is planned to commence under an approved plan of work. If the
earliest commercial production is delayed beyond the year originally
planned, the beginning of the interim period and the production ceiling
originally calculated shall be adjusted accordingly. The interim period
shall last 25 years or until the end of the Review Conference referred
to in article 155 or until the day when such new arrangements or
agreements as are referred to in paragraph 1 enter into force, whichever
is earliest. The Authority shall resume the power provided in this
article for the remainder of the interim period if the said arrangements
or agreements should lapse or become ineffective for any reason
whatsoever.
4. (a) The production
ceiling for any year of the interim period shall be the sum of:
(i) the difference
between the trend line values for nickel consumption, as calculated
pursuant to subparagraph (b), for the year immediately prior to the year
of the earliest commercial production and the year immediately prior to
the commencement of the interim period; and
(ii) sixty per cent
of the difference between the trend line values for nickel consumption,
as calculated pursuant to subparagraph (b), for the year for which the
production authorization is being applied for and the year immediately
prior to the year of the earliest commercial production.
(b) For the purposes
of subparagraph (a):
(i) trend line values
used for computing the nickel production ceiling shall be those annual
nickel consumption values on a trend line computed during the year in
which a production authorization is issued. The trend line shall be
derived from a linear regression of the logarithms of actual nickel
consumption for the most recent 15-year period for which such data are
available, time being the independent variable. This trend line shall be
referred to as the original trend line;
(ii) if the annual
rate of increase of the original trend line is less than 3 per cent,
then the trend line used to determine the quantities referred to in
subparagraph (a) shall instead be one passing through the original trend
line at the value for the first year of the relevant 15-year period, and
increasing at 3 per cent annually; provided however that the production
ceiling established for any year of the interim period may not in any
case exceed the difference between the original trend line value for
that year and the original trend line value for the year immediately
prior to the commencement of the interim period.
5. The Authority shall reserve to the Enterprise
for its initial production a quantity of 38,000 metric tonnes of nickel
from the available production ceiling calculated pursuant to
paragraph 4.
6. (a) An operator
may in any year produce less than or up to 8 per cent more than the
level of annual production of minerals from polymetallic nodules
specified in his production authorization, provided that the over-all
amount of production shall not exceed that specified in the
authorization. Any excess over 8 per cent and up to 20 per cent in any
year, or any excess in the first and subsequent years following two
consecutive years in which excesses occur, shall be negotiated with the
Authority, which may require the operator to obtain a supplementary
production authorization to cover additional production.
(b) Applications for
such supplementary production authorizations shall be considered by the
Authority only after all pending applications by operators who have not
yet received production authorizations have been acted upon and due
account has been taken of other likely applicants. The Authority shall
be guided by the principle of not exceeding the total production allowed
under the production ceiling in any year of the interim period. It shall
not authorize the production under any plan of work of a quantity in
excess of 46,500 metric tonnes of nickel per year.
7. The levels of production of other metals such
as copper, cobalt and manganese extracted from the polymetallic nodules
that are recovered pursuant to a production authorization should not be
higher than those which would have been produced had the operator
produced the maximum level of nickel from those nodules pursuant to this
article. The Authority shall establish rules, regulations and procedures
pursuant to Annex III, article 17, to implement this paragraph.
8. Rights and obligations relating to unfair
economic practices under relevant multilateral trade agreements shall
apply to the exploration for and exploitation of minerals from the Area.
In the settlement of disputes arising under this provision, States
Parties which are Parties to such multilateral trade agreements shall
have recourse to the dispute settlement procedures of such agreements.
9. The Authority shall have the power to limit
the level of production of minerals from the Area, other than minerals
from polymetallic nodules, under such conditions and applying such
methods as may be appropriate by adopting regulations in accordance with
article 161, paragraph 8.
10. Upon the recommendation of the Council on
the basis of advice from the Economic Planning Commission, the Assembly
shall establish a system of compensation or take other measures of
economic adjustment assistance including cooperation with specialized
agencies and other international organizations to assist developing
countries which suffer serious adverse effects on their export earnings
or economies resulting from a reduction in the price of an affected
mineral or in the volume of exports of that mineral, to the extent that
such reduction is caused by activities in the Area. The Authority on
request shall initiate studies on the problems of those States which are
likely to be most seriously affected with a view to minimizing their
difficulties and assisting them in their economic adjustment.

Article152
Exercise of powers and functions by the Authority
1. The Authority shall avoid discrimination in
the exercise of its powers and functions, including the granting of
opportunities for activities in the Area.
2. Nevertheless, special consideration for
developing States, including particular consideration for the
land-locked and geographically disadvantaged among them, specifically
provided for in this Part shall be permitted.

Article153
System of exploration and exploitation
1. Activities in the Area shall be organized,
carried out and controlled by the Authority on behalf of mankind as a
whole in accordance with this article as well as other relevant
provisions of this Part and the relevant Annexes, and the rules,
regulations and procedures of the Authority.
2. Activities in the Area shall be carried out
as prescribed in paragraph 3:
(a) by the
Enterprise, and
(b) in association
with the Authority by States Parties, or state enterprises or natural or
juridical persons which possess the nationality of States Parties or are
effectively controlled by them or their nationals, when sponsored by
such States, or any group of the foregoing which meets the requirements
provided in this Part and in Annex III.
3. Activities in the Area shall be carried out
in accordance with a formal written plan of work drawn up in accordance
with Annex III and approved by the Council after review by the Legal and
Technical Commission. In the case of activities in the Area carried out
as authorized by the Authority by the entities specified in
paragraph 2(b), the plan of work shall, in accordance with Annex III,
article 3, be in the form of a contract. Such contracts may provide for
joint arrangements in accordance with Annex III, article 11.
4. The Authority shall exercise such control
over activities in the Area as is necessary for the purpose of securing
compliance with the relevant provisions of this Part and the Annexes
relating thereto, and the rules, regulations and procedures of the
Authority, and the plans of work approved in accordance with
paragraph 3. States Parties shall assist the Authority by taking all
measures necessary to ensure such compliance in accordance with
article 139.
5. The Authority shall have the right to take at
any time any measures provided for under this Part to ensure compliance
with its provisions and the exercise of the functions of control and
regulation assigned to it thereunder or under any contract. The
Authority shall have the right to inspect all installations in the Area
used in connection with activities in the Area.
6. A contract under paragraph 3 shall provide
for security of tenure. Accordingly, the contract shall not be revised,
suspended or terminated except in accordance with Annex III, articles 18
and 19.

Article154
Periodic review
Every five years from the entry into force of
this Convention, the Assembly shall undertake a general and systematic
review of the manner in which the international regime of the Area
established in this Convention has operated in practice. In the light of
this review the Assembly may take, or recommend that other organs take,
measures in accordance with the provisions and procedures of this Part
and the Annexes relating thereto which will lead to the improvement of
the operation of the regime.

Article155
The
Review Conference
1. Fifteen years from 1 January of the year in
which the earliest commercial production commences under an approved
plan of work, the Assembly shall convene a conference for the review of
those provisions of this Part and the relevant Annexes which govern the
system of exploration and exploitation of the resources of the Area. The
Review Conference shall consider in detail, in the light of the
experience acquired during that period:
(a) whether the
provisions of this Part which govern the system of exploration and
exploitation of the resources of the Area have achieved their aims in
all respects, including whether they have benefited mankind as a whole;
(b) whether, during
the 15-year period, reserved areas have been exploited in an effective
and balanced manner in comparison with non-reserved areas;
(c) whether the
development and use of the Area and its resources have been undertaken
in such a manner as to foster healthy development of the world economy
and balanced growth of international trade;
(d) whether
monopolization of activities in the Area has been prevented;
(e) whether the
policies set forth in articles 150 and 151 have been fulfilled; and
(f) whether the
system has resulted in the equitable sharing of benefits derived from
activities in the Area, taking into particular consideration the
interests and needs of the developing States.
2. The Review Conference shall ensure the
maintenance of the principle of the common heritage of mankind, the
international regime designed to ensure equitable exploitation of the
resources of the Area for the benefit of all countries, especially the
developing States, and an Authority to organize, conduct and control
activities in the Area. It shall also ensure the maintenance of the
principles laid down in this Part with regard to the exclusion of claims
or exercise of sovereignty over any part of the Area, the rights of
States and their general conduct in relation to the Area, and their
participation in activities in the Area in conformity with this
Convention, the prevention of monopolization of activities in the Area,
the use of the Area exclusively for peaceful purposes, economic aspects
of activities in the Area, marine scientific research, transfer of
technology, protection of the marine environment, protection of human
life, rights of coastal States, the legal status of the waters
superjacent to the Area and that of the air space above those waters and
accommodation between activities in the Area and other activities in the
marine environment.
3. The decision-making procedure applicable at
the Review Conference shall be the same as that applicable at the Third
United Nations Conference on the Law of the Sea. The Conference shall
make every effort to reach agreement on any amendments by way of
consensus and there should be no voting on such matters until all
efforts at achieving consensus have been exhausted.
4. If, five years after its commencement, the
Review Conference has not reached agreement on the system of exploration
and exploitation of the resources of the Area, it may decide during the
ensuing 12 months, by a three-fourths majority of the States Parties, to
adopt and submit to the States Parties for ratification or accession
such amendments changing or modifying the system as it determines
necessary and appropriate. Such amendments shall enter into force for
all States Parties 12 months after the deposit of instruments of
ratification or accession by three fourths of the States Parties.
5. Amendments adopted by the Review Conference
pursuant to this article shall not affect rights acquired under existing
contracts.
SECTION 4. THE AUTHORITY
SUBSECTION A. GENERAL PROVISIONS

Article156
Establishment of the Authority
1. There is hereby established the International
Seabed Authority, which shall function in accordance with this Part.
2. All States Parties are ipso facto
members of the Authority.
3. Observers at the Third United Nations
Conference on the Law of the Sea who have signed the Final Act and who
are not referred to in article 305, paragraph 1(c), (d), (e) or (f),
shall have the right to participate in the Authority as observers, in
accordance with its rules, regulations and procedures.
4. The seat of the Authority shall be in
Jamaica.
5. The Authority may establish such regional
centres or offices as it deems necessary for the exercise of its
functions.

Article157
Nature and fundamental principles of the Authority
1. The Authority is the organization through
which States Parties shall, in accordance with this Part, organize and
control activities in the Area, particularly with a view to
administering the resources of the Area.
2. The powers and functions of the Authority
shall be those expressly conferred upon it by this Convention. The
Authority shall have such incidental powers, consistent with this
Convention, as are implicit in and necessary for the exercise of those
powers and functions with respect to activities in the Area.
3. The Authority is based on the principle of
the sovereign equality of all its members.
4. All members of the Authority shall fulfil in
good faith the obligations assumed by them in accordance with this Part
in order to ensure to all of them the rights and benefits resulting from
membership.

Article158
Organs of the Authority
1. There are hereby established, as the
principal organs of the Authority, an Assembly, a Council and a
Secretariat.
2. There is hereby established the Enterprise,
the organ through which the Authority shall carry out the functions
referred to in article 170, paragraph 1.
3. Such subsidiary organs as may be found
necessary may be established in accordance with this Part.
4. Each principal organ of the Authority and the
Enterprise shall be responsible for exercising those powers and
functions which are conferred upon it. In exercising such powers and
functions each organ shall avoid taking any action which may derogate
from or impede the exercise of specific powers and functions conferred
upon another organ.
SUBSECTION B. THE ASSEMBLY

Article159
Composition, procedure and voting
1. The Assembly shall consist of all the members
of the Authority. Each member shall have one representative in the
Assembly, who may be accompanied by alternates and advisers.
2. The Assembly shall meet in regular annual
sessions and in such special sessions as may be decided by the Assembly,
or convened by the Secretary-General at the request of the Council or of
a majority of the members of the Authority.
3. Sessions shall take place at the seat of the
Authority unless otherwise decided by the Assembly.
4. The Assembly shall adopt its rules of
procedure. At the beginning of each regular session, it shall elect its
President and such other officers as may be required. They shall hold
office until a new President and other officers are elected at the next
regular session.
5. A majority of the members of the Assembly
shall constitute a quorum.
6. Each member of the Assembly shall have one
vote.
7. Decisions on questions of procedure,
including decisions to convene special sessions of the Assembly, shall
be taken by a majority of the members present and voting.
8. Decisions on questions of substance shall be
taken by a two-thirds majority of the members present and voting,
provided that such majority includes a majority of the members
participating in the session. When the issue arises as to whether a
question is one of substance or not, that question shall be treated as
one of substance unless otherwise decided by the Assembly by the
majority required for decisions on questions of substance.
9. When a question of substance comes up for
voting for the first time, the President may, and shall, if requested by
at least one fifth of the members of the Assembly, defer the issue of
taking a vote on that question for a period not exceeding five calendar
days. This rule may be applied only once to any question, and shall not
be applied so as to defer the question beyond the end of the session.
10. Upon a written request addressed to the
President and sponsored by at least one fourth of the members of the
Authority for an advisory opinion on the conformity with this Convention
of a proposal before the Assembly on any matter, the Assembly shall
request the Seabed Disputes Chamber of the International Tribunal for
the Law of the Sea to give an advisory opinion thereon and shall defer
voting on that proposal pending receipt of the advisory opinion by the
Chamber. If the advisory opinion is not received before the final week
of the session in which it is requested, the Assembly shall decide when
it will meet to vote upon the deferred proposal.

Article160
Powers and functions
1. The Assembly, as the sole organ of the
Authority consisting of all the members, shall be considered the supreme
organ of the Authority to which the other principal organs shall be
accountable as specifically provided for in this Convention. The
Assembly shall have the power to establish general policies in
conformity with the relevant provisions of this Convention on any
question or matter within the competence of the Authority.
2. In addition, the powers and functions of the
Assembly shall be:
(a) to elect the
members of the Council in accordance with article 161;
(b) to elect the
Secretary-General from among the candidates proposed by the Council;
(c) to elect, upon
the recommendation of the Council, the members of the Governing Board of
the Enterprise and the Director-General of the Enterprise;
(d) to establish such
subsidiary organs as it finds necessary for the exercise of its
functions in accordance with this Part. In the composition of these
subsidiary organs due account shall be taken of the principle of
equitable geographical distribution and of special interests and the
need for members qualified and competent in the relevant technical
questions dealt with by such organs;
(e) to assess the
contributions of members to the administrative budget of the Authority
in accordance with an agreed scale of assessment based upon the scale
used for the regular budget of the United Nations until the Authority
shall have sufficient income from other sources to meet its
administrative expenses;
(f) (i) to consider
and approve, upon the recommendation of the Council, the rules,
regulations and procedures on the equitable sharing of financial and
other economic benefits derived from activities in the Area and the
payments and contributions made pursuant to article 82, taking into
particular consideration the interests and needs of developing States
and peoples who have not attained full independence or other
self-governing status. If the Assembly does not approve the
recommendations of the Council, the Assembly shall return them to the
Council for reconsideration in the light of the views expressed by the
Assembly;
(ii) to consider and
approve the rules, regulations and procedures of the Authority, and any
amendments thereto, provisionally adopted by the Council pursuant to
article 162, paragraph 2 (o)(ii). These rules, regulations and
procedures shall relate to prospecting, exploration and exploitation in
the Area, the financial management and internal administration of the
Authority, and, upon the recommendation of the Governing Board of the
Enterprise, to the transfer of funds from the Enterprise to the
Authority;
(g) to decide upon
the equitable sharing of financial and other economic benefits derived
from activities in the Area, consistent with this Convention and the
rules, regulations and procedures of the Authority;
(h) to consider and
approve the proposed annual budget of the Authority submitted by the
Council;
(i) to examine
periodic reports from the Council and from the Enterprise and special
reports requested from the Council or any other organ of the Authority;
(j) to initiate
studies and make recommendations for the purpose of promoting
international cooperation concerning activities in the Area and
encouraging the progressive development of international law relating
thereto and its codification;
(k) to consider
problems of a general nature in connection with activities in the Area
arising in particular for developing States, as well as those problems
for States in connection with activities in the Area that are due to
their geographical location, particularly for land-locked and
geographically disadvantaged States;
(l) to establish,
upon the recommendation of the Council, on the basis of advice from the
Economic Planning Commission, a system of compensation or other measures
of economic adjustment assistance as provided in article 151,
paragraph 10;
(m) to suspend the
exercise of rights and privileges of membership pursuant to article 185;
(n) to discuss any
question or matter within the competence of the Authority and to decide
as to which organ of the Authority shall deal with any such question or
matter not specifically entrusted to a particular organ, consistent with
the distribution of powers and functions among the organs of the
Authority.
SUBSECTION C. THE COUNCIL

Article161
Composition, procedure and voting
1. The Council shall consist of 36 members of
the Authority elected by the Assembly in the following order:
(a) four members from
among those States Parties which, during the last five years for which
statistics are available, have either consumed more than 2 per cent of
total world consumption or have had net imports of more than 2 per cent
of total world imports of the commodities produced from the categories
of minerals to be derived from the Area, and in any case one State from
the Eastern European (Socialist) region, as well as the largest
consumer;
(b) four members from
among the eight States Parties which have the largest investments in
preparation for and in the conduct of activities in the Area, either
directly or through their nationals, including at least one State from
the Eastern European (Socialist) region;
(c) four members from
among States Parties which on the basis of production in areas under
their jurisdiction are major net exporters of the categories of minerals
to be derived from the Area, including at least two developing States
whose exports of such minerals have a substantial bearing upon their
economies;
(d) six members from
among developing States Parties, representing special interests. The
special interests to be represented shall include those of States with
large populations, States which are land-locked or geographically
disadvantaged, States which are major importers of the categories of
minerals to be derived from the Area, States which are potential
producers of such minerals, and least developed States;
(e) eighteen members
elected according to the principle of ensuring an equitable geographical
distribution of seats in the Council as a whole, provided that each
geographical region shall have at least one member elected under this
subparagraph. For this purpose, the geographical regions shall be
Africa, Asia, Eastern European (Socialist), Latin America and Western
European and Others.
2. In electing the members of the Council in
accordance with paragraph 1, the Assembly shall ensure that:
(a) land-locked and
geographically disadvantaged States are represented to a degree which is
reasonably proportionate to their representation in the Assembly;
(b) coastal States,
especially developing States, which do not qualify under paragraph 1(a),
(b), (c) or (d) are represented to a degree which is reasonably
proportionate to their representation in the Assembly;
(c) each group of
States Parties to be represented on the Council is represented by those
members, if any, which are nominated by that group.
3. Elections shall take place at regular
sessions of the Assembly. Each member of the Council shall be elected
for four years. At the first election, however, the term of one half of
the members of each group referred to in paragraph l shall be two years.
4. Members of the Council shall be eligible for
re-election, but due regard should be paid to the desirability of
rotation of membership.
5. The Council shall function at the seat of the
Authority, and shall meet as often as the business of the Authority may
require, but not less than three times a year.
6. A majority of the members of the Council
shall constitute a quorum.
7. Each member of the Council shall have one
vote.
8. (a) Decisions on
questions of procedure shall be taken by a majority of the members
present and voting.
(b) Decisions on
questions of substance arising under the following provisions shall be
taken by a two-thirds majority of the members present and voting,
provided that such majority includes a majority of the members of the
Council: article 162, paragraph 2, subparagraphs (f); (g); (h); (i); (n);
(p); (v); article 191.
(c) Decisions on
questions of substance arising under the following provisions shall be
taken by a three-fourths majority of the members present and voting,
provided that such majority includes a majority of the members of the
Council: article 162, paragraph 1; article 162, paragraph 2,
subparagraphs (a); (b); (c); (d); (e); (l); (q); (r); (s); (t); (u) in
cases of non-compliance by a contractor or a sponsor; (w) provided that
orders issued thereunder may be binding for not more than 30 days unless
confirmed by a decision taken in accordance with subparagraph (d);
article 162, paragraph 2, subparagraphs (x); (y); (z); article 163,
paragraph 2; article 174, paragraph 3; Annex IV, article 11.
(d) Decisions on
questions of substance arising under the following provisions shall be
taken by consensus: article 162, paragraph 2(m) and (o); adoption of
amendments to Part XI.
(e) For the purposes
of subparagraphs (d), (f) and (g), "consensus" means the absence of any
formal objection. Within 14 days of the submission of a proposal to the
Council, the President of the Council shall determine whether there
would be a formal objection to the adoption of the proposal. If the
President determines that there would be such an objection, the
President shall establish and convene, within three days following such
determination, a conciliation committee consisting of not more than nine
members of the Council, with the President as chairman, for the purpose
of reconciling the differences and producing a proposal which can be
adopted by consensus. The committee shall work expeditiously and report
to the Council within 14 days following its establishment. If the
committee is unable to recommend a proposal which can be adopted by
consensus, it shall set out in its report the grounds on which the
proposal is being opposed.
(f) Decisions on
questions not listed above which the Council is authorized to take by
the rules, regulations and procedures of the Authority or otherwise
shall be taken pursuant to the subparagraphs of this paragraph specified
in the rules, regulations and procedures or, if not specified therein,
then pursuant to the subparagraph determined by the Council if possible
in advance, by consensus.
(g) When the issue
arises as to whether a question is within subparagraph (a), (b), (c)
or (d), the question shall be treated as being within the subparagraph
requiring the higher or highest majority or consensus as the case may
be, unless otherwise decided by the Council by the said majority or by
consensus.
9. The Council shall establish a procedure
whereby a member of the Authority not represented on the Council may
send a representative to attend a meeting of the Council when a request
is made by such member, or a matter particularly affecting it is under
consideration. Such a representative shall be entitled to participate in
the deliberations but not to vote.

Article162
Powers and functions
1. The Council is the executive organ of the
Authority. The Council shall have the power to establish, in conformity
with this Convention and the general policies established by the
Assembly, the specific policies to be pursued by the Authority on any
question or matter within the competence of the Authority.
2. In addition, the Council shall:
(a) supervise and
coordinate the implementation of the provisions of this Part on all
questions and matters within the competence of the Authority and invite
the attention of the Assembly to cases of non-compliance;
(b) propose to the
Assembly a list of candidates for the election of the Secretary-General;
(c) recommend to the
Assembly candidates for the election of the members of the Governing
Board of the Enterprise and the Director-General of the Enterprise;
(d) establish, as
appropriate, and with due regard to economy and efficiency, such
subsidiary organs as it finds necessary for the exercise of its
functions in accordance with this Part. In the composition of subsidiary
organs, emphasis shall be placed on the need for members qualified and
competent in relevant technical matters dealt with by those organs
provided that due account shall be taken of the principle of equitable
geographical distribution and of special interests;
(e) adopt its rules
of procedure including the method of selecting its president;
(f) enter into
agreements with the United Nations or other international organizations
on behalf of the Authority and within its competence, subject to
approval by the Assembly;
(g) consider the
reports of the Enterprise and transmit them to the Assembly with its
recommendations;
(h) present to the
Assembly annual reports and such special reports as the Assembly may
request;
(i) issue directives
to the Enterprise in accordance with article 170;
(j) approve plans of
work in accordance with Annex III, article 6. The Council shall act upon
each plan of work within 60 days of its submission by the Legal and
Technical Commission at a session of the Council in accordance with the
following procedures:
(i) if the Commission
recommends the approval of a plan of work, it shall be deemed to have
been approved by the Council if no member of the Council submits in
writing to the President within 14 days a specific objection alleging
non-compliance with the requirements of Annex III, article 6. If there
is an objection, the conciliation procedure set forth in article 161,
paragraph 8(e), shall apply. If, at the end of the conciliation
procedure, the objection is still maintained, the plan of work shall be
deemed to have been approved by the Council unless the Council
disapproves it by consensus among its members excluding any State or
States making the application or sponsoring the applicant;
(ii) if the
Commission recommends the disapproval of a plan of work or does not make
a recommendation, the Council may approve the plan of work by a
three-fourths majority of the members present and voting, provided that
such majority includes a majority of the members participating in the
session;
(k) approve plans of
work submitted by the Enterprise in accordance with Annex IV,
article 12, applying, mutatis mutandis, the procedures set forth
in subparagraph (j);
(l) exercise control
over activities in the Area in accordance with article 153, paragraph 4,
and the rules, regulations and procedures of the Authority;
(m) take, upon the
recommendation of the Economic Planning Commission, necessary and
appropriate measures in accordance with article 150, subparagraph (h),
to provide protection from the adverse economic effects specified
therein;
(n) make
recommendations to the Assembly, on the basis of advice from the
Economic Planning Commission, for a system of compensation or other
measures of economic adjustment assistance as provided in article 151,
paragraph 10;
(o) (i) recommend to
the Assembly rules, regulations and procedures on the equitable sharing
of financial and other economic benefits derived from activities in the
Area and the payments and contributions made pursuant to article 82,
taking into particular consideration the interests and needs of the
developing States and peoples who have not attained full independence or
other self-governing status;
(ii) adopt and apply
provisionally, pending approval by the Assembly, the rules, regulations
and procedures of the Authority, and any amendments thereto, taking into
account the recommendations of the Legal and Technical Commission or
other subordinate organ concerned. These rules, regulations and
procedures shall relate to prospecting, exploration and exploitation in
the Area and the financial management and internal administration of the
Authority. Priority shall be given to the adoption of rules, regulations
and procedures for the exploration for and exploitation of polymetallic
nodules. Rules, regulations and procedures for the exploration for and
exploitation of any resource other than polymetallic nodules shall be
adopted within three years from the date of a request to the Authority
by any of its members to adopt such rules, regulations and procedures in
respect of such resource. All rules, regulations and procedures shall
remain in effect on a provisional basis until approved by the Assembly
or until amended by the Council in the light of any views expressed by
the Assembly;
(p) review the
collection of all payments to be made by or to the Authority in
connection with operations pursuant to this Part;
(q) make the
selection from among applicants for production authorizations pursuant
to Annex III, article 7, where such selection is required by that
provision;
(r) submit the
proposed annual budget of the Authority to the Assembly for its
approval;
(s) make
recommendations to the Assembly concerning policies on any question or
matter within the competence of the Authority;
(t) make
recommendations to the Assembly concerning suspension of the exercise of
the rights and privileges of membership pursuant to article 185;
(u) institute
proceedings on behalf of the Authority before the Seabed Disputes
Chamber in cases of non-compliance;
(v) notify the
Assembly upon a decision by the Seabed Disputes Chamber in proceedings
instituted under subparagraph (u), and make any recommendations which it
may find appropriate with respect to measures to be taken;
(w) issue emergency
orders, which may include orders for the suspension or adjustment of
operations, to prevent serious harm to the marine environment arising
out of activities in the Area;
(x) disapprove areas
for exploitation by contractors or the Enterprise in cases where
substantial evidence indicates the risk of serious harm to the marine
environment;
(y) establish a
subsidiary organ for the elaboration of draft financial rules,
regulations and procedures relating to:
(i) financial
management in accordance with articles 171 to 175; and
(ii) financial
arrangements in accordance with Annex III, article 13 and article 17,
paragraph 1(c);
(z) establish
appropriate mechanisms for directing and supervising a staff of
inspectors who shall inspect activities in the Area to determine whether
this Part, the rules, regulations and procedures of the Authority, and
the terms and conditions of any contract with the Authority are being
complied with.

Article163
Organs of the Council
1. There are hereby established the following
organs of the Council:
(a) an Economic
Planning Commission;
(b) a Legal and
Technical Commission.
2. Each Commission shall be composed of
15 members, elected by the Council from among the candidates nominated
by the States Parties. However, if necessary, the Council may decide to
increase the size of either Commission having due regard to economy and
efficiency.
3. Members of a Commission shall have
appropriate qualifications in the area of competence of that Commission.
States Parties shall nominate candidates of the highest standards of
competence and integrity with qualifications in relevant fields so as to
ensure the effective exercise of the functions of the Commissions.
4. In the election of members of the
Commissions, due account shall be taken of the need for equitable
geographical distribution and the representation of special interests.
5. No State Party may nominate more than one
candidate for the same Commission. No person shall be elected to serve
on more than one Commission.
6. Members of the Commissions shall hold office
for a term of five years. They shall be eligible for re-election for a
further term.
7. In the event of the death, incapacity or
resignation of a member of a Commission prior to the expiration of the
term of office, the Council shall elect for the remainder of the term, a
member from the same geographical region or area of interest.
8. Members of Commissions shall have no
financial interest in any activity relating to exploration and
exploitation in the Area. Subject to their responsibilities to the
Commissions upon which they serve, they shall not disclose, even after
the termination of their functions, any industrial secret, proprietary
data which are transferred to the Authority in accordance with
Annex III, article l4, or any other confidential information coming to
their knowledge by reason of their duties for the Authority.
9. Each Commission shall exercise its functions
in accordance with such guidelines and directives as the Council may
adopt.
10. Each Commission shall formulate and submit
to the Council for approval such rules and regulations as may be
necessary for the efficient conduct of the Commission's functions.
11. The decision-making procedures of the
Commissions shall be established by the rules, regulations and
procedures of the Authority. Recommendations to the Council shall, where
necessary, be accompanied by a summary on the divergencies of opinion in
the Commission.
12. Each Commission shall normally function at
the seat of the Authority and shall meet as often as is required for the
efficient exercise of its functions.
13. In the exercise of its functions, each
Commission may, where appropriate, consult another commission, any
competent organ of the United Nations or of its specialized agencies or
any international organizations with competence in the subject-matter of
such consultation.

Article164
The
Economic Planning Commission
1. Members of the Economic Planning Commission
shall have appropriate qualifications such as those relevant to mining,
management of mineral resource activities, international trade or
international economics. The Council shall endeavour to ensure that the
membership of the Commission reflects all appropriate qualifications.
The Commission shall include at least two members from developing States
whose exports of the categories of minerals to be derived from the Area
have a substantial bearing upon their economies.
2. The Commission shall:
(a) propose, upon the
request of the Council, measures to implement decisions relating to
activities in the Area taken in accordance with this Convention;
(b) review the trends
of and the factors affecting supply, demand and prices of minerals which
may be derived from the Area, bearing in mind the interests of both
importing and exporting countries, and in particular of the developing
States among them;
(c) examine any
situation likely to lead to the adverse effects referred to in
article 150, subparagraph (h), brought to its attention by the State
Party or States Parties concerned, and make appropriate recommendations
to the Council;
(d) propose to the
Council for submission to the Assembly, as provided in article 151,
paragraph 10, a system of compensation or other measures of economic
adjustment assistance for developing States which suffer adverse effects
caused by activities in the Area. The Commission shall make the
recommendations to the Council that are necessary for the application of
the system or other measures adopted by the Assembly in specific cases.

Article165
The
Legal and Technical Commission
1. Members of the Legal and Technical Commission
shall have appropriate qualifications such as those relevant to
exploration for and exploitation and processing of mineral resources,
oceanology, protection of the marine environment, or economic or legal
matters relating to ocean mining and related fields of expertise. The
Council shall endeavour to ensure that the membership of the Commission
reflects all appropriate qualifications.
2. The Commission shall:
(a) make
recommendations with regard to the exercise of the Authority's functions
upon the request of the Council;
(b) review formal
written plans of work for activities in the Area in accordance with
article 153, paragraph 3, and submit appropriate recommendations to the
Council. The Commission shall base its recommendations solely on the
grounds stated in Annex III and shall report fully thereon to the
Council;
(c) supervise, upon
the request of the Council, activities in the Area, where appropriate,
in consultation and collaboration with any entity carrying out such
activities or State or States concerned and report to the Council;
(d) prepare
assessments of the environmental implications of activities in the Area;
(e) make
recommendations to the Council on the protection of the marine
environment, taking into account the views of recognized experts in that
field;
(f) formulate and
submit to the Council the rules, regulations and procedures referred to
in article 162, paragraph 2(o), taking into account all relevant factors
including assessments of the environmental implications of activities in
the Area;
(g) keep such rules,
regulations and procedures under review and recommend to the Council
from time to time such amendments thereto as it may deem necessary or
desirable;
(h) make
recommendations to the Council regarding the establishment of a
monitoring programme to observe, measure, evaluate and analyse, by
recognized scientific methods, on a regular basis, the risks or effects
of pollution of the marine environment resulting from activities in the
Area, ensure that existing regulations are adequate and are complied
with and coordinate the implementation of the monitoring programme
approved by the Council;
(i) recommend to the
Council that proceedings be instituted on behalf of the Authority before
the Seabed Disputes Chamber, in accordance with this Part and the
relevant Annexes taking into account particularly article 187;
(j) make
recommendations to the Council with respect to measures to be taken,
upon a decision by the Seabed Disputes Chamber in proceedings instituted
in accordance with subparagraph (i);
(k) make
recommendations to the Council to issue emergency orders, which may
include orders for the suspension or adjustment of operations, to
prevent serious harm to the marine environment arising out of activities
in the Area. Such recommendations shall be taken up by the Council on a
priority basis;
(l) make
recommendations to the Council to disapprove areas for exploitation by
contractors or the Enterprise in cases where substantial evidence
indicates the risk of serious harm to the marine environment;
(m) make
recommendations to the Council regarding the direction and supervision
of a staff of inspectors who shall inspect activities in the Area to
determine whether the provisions of this Part, the rules, regulations
and procedures of the Authority, and the terms and conditions of any
contract with the Authority are being complied with;
(n) calculate the
production ceiling and issue production authorizations on behalf of the
Authority pursuant to article 151, paragraphs 2 to 7, following any
necessary selection among applicants for production authorizations by
the Council in accordance with Annex III, article 7.
3. The members of the Commission shall, upon
request by any State Party or other party concerned, be accompanied by a
representative of such State or other party concerned when carrying out
their function of supervision and inspection.
SUBSECTION D. THE SECRETARIAT

Article166
The
Secretariat
1. The Secretariat of the Authority shall
comprise a Secretary-General and such staff as the Authority may
require.
2. The Secretary-General shall be elected for
four years by the Assembly from among the candidates proposed by the
Council and may be re-elected.
3. The Secretary-General shall be the chief
administrative officer of the Authority, and shall act in that capacity
in all meetings of the Assembly, of the Council and of any subsidiary
organ, and shall perform such other administrative functions as are
entrusted to the Secretary-General by these organs.
4. The Secretary-General shall make an annual
report to the Assembly on the work of the Authority.

Article167
The
staff of the Authority
1. The staff of the Authority shall consist of
such qualified scientific and technical and other personnel as may be
required to fulfil the administrative functions of the Authority.
2. The paramount consideration in the
recruitment and employment of the staff and in the determination of
their conditions of service shall be the necessity of securing the
highest standards of efficiency, competence and integrity. Subject to
this consideration, due regard shall be paid to the importance of
recruiting the staff on as wide a geographical basis as possible.
3. The staff shall be appointed by the
Secretary-General. The terms and conditions on which they shall be
appointed, remunerated and dismissed shall be in accordance with the
rules, regulations and procedures of the Authority.

Article168
International character of the Secretariat
1. In the performance of their duties the
Secretary-General and the staff shall not seek or receive instructions
from any government or from any other source external to the Authority.
They shall refrain from any action which might reflect on their position
as international officials responsible only to the Authority. Each State
Party undertakes to respect the exclusively international character of
the responsibilities of the Secretary-General and the staff and not to
seek to influence them in the discharge of their responsibilities. Any
violation of responsibilities by a staff member shall be submitted to
the appropriate administrative tribunal as provided in the rules,
regulations and procedures of the Authority.
2. The Secretary-General and the staff shall
have no financial interest in any activity relating to exploration and
exploitation in the Area. Subject to their responsibilities to the
Authority, they shall not disclose, even after the termination of their
functions, any industrial secret, proprietary data which are transferred
to the Authority in accordance with Annex III, article 14, or any other
confidential information coming to their knowledge by reason of their
employment with the Authority.
3. Violations of the obligations of a staff
member of the Authority set forth in paragraph 2 shall, on the request
of a State Party affected by such violation, or a natural or juridical
person, sponsored by a State Party as provided in article 153,
paragraph 2(b), and affected by such violation, be submitted by the
Authority against the staff member concerned to a tribunal designated by
the rules, regulations and procedures of the Authority. The Party
affected shall have the right to take part in the proceedings. If the
tribunal so recommends, the Secretary-General shall dismiss the staff
member concerned.
4. The rules, regulations and procedures of the
Authority shall contain such provisions as are necessary to implement
this article.

Article169
Consultation and cooperation with international
and
non-governmental organizations
1. The Secretary-General shall, on matters
within the competence of the Authority, make suitable arrangements, with
the approval of the Council, for consultation and cooperation with
international and non-governmental organizations recognized by the
Economic and Social Council of the United Nations.
2. Any organization with which the
Secretary-General has entered into an arrangement under paragraph 1 may
designate representatives to attend meetings of the organs of the
Authority as observers in accordance with the rules of procedure of
these organs. Procedures shall be established for obtaining the views of
such organizations in appropriate cases.
3. The Secretary-General may distribute to
States Parties written reports submitted by the non-governmental
organizations referred to in paragraph l on subjects in which they have
special competence and which are related to the work of the Authority.
SUBSECTION E. THE ENTERPRISE

Article170
The
Enterprise
1. The Enterprise shall be the organ of the
Authority which shall carry out activities in the Area directly,
pursuant to article 153, paragraph 2(a), as well as the transporting,
processing and marketing of minerals recovered from the Area.
2. The Enterprise shall, within the framework of
the international legal personality of the Authority, have such legal
capacity as is provided for in the Statute set forth in Annex IV. The
Enterprise shall act in accordance with this Convention and the rules,
regulations and procedures of the Authority, as well as the general
policies established by the Assembly, and shall be subject to the
directives and control of the Council.
3. The Enterprise shall have its principal place
of business at the seat of the Authority.
4. The Enterprise shall, in accordance with
article 173, paragraph 2, and Annex IV, article 11, be provided with
such funds as it may require to carry out its functions, and shall
receive technology as provided in article 144 and other relevant
provisions of this Convention.
SUBSECTION F. FINANCIAL ARRANGEMENTS OF THE AUTHORITY

Article171
Funds of the Authority
The funds of the Authority shall include:
(a) assessed
contributions made by members of the Authority in accordance with
article 160, paragraph 2(e);
(b) funds received by
the Authority pursuant to Annex III, article 13, in connection with
activities in the Area;
(c) funds transferred
from the Enterprise in accordance with Annex IV, article 10;
(d) funds borrowed
pursuant to article 174;
(e) voluntary
contributions made by members or other entities; and
(f) payments to a
compensation fund, in accordance with article 151, paragraph 10, whose
sources are to be recommended by the Economic Planning Commission.

Article172
Annual budget of the Authority
The Secretary-General shall draft the proposed
annual budget of the Authority and submit it to the Council. The Council
shall consider the proposed annual budget and submit it to the Assembly,
together with any recommendations thereon. The Assembly shall consider
and approve the proposed annual budget in accordance with article 160,
paragraph 2(h).

Article173
Expenses of the Authority
1. The contributions referred to in article 171,
subparagraph (a), shall be paid into a special account to meet the
administrative expenses of the Authority until the Authority has
sufficient funds from other sources to meet those expenses.
2. The administrative expenses of the Authority
shall be a first call upon the funds of the Authority. Except for the
assessed contributions referred to in article 171, subparagraph (a), the
funds which remain after payment of administrative expenses may,
inter alia:
(a) be shared in
accordance with article 140 and article 160, paragraph 2(g);
(b) be used to
provide the Enterprise with funds in accordance with article 170,
paragraph 4;
(c) be used to
compensate developing States in accordance with article 151,
paragraph 10, and article 160, paragraph 2(l).

Article174
Borrowing power of the Authority
1. The Authority shall have the power to borrow
funds.
2. The Assembly shall prescribe the limits on
the borrowing power of the Authority in the financial regulations
adopted pursuant to article 160, paragraph 2(f).
3. The Council shall exercise the borrowing
power of the Authority.
4. States Parties shall not be liable for the
debts of the Authority.

Article175
Annual audit
The records, books and accounts of the
Authority, including its annual financial statements, shall be audited
annually by an independent auditor appointed by the Assembly.
SUBSECTION G. LEGAL STATUS, PRIVILEGES AND IMMUNITIES

Article176
Legal status
The Authority shall have international legal
personality and such legal capacity as may be necessary for the exercise
of its functions and the fulfilment of its purposes.

Article177
Privileges and immunities
To enable the Authority to exercise its
functions, it shall enjoy in the territory of each State Party the
privileges and immunities set forth in this subsection. The privileges
and immunities relating to the Enterprise shall be those set forth in
Annex IV, article 13.

Article178
Immunity from legal process
The Authority, its property and assets, shall
enjoy immunity from legal process except to the extent that the
Authority expressly waives this immunity in a particular case.

Article179
Immunity from search and any form of seizure
The property and assets of the Authority,
wherever located and by whomsoever held, shall be immune from search,
requisition, confiscation, expropriation or any other form of seizure by
executive or legislative action.

Article180
Exemption from restrictions, regulations, controls and moratoria
The property and assets of the Authority shall
be exempt from restrictions, regulations, controls and moratoria of any
nature.

Article181
Archives and official communications of the Authority
1. The archives of the Authority, wherever
located, shall be inviolable.
2. Proprietary data, industrial secrets or
similar information and personnel records shall not be placed in
archives which are open to public inspection.
3. With regard to its official communications,
the Authority shall be accorded by each State Party treatment no less
favourable than that accorded by that State to other international
organizations.

Article182
Privileges and immunities of certain persons connected with the
Authority
Representatives of States Parties attending
meetings of the Assembly, the Council or organs of the Assembly or the
Council, and the Secretary-General and staff of the Authority, shall
enjoy in the territory of each State Party:
(a) immunity from
legal process with respect to acts performed by them in the exercise of
their functions, except to the extent that the State which they
represent or the Authority, as appropriate, expressly waives this
immunity in a particular case;
(b) if they are not
nationals of that State Party, the same exemptions from immigration
restrictions, alien registration requirements and national service
obligations, the same facilities as regards exchange restrictions and
the same treatment in respect of travelling facilities as are accorded
by that State to the representatives, officials and employees of
comparable rank of other States Parties.

Article183
Exemption from taxes and customs duties
1. Within the scope of its official activities,
the Authority, its assets and property, its income, and its operations
and transactions, authorized by this Convention, shall be exempt from
all direct taxation and goods imported or exported for its official use
shall be exempt from all customs duties. The Authority shall not claim
exemption from taxes which are no more than charges for services
rendered.
2. When purchases of goods or services of
substantial value necessary for the official activities of the Authority
are made by or on behalf of the Authority, and when the price of such
goods or services includes taxes or duties, appropriate measures shall,
to the extent practicable, be taken by States Parties to grant exemption
from such taxes or duties or provide for their reimbursement. Goods
imported or purchased under an exemption provided for in this
article shall not be sold or otherwise disposed of in the territory of
the State Party which granted the exemption, except under conditions
agreed with that State Party.
3. No tax shall be levied by States Parties on
or in respect of salaries and emoluments paid or any other form of
payment made by the Authority to the Secretary-General and staff of the
Authority, as well as experts performing missions for the Authority, who
are not their nationals.
SUBSECTION H. SUSPENSION OF THE EXERCISE OF RIGHTS
AND
PRIVILEGES OF MEMBERS

Article184
Suspension of the exercise of voting rights
A State Party which is in arrears in the payment
of its financial contributions to the Authority shall have no vote if
the amount of its arrears equals or exceeds the amount of the
contributions due from it for the preceding two full years. The Assembly
may, nevertheless, permit such a member to vote if it is satisfied that
the failure to pay is due to conditions beyond the control of the
member.

Article185
Suspension of exercise of rights and privileges of membership
1. A State Party which has grossly and
persistently violated the provisions of this Part may be suspended from
the exercise of the rights and privileges of membership by the Assembly
upon the recommendation of the Council.
2. No action may be taken under paragraph 1
until the Seabed Disputes Chamber has found that a State Party has
grossly and persistently violated the provisions of this Part.
SECTION 5. SETTLEMENT OF DISPUTES AND ADVISORY OPINIONS

Article186
Seabed Disputes Chamber of the
International Tribunal for the Law of the Sea
The establishment of the Seabed Disputes Chamber
and the manner in which it shall exercise its jurisdiction shall be
governed by the provisions of this section, of Part XV and of Annex VI.

Article187
Jurisdiction of the Seabed Disputes Chamber
The Seabed Disputes Chamber shall have
jurisdiction under this Part and the Annexes relating thereto in
disputes with respect to activities in the Area falling within the
following categories:
(a) disputes between
States Parties concerning the interpretation or application of this Part
and the Annexes relating thereto;
(b) disputes between
a State Party and the Authority concerning:
(i) acts or omissions
of the Authority or of a State Party alleged to be in violation of this
Part or the Annexes relating thereto or of rules, regulations and
procedures of the Authority adopted in accordance therewith; or
(ii) acts of the
Authority alleged to be in excess of jurisdiction or a misuse of power;
(c) disputes between
parties to a contract, being States Parties, the Authority or the
Enterprise, state enterprises and natural or juridical persons referred
to in article 153, paragraph 2(b), concerning:
(i) the
interpretation or application of a relevant contract or a plan of work;
or
(ii) acts or
omissions of a party to the contract relating to activities in the Area
and directed to the other party or directly affecting its legitimate
interests;
(d) disputes between
the Authority and a prospective contractor who has been sponsored by a
State as provided in article 153, paragraph 2(b), and has duly fulfilled
the conditions referred to in Annex III, article 4, paragraph 6, and
article 13, paragraph 2, concerning the refusal of a contract or a legal
issue arising in the negotiation of the contract;
(e) disputes between
the Authority and a State Party, a state enterprise or a natural or
juridical person sponsored by a State Party as provided for in
article 153, paragraph 2(b), where it is alleged that the Authority has
incurred liability as provided in Annex III, article 22;
(f) any other
disputes for which the jurisdiction of the Chamber is specifically
provided in this Convention.

Article188
Submission of disputes to a special chamber of the
International Tribunal for the Law of the Sea
or
an ad hoc chamber of the Seabed Disputes Chamber
or
to binding commercial arbitration
1. Disputes between States Parties referred to
in article 187, subparagraph (a), may be submitted:
(a) at the request of
the parties to the dispute, to a special chamber of the International
Tribunal for the Law of the Sea to be formed in accordance with
Annex VI, articles 15 and 17; or
(b) at the request of
any party to the dispute, to an ad hoc chamber of the Seabed Disputes
Chamber to be formed in accordance with Annex VI, article 36.
2. (a) Disputes
concerning the interpretation or application of a contract referred to
in article 187, subparagraph (c)(i), shall be submitted, at the request
of any party to the dispute, to binding commercial arbitration, unless
the parties otherwise agree. A commercial arbitral tribunal to which the
dispute is submitted shall have no jurisdiction to decide any question
of interpretation of this Convention. When the dispute also involves a
question of the interpretation of Part XI and the Annexes relating
thereto, with respect to activities in the Area, that question shall be
referred to the Seabed Disputes Chamber for a ruling.
(b) If, at the
commencement of or in the course of such arbitration, the arbitral
tribunal determines, either at the request of any party to the dispute
or proprio motu, that its decision depends upon a ruling of the
Seabed Disputes Chamber, the arbitral tribunal shall refer such question
to the Seabed Disputes Chamber for such ruling. The arbitral tribunal
shall then proceed to render its award in conformity with the ruling of
the Seabed Disputes Chamber.
(c) In the absence of
a provision in the contract on the arbitration procedure to be applied
in the dispute, the arbitration shall be conducted in accordance with
the UNCITRAL Arbitration Rules or such other arbitration rules as may be
prescribed in the rules, regulations and procedures of the Authority,
unless the parties to the dispute otherwise agree.

Article189
Limitation on jurisdiction
with regard to decisions of the Authority
The Seabed Disputes Chamber shall have no
jurisdiction with regard to the exercise by the Authority of its
discretionary powers in accordance with this Part; in no case shall it
substitute its discretion for that of the Authority. Without prejudice
to article 191, in exercising its jurisdiction pursuant to article 187,
the Seabed Disputes Chamber shall not pronounce itself on the question
of whether any rules, regulations and procedures of the Authority are in
conformity with this Convention, nor declare invalid any such rules,
regulations and procedures. Its jurisdiction in this regard shall be
confined to deciding claims that the application of any rules,
regulations and procedures of the Authority in individual cases would be
in conflict with the contractual obligations of the parties to the
dispute or their obligations under this Convention, claims concerning
excess of jurisdiction or misuse of power, and to claims for damages to
be paid or other remedy to be given to the party concerned for the
failure of the other party to comply with its contractual obligations or
its obligations under this Convention.

Article190
Participation and appearance
of
sponsoring States Parties in proceedings
1. If a natural or juridical person is a party
to a dispute referred to in article 187, the sponsoring State shall be
given notice thereof and shall have the right to participate in the
proceedings by submitting written or oral statements.
2. If an action is brought against a State Party
by a natural or juridical person sponsored by another State Party in a
dispute referred to in article 187, subparagraph (c), the respondent
State may request the State sponsoring that person to appear in the
proceedings on behalf of that person. Failing such appearance, the
respondent State may arrange to be represented by a juridical person of
its nationality.

Article191
Advisory opinions
The Seabed Disputes Chamber shall give advisory
opinions at the request of the Assembly or the Council on legal
questions arising within the scope of their activities. Such opinions
shall be given as a matter of urgency.
PART XII
PROTECTION AND PRESERVATION
OF
THE MARINE ENVIRONMENT
SECTION 1. GENERAL PROVISIONS

Article 192
General obligation
States have the obligation to protect and
preserve the marine environment.

Article 193
Sovereign right of States to exploit their natural resources
States have the sovereign right to exploit their
natural resources pursuant to their environmental policies and in
accordance with their duty to protect and preserve the marine
environment.

Article 194
Measures to prevent, reduce and control pollution
of
the marine environment
1. States shall take, individually or jointly as
appropriate, all measures consistent with this Convention that are
necessary to prevent, reduce and control pollution of the marine
environment from any source, using for this purpose the best practicable
means at their disposal and in accordance with their capabilities, and
they shall endeavour to harmonize their policies in this connection.
2. States shall take all measures necessary to
ensure that activities under their jurisdiction or control are so
conducted as not to cause damage by pollution to other States and their
environment, and that pollution arising from incidents or activities
under their jurisdiction or control does not spread beyond the areas
where they exercise sovereign rights in accordance with this Convention.
3. The measures taken pursuant to this Part
shall deal with all sources of pollution of the marine environment.
These measures shall include, inter alia, those designed to
minimize to the fullest possible extent:
(a) the release of
toxic, harmful or noxious substances, especially those which are
persistent, from land-based sources, from or through the atmosphere or
by dumping;
(b) pollution from
vessels, in particular measures for preventing accidents and dealing
with emergencies, ensuring the safety of operations at sea, preventing
intentional and unintentional discharges, and regulating the design,
construction, equipment, operation and manning of vessels;
(c) pollution from
installations and devices used in exploration or exploitation of the
natural resources of the seabed and subsoil, in particular measures for
preventing accidents and dealing with emergencies, ensuring the safety
of operations at sea, and regulating the design, construction,
equipment, operation and manning of such installations or devices;
(d) pollution from
other installations and devices operating in the marine environment, in
particular measures for preventing accidents and dealing with
emergencies, ensuring the safety of operations at sea, and regulating
the design, construction, equipment, operation and manning of such
installations or devices.
4. In taking measures to prevent, reduce or
control pollution of the marine environment, States shall refrain from
unjustifiable interference with activities carried out by other States
in the exercise of their rights and in pursuance of their duties in
conformity with this Convention.
5. The measures taken in accordance with this
Part shall include those necessary to protect and preserve rare or
fragile ecosystems as well as the habitat of depleted, threatened or
endangered species and other forms of marine life.

Article 195
Duty not to transfer damage or hazards
or
transform one type of pollution into another
In taking measures to prevent, reduce and
control pollution of the marine environment, States shall act so as not
to transfer, directly or indirectly, damage or hazards from one area to
another or transform one type of pollution into another.

Article 196
Use
of technologies or introduction of alien or new species
1. States shall take all measures necessary to
prevent, reduce and control pollution of the marine environment
resulting from the use of technologies under their jurisdiction or
control, or the intentional or accidental introduction of species, alien
or new, to a particular part of the marine environment, which may cause
significant and harmful changes thereto.
2. This article does not affect the application
of this Convention regarding the prevention, reduction and control of
pollution of the marine environment.
SECTION 2. GLOBAL AND REGIONAL COOPERATION

Article 197
Cooperation on a global or regional basis
States shall cooperate on a global basis and, as
appropriate, on a regional basis, directly or through competent
international organizations, in formulating and elaborating
international rules, standards and recommended practices and procedures
consistent with this Convention, for the protection and preservation of
the marine environment, taking into account characteristic regional
features.

Article 198
Notification of imminent or actual damage
When a State becomes aware of cases in which the
marine environment is in imminent danger of being damaged or has been
damaged by pollution, it shall immediately notify other States it deems
likely to be affected by such damage, as well as the competent
international organizations.

Article 199
Contingency plans against pollution
In the cases referred to in article 198, States
in the area affected, in accordance with their capabilities, and the
competent international organizations shall cooperate, to the extent
possible, in eliminating the effects of pollution and preventing or
minimizing the damage. To this end, States shall jointly develop and
promote contingency plans for responding to pollution incidents in the
marine environment.

Article 200
Studies, research programmes and exchange of information and data
States shall cooperate, directly or through
competent international organizations, for the purpose of promoting
studies, undertaking programmes of scientific research and encouraging
the exchange of information and data acquired about pollution of the
marine environment. They shall endeavour to participate actively in
regional and global programmes to acquire knowledge for the assessment
of the nature and extent of pollution, exposure to it, and its pathways,
risks and remedies.

Article 201
Scientific criteria for regulations
In the light of the information and data
acquired pursuant to article 200, States shall cooperate, directly or
through competent international organizations, in establishing
appropriate scientific criteria for the formulation and elaboration of
rules, standards and recommended practices and procedures for the
prevention, reduction and control of pollution of the marine
environment.
SECTION 3. TECHNICAL ASSISTANCE

Article 202
Scientific and technical assistance to developing States
States shall, directly or through competent
international organizations:
(a) promote
programmes of scientific, educational, technical and other assistance to
developing States for the protection and preservation of the marine
environment and the prevention, reduction and control of marine
pollution. Such assistance shall include, inter alia:
(i) training of their
scientific and technical personnel;
(ii) facilitating
their participation in relevant international programmes;
(iii) supplying them
with necessary equipment and facilities;
(iv) enhancing their
capacity to manufacture such equipment;
(v) advice on and
developing facilities for research, monitoring, educational and other
programmes;
(b) provide
appropriate assistance, especially to developing States, for the
minimization of the effects of major incidents which may cause serious
pollution of the marine environment;
(c) provide
appropriate assistance, especially to developing States, concerning the
preparation of environmental assessments.

Article 203
Preferential treatment for developing States
Developing States shall, for the purposes of
prevention, reduction and control of pollution of the marine environment
or minimization of its effects, be granted preference by international
organizations in:
(a) the allocation of
appropriate funds and technical assistance; and
(b) the utilization
of their specialized services.
SECTION 4. MONITORING AND ENVIRONMENTAL ASSESSMENT

Article 204
Monitoring of the risks or effects of pollution
1. States shall, consistent with the rights of
other States, endeavour, as far as practicable, directly or through the
competent international organizations, to observe, measure, evaluate and
analyse, by recognized scientific methods, the risks or effects of
pollution of the marine environment.
2. In particular, States shall keep under
surveillance the effects of any activities which they permit or in which
they engage in order to determine whether these activities are likely to
pollute the marine environment.

Article 205
Publication of reports
States shall publish reports of the results
obtained pursuant to article 204 or provide such reports at appropriate
intervals to the competent international organizations, which should
make them available to all States.

Article 206
Assessment of potential effects of activities
When States have reasonable grounds for
believing that planned activities under their jurisdiction or control
may cause substantial pollution of or significant and harmful changes to
the marine environment, they shall, as far as practicable, assess the
potential effects of such activities on the marine environment and shall
communicate reports of the results of such assessments in the manner
provided in article 205.
SECTION 5. INTERNATIONAL RULES AND NATIONAL LEGISLATION
TO
PREVENT, REDUCE AND CONTROL
POLLUTION OF THE MARINE ENVIRONMENT

Article 207
Pollution from land-based sources
1. States shall adopt laws and regulations to
prevent, reduce and control pollution of the marine environment from
land-based sources, including rivers, estuaries, pipelines and outfall
structures, taking into account internationally agreed rules, standards
and recommended practices and procedures.
2. States shall take other measures as may be
necessary to prevent, reduce and control such pollution.
3. States shall endeavour to harmonize their
policies in this connection at the appropriate regional level.
4. States, acting especially through competent
international organizations or diplomatic conference, shall endeavour to
establish global and regional rules, standards and recommended practices
and procedures to prevent, reduce and control pollution of the marine
environment from land-based sources, taking into account characteristic
regional features, the economic capacity of developing States and their
need for economic development. Such rules, standards and recommended
practices and procedures shall be re-examined from time to time as
necessary.
5. Laws, regulations, measures, rules, standards
and recommended practices and procedures referred to in paragraphs 1,
2 and 4 shall include those designed to minimize, to the fullest extent
possible, the release of toxic, harmful or noxious substances,
especially those which are persistent, into the marine environment.

Article 208
Pollution from seabed activities subject to national jurisdiction
1 Coastal States shall adopt laws and
regulations to prevent, reduce and control pollution of the marine
environment arising from or in connection with seabed activities subject
to their jurisdiction and from artificial islands, installations and
structures under their jurisdiction, pursuant to articles 60 and 80.
2. States shall take other measures as may be
necessary to prevent, reduce and control such pollution.
3. Such laws, regulations and measures shall be
no less effective than international rules, standards and recommended
practices and procedures.
4. States shall endeavour to harmonize their
policies in this connection at the appropriate regional level.
5. States, acting especially through competent
international organizations or diplomatic conference, shall establish
global and regional rules, standards and recommended practices and
procedures to prevent, reduce and control pollution of the marine
environment referred to in paragraph l. Such rules, standards and
recommended practices and procedures shall be re-examined from time to
time as necessary.

Article 209
Pollution from activities in the Area
1. International rules, regulations and
procedures shall be established in accordance with Part XI to prevent,
reduce and control pollution of the marine environment from activities
in the Area. Such rules, regulations and procedures shall be re-examined
from time to time as necessary.
2. Subject to the relevant provisions of this
section, States shall adopt laws and regulations to prevent, reduce and
control pollution of the marine environment from activities in the Area
undertaken by vessels, installations, structures and other devices
flying their flag or of their registry or operating under their
authority, as the case may be. The requirements of such laws and
regulations shall be no less effective than the international rules,
regulations and procedures referred to in paragraph 1.

Article 210
Pollution by dumping
1. States shall adopt laws and regulations to
prevent, reduce and control pollution of the marine environment by
dumping.
2. States shall take other measures as may be
necessary to prevent, reduce and control such pollution.
3. Such laws, regulations and measures shall
ensure that dumping is not carried out without the permission of the
competent authorities of States.
4. States, acting especially through competent
international organizations or diplomatic conference, shall endeavour to
establish global and regional rules, standards and recommended practices
and procedures to prevent, reduce and control such pollution. Such
rules, standards and recommended practices and procedures shall be
re-examined from time to time as necessary.
5. Dumping within the territorial sea and the
exclusive economic zone or onto the continental shelf shall not be
carried out without the express prior approval of the coastal State,
which has the right to permit, regulate and control such dumping after
due consideration of the matter with other States which by reason of
their geographical situation may be adversely affected thereby.
6. National laws, regulations and measures shall
be no less effective in preventing, reducing and controlling such
pollution than the global rules and standards.

Article 211
Pollution from vessels
1. States, acting through the competent
international organization or general diplomatic conference, shall
establish international rules and standards to prevent, reduce and
control pollution of the marine environment from vessels and promote the
adoption, in the same manner, wherever appropriate, of routeing systems
designed to minimize the threat of accidents which might cause pollution
of the marine environment, including the coastline, and pollution damage
to the related interests of coastal States. Such rules and standards
shall, in the same manner, be re-examined from time to time as
necessary.
2. States shall adopt laws and regulations for
the prevention, reduction and control of pollution of the marine
environment from vessels flying their flag or of their registry. Such
laws and regulations shall at least have the same effect as that of
generally accepted international rules and standards established through
the competent international organization or general diplomatic
conference.
3. States which establish particular
requirements for the prevention, reduction and control of pollution of
the marine environment as a condition for the entry of foreign vessels
into their ports or internal waters or for a call at their off-shore
terminals shall give due publicity to such requirements and shall
communicate them to the competent international organization. Whenever
such requirements are established in identical form by two or more
coastal States in an endeavour to harmonize policy, the communication
shall indicate which States are participating in such cooperative
arrangements. Every State shall require the master of a vessel flying
its flag or of its registry, when navigating within the territorial sea
of a State participating in such cooperative arrangements, to furnish,
upon the request of that State, information as to whether it is
proceeding to a State of the same region participating in such
cooperative arrangements and, if so, to indicate whether it complies
with the port entry requirements of that State. This article is without
prejudice to the continued exercise by a vessel of its right of innocent
passage or to the application of article 25, paragraph 2.
4. Coastal States may, in the exercise of their
sovereignty within their territorial sea, adopt laws and regulations for
the prevention, reduction and control of marine pollution from foreign
vessels, including vessels exercising the right of innocent passage.
Such laws and regulations shall, in accordance with Part II, section 3,
not hamper innocent passage of foreign vessels.
5. Coastal States, for the purpose of
enforcement as provided for in section 6, may in respect of their
exclusive economic zones adopt laws and regulations for the prevention,
reduction and control of pollution from vessels conforming to and giving
effect to generally accepted international rules and standards
established through the competent international organization or general
diplomatic conference.
6. (a) Where the
international rules and standards referred to in paragraph 1 are
inadequate to meet special circumstances and coastal States have
reasonable grounds for believing that a particular, clearly defined area
of their respective exclusive economic zones is an area where the
adoption of special mandatory measures for the prevention of pollution
from vessels is required for recognized technical reasons in relation to
its oceanographical and ecological conditions, as well as its
utilization or the protection of its resources and the particular
character of its traffic, the coastal States, after appropriate
consultations through the competent international organization with any
other States concerned, may, for that area, direct a communication to
that organization, submitting scientific and technical evidence in
support and information on necessary reception facilities. Within
12 months after receiving such a communication, the organization shall
determine whether the conditions in that area correspond to the
requirements set out above. If the organization so determines, the
coastal States may, for that area, adopt laws and regulations for the
prevention, reduction and control of pollution from vessels implementing
such international rules and standards or navigational practices as are
made applicable, through the organization, for special areas. These laws
and regulations shall not become applicable to foreign vessels until
15 months after the submission of the communication to the organization.
(b) The coastal
States shall publish the limits of any such particular, clearly defined
area.
(c) If the coastal
States intend to adopt additional laws and regulations for the same area
for the prevention, reduction and control of pollution from vessels,
they shall, when submitting the aforesaid communication, at the same
time notify the organization thereof. Such additional laws and
regulations may relate to discharges or navigational practices but shall
not require foreign vessels to observe design, construction, manning or
equipment standards other than generally accepted international rules
and standards; they shall become applicable to foreign vessels 15 months
after the submission of the communication to the organization, provided
that the organization agrees within 12 months after the submission of
the communication.
7. The international rules and standards
referred to in this article should include inter alia those
relating to prompt notification to coastal States, whose coastline or
related interests may be affected by incidents, including maritime
casualties, which involve discharges or probability of discharges.

Article 212
Pollution from or through the atmosphere
1. States shall adopt laws and regulations to
prevent, reduce and control pollution of the marine environment from or
through the atmosphere, applicable to the air space under their
sovereignty and to vessels flying their flag or vessels or aircraft of
their registry, taking into account internationally agreed rules,
standards and recommended practices and procedures and the safety of air
navigation.
2. States shall take other measures as may be
necessary to prevent, reduce and control such pollution.
3. States, acting especially through competent
international organizations or diplomatic conference, shall endeavour to
establish global and regional rules, standards and recommended practices
and procedures to prevent, reduce and control such pollution.
SECTION 6. ENFORCEMENT

Article 213
Enforcement with respect to pollution from land-based sources
States shall enforce their laws and regulations
adopted in accordance with article 207 and shall adopt laws and
regulations and take other measures necessary to implement applicable
international rules and standards established through competent
international organizations or diplomatic conference to prevent, reduce
and control pollution of the marine environment from land-based sources.

Article 214
Enforcement with respect to pollution from seabed activities
States shall enforce their laws and regulations
adopted in accordance with article 208 and shall adopt laws and
regulations and take other measures necessary to implement applicable
international rules and standards established through competent
international organizations or diplomatic conference to prevent, reduce
and control pollution of the marine environment arising from or in
connection with seabed activities subject to their jurisdiction and from
artificial islands, installations and structures under their
jurisdiction, pursuant to articles 60 and 80.

Article 215
Enforcement with respect to pollution from activities in the Area
Enforcement of international rules, regulations
and procedures established in accordance with Part XI to prevent, reduce
and control pollution of the marine environment from activities in the
Area shall be governed by that Part.

Article 216
Enforcement with respect to pollution by dumping
1. Laws and regulations adopted in accordance
with this Convention and applicable international rules and standards
established through competent international organizations or diplomatic
conference for the prevention, reduction and control of pollution of the
marine environment by dumping shall be enforced:
(a) by the coastal
State with regard to dumping within its territorial sea or its exclusive
economic zone or onto its continental shelf;
(b) by the flag State
with regard to vessels flying its flag or vessels or aircraft of its
registry;
(c) by any State with
regard to acts of loading of wastes or other matter occurring within its
territory or at its off-shore terminals.
2. No State shall be obliged by virtue of this
article to institute proceedings when another State has already
instituted proceedings in accordance with this article.

Article 217
Enforcement by flag States
1. States shall ensure compliance by vessels
flying their flag or of their registry with applicable international
rules and standards, established through the competent international
organization or general diplomatic conference, and with their laws and
regulations adopted in accordance with this Convention for the
prevention, reduction and control of pollution of the marine environment
from vessels and shall accordingly adopt laws and regulations and take
other measures necessary for their implementation. Flag States shall
provide for the effective enforcement of such rules, standards, laws and
regulations, irrespective of where a violation occurs.
2. States shall, in particular, take appropriate
measures in order to ensure that vessels flying their flag or of their
registry are prohibited from sailing, until they can proceed to sea in
compliance with the requirements of the international rules and
standards referred to in paragraph 1, including requirements in respect
of design, construction, equipment and manning of vessels.
3. States shall ensure that vessels flying their
flag or of their registry carry on board certificates required by and
issued pursuant to international rules and standards referred to in
paragraph 1. States shall ensure that vessels flying their flag are
periodically inspected in order to verify that such certificates are in
conformity with the actual condition of the vessels. These certificates
shall be accepted by other States as evidence of the condition of the
vessels and shall be regarded as having the same force as certificates
issued by them, unless there are clear grounds for believing that the
condition of the vessel does not correspond substantially with the
particulars of the certificates.
4. If a vessel commits a violation of rules and
standards established through the competent international organization
or general diplomatic conference, the flag State, without prejudice to
articles 218, 220 and 228, shall provide for immediate investigation and
where appropriate institute proceedings in respect of the alleged
violation irrespective of where the violation occurred or where the
pollution caused by such violation has occurred or has been spotted.
5. Flag States conducting an investigation of
the violation may request the assistance of any other State whose
cooperation could be useful in clarifying the circumstances of the case.
States shall endeavour to meet appropriate requests of flag States.
6. States shall, at the written request of any
State, investigate any violation alleged to have been committed by
vessels flying their flag. If satisfied that sufficient evidence is
available to enable proceedings to be brought in respect of the alleged
violation, flag States shall without delay institute such proceedings in
accordance with their laws.
7. Flag States shall promptly inform the
requesting State and the competent international organization of the
action taken and its outcome. Such information shall be available to all
States.
8. Penalties provided for by the laws and
regulations of States for vessels flying their flag shall be adequate in
severity to discourage violations wherever they occur.

Article 218
Enforcement by port States
1. When a vessel is voluntarily within a port or
at an off-shore terminal of a State, that State may undertake
investigations and, where the evidence so warrants, institute
proceedings in respect of any discharge from that vessel outside the
internal waters, territorial sea or exclusive economic zone of that
State in violation of applicable international rules and standards
established through the competent international organization or general
diplomatic conference.
2. No proceedings pursuant to paragraph 1 shall
be instituted in respect of a discharge violation in the internal
waters, territorial sea or exclusive economic zone of another State
unless requested by that State, the flag State, or a State damaged or
threatened by the discharge violation, or unless the violation has
caused or is likely to cause pollution in the internal waters,
territorial sea or exclusive economic zone of the State instituting the
proceedings.
3. When a vessel is voluntarily within a port or
at an off-shore terminal of a State, that State shall, as far as
practicable, comply with requests from any State for investigation of a
discharge violation referred to in paragraph 1, believed to have
occurred in, caused, or threatened damage to the internal waters,
territorial sea or exclusive economic zone of the requesting State. It
shall likewise, as far as practicable, comply with requests from the
flag State for investigation of such a violation, irrespective of where
the violation occurred.
4. The records of the investigation carried out
by a port State pursuant to this article shall be transmitted upon
request to the flag State or to the coastal State. Any proceedings
instituted by the port State on the basis of such an investigation may,
subject to section 7, be suspended at the request of the coastal State
when the violation has occurred within its internal waters, territorial
sea or exclusive economic zone. The evidence and records of the case,
together with any bond or other financial security posted with the
authorities of the port State, shall in that event be transmitted to the
coastal State. Such transmittal shall preclude the continuation of
proceedings in the port State.

Article 219
Measures relating to seaworthiness of vessels to avoid pollution
Subject to section 7, States which, upon request
or on their own initiative, have ascertained that a vessel within one of
their ports or at one of their off-shore terminals is in violation of
applicable international rules and standards relating to seaworthiness
of vessels and thereby threatens damage to the marine environment shall,
as far as practicable, take administrative measures to prevent the
vessel from sailing. Such States may permit the vessel to proceed only
to the nearest appropriate repair yard and, upon removal of the causes
of the violation, shall permit the vessel to continue immediately.

Article 220
Enforcement by coastal States
1. When a vessel is voluntarily within a port or
at an off-shore terminal of a State, that State may, subject to
section 7, institute proceedings in respect of any violation of its laws
and regulations adopted in accordance with this Convention or applicable
international rules and standards for the prevention, reduction and
control of pollution from vessels when the violation has occurred within
the territorial sea or the exclusive economic zone of that State.
2. Where there are clear grounds for believing
that a vessel navigating in the territorial sea of a State has, during
its passage therein, violated laws and regulations of that State adopted
in accordance with this Convention or applicable international rules and
standards for the prevention, reduction and control of pollution from
vessels, that State, without prejudice to the application of the
relevant provisions of Part II, section 3, may undertake physical
inspection of the vessel relating to the violation and may, where the
evidence so warrants, institute proceedings, including detention of the
vessel, in accordance with its laws, subject to the provisions of
section 7.
3. Where there are clear grounds for believing
that a vessel navigating in the exclusive economic zone or the
territorial sea of a State has, in the exclusive economic zone,
committed a violation of applicable international rules and standards
for the prevention, reduction and control of pollution from vessels or
laws and regulations of that State conforming and giving effect to such
rules and standards, that State may require the vessel to give
information regarding its identity and port of registry, its last and
its next port of call and other relevant information required to
establish whether a violation has occurred.
4. States shall adopt laws and regulations and
take other measures so that vessels flying their flag comply with
requests for information pursuant to paragraph 3.
5. Where there are clear grounds for believing
that a vessel navigating in the exclusive economic zone or the
territorial sea of a State has, in the exclusive economic zone,
committed a violation referred to in paragraph 3 resulting in a
substantial discharge causing or threatening significant pollution of
the marine environment, that State may undertake physical inspection of
the vessel for matters relating to the violation if the vessel has
refused to give information or if the information supplied by the vessel
is manifestly at variance with the evident factual situation and if the
circumstances of the case justify such inspection.
6. Where there is clear objective evidence that
a vessel navigating in the exclusive economic zone or the territorial
sea of a State has, in the exclusive economic zone, committed a
violation referred to in paragraph 3 resulting in a discharge causing
major damage or threat of major damage to the coastline or related
interests of the coastal State, or to any resources of its territorial
sea or exclusive economic zone, that State may, subject to section 7,
provided that the evidence so warrants, institute proceedings, including
detention of the vessel, in accordance with its laws.
7. Notwithstanding the provisions of
paragraph 6, whenever appropriate procedures have been established,
either through the competent international organization or as otherwise
agreed, whereby compliance with requirements for bonding or other
appropriate financial security has been assured, the coastal State if
bound by such procedures shall allow the vessel to proceed.
8. The provisions of paragraphs 3, 4, 5, 6and 7
also apply in respect of national laws and regulations adopted pursuant
to article 211, paragraph 6.

Article 221
Measures to avoid pollution arising from maritime casualties
1. Nothing in this Part shall prejudice the
right of States, pursuant to international law, both customary and
conventional, to take and enforce measures beyond the territorial sea
proportionate to the actual or threatened damage to protect their
coastline or related interests, including fishing, from pollution or
threat of pollution following upon a maritime casualty or acts relating
to such a casualty, which may reasonably be expected to result in major
harmful consequences.
2. For the purposes of this article, "maritime
casualty" means a collision of vessels, stranding or other incident of
navigation, or other occurrence on board a vessel or external to it
resulting in material damage or imminent threat of material damage to a
vessel or cargo.

Article 222
Enforcement with respect to pollution from or through the atmosphere
States shall enforce, within the air space under
their sovereignty or with regard to vessels flying their flag or vessels
or aircraft of their registry, their laws and regulations adopted in
accordance with article 212, paragraph 1, and with other provisions of
this Convention and shall adopt laws and regulations and take other
measures necessary to implement applicable international rules and
standards established through competent international organizations or
diplomatic conference to prevent, reduce and control pollution of the
marine environment from or through the atmosphere, in conformity with
all relevant international rules and standards concerning the safety of
air navigation.
SECTION 7. SAFEGUARDS

Article 223
Measures to facilitate proceedings
In proceedings instituted pursuant to this Part,
States shall take measures to facilitate the hearing of witnesses and
the admission of evidence submitted by authorities of another State, or
by the competent international organization, and shall facilitate the
attendance at such proceedings of official representatives of the
competent international organization, the flag State and any State
affected by pollution arising out of any violation. The official
representatives attending such proceedings shall have such rights and
duties as may be provided under national laws and regulations or
international law.

Article 224
Exercise of powers of enforcement
The powers of enforcement against foreign
vessels under this Part may only be exercised by officials or by
warships, military aircraft, or other ships or aircraft clearly marked
and identifiable as being on government service and authorized to that
effect.

Article 225
Duty to avoid adverse consequences
in
the exercise of the powers of enforcement
In the exercise under this Convention of their
powers of enforcement against foreign vessels, States shall not endanger
the safety of navigation or otherwise create any hazard to a vessel, or
bring it to an unsafe port or anchorage, or expose the marine
environment to an unreasonable risk.

Article 226
Investigation of foreign vessels
1. (a) States shall
not delay a foreign vessel longer than is essential for purposes of the
investigations provided for in articles 216, 218 and 220. Any physical
inspection of a foreign vessel shall be limited to an examination of
such certificates, records or other documents as the vessel is required
to carry by generally accepted international rules and standards or of
any similar documents which it is carrying; further physical inspection
of the vessel may be undertaken only after such an examination and only
when:
(i) there are clear
grounds for believing that the condition of the vessel or its equipment
does not correspond substantially with the particulars of those
documents;
(ii) the contents of
such documents are not sufficient to confirm or verify a suspected
violation; or
(iii) the vessel is
not carrying valid certificates and records.
(b) If the
investigation indicates a violation of applicable laws and regulations
or international rules and standards for the protection and preservation
of the marine environment, release shall be made promptly subject to
reasonable procedures such as bonding or other appropriate financial
security.
(c) Without prejudice
to applicable international rules and standards relating to the
seaworthiness of vessels, the release of a vessel may, whenever it would
present an unreasonable threat of damage to the marine environment, be
refused or made conditional upon proceeding to the nearest appropriate
repair yard. Where release has been refused or made conditional, the
flag State of the vessel must be promptly notified, and may seek release
of the vessel in accordance with Part XV.
2. States shall cooperate to develop procedures
for the avoidance of unnecessary physical inspection of vessels at sea.

Article 227
Non-discrimination with respect to foreign vessels
In exercising their rights and performing their
duties under this Part, States shall not discriminate in form or in fact
against vessels of any other State.

Article 228
Suspension and restrictions on institution of proceedings
1. Proceedings to impose penalties in respect of
any violation of applicable laws and regulations or international rules
and standards relating to the prevention, reduction and control of
pollution from vessels committed by a foreign vessel beyond the
territorial sea of the State instituting proceedings shall be suspended
upon the taking of proceedings to impose penalties in respect of
corresponding charges by the flag State within six months of the date on
which proceedings were first instituted, unless those proceedings relate
to a case of major damage to the coastal State or the flag State in
question has repeatedly disregarded its obligation to enforce
effectively the applicable international rules and standards in respect
of violations committed by its vessels. The flag State shall in due
course make available to the State previously instituting proceedings a
full dossier of the case and the records of the proceedings, whenever
the flag State has requested the suspension of proceedings in accordance
with this article. When proceedings instituted by the flag State have
been brought to a conclusion, the suspended proceedings shall be
terminated. Upon payment of costs incurred in respect of such
proceedings, any bond posted or other financial security provided in
connection with the suspended proceedings shall be released by the
coastal State.
2. Proceedings to impose penalties on foreign
vessels shall not be instituted after the expiry of three years from the
date on which the violation was committed, and shall not be taken by any
State in the event of proceedings having been instituted by another
State subject to the provisions set out in paragraph 1.
3. The provisions of this article are without
prejudice to the right of the flag State to take any measures, including
proceedings to impose penalties, according to its laws irrespective of
prior proceedings by another State.

Article 229
Institution of civil proceedings
Nothing in this Convention affects the
institution of civil proceedings in respect of any claim for loss or
damage resulting from pollution of the marine environment.

Article 230
Monetary penalties and the observance of recognized rights of the
accused
1. Monetary penalties only may be imposed with
respect to violations of national laws and regulations or applicable
international rules and standards for the prevention, reduction and
control of pollution of the marine environment, committed by foreign
vessels beyond the territorial sea.
2. Monetary penalties only may be imposed with
respect to violations of national laws and regulations or applicable
international rules and standards for the prevention, reduction and
control of pollution of the marine environment, committed by foreign
vessels in the territorial sea, except in the case of a wilful and
serious act of pollution in the territorial sea.
3. In the conduct of proceedings in respect of
such violations committed by a foreign vessel which may result in the
imposition of penalties, recognized rights of the accused shall be
observed.

Article 231
Notification to the flag State and other States concerned
States shall promptly notify the flag State and
any other State concerned of any measures taken pursuant to section 6
against foreign vessels, and shall submit to the flag State all official
reports concerning such measures. However, with respect to violations
committed in the territorial sea, the foregoing obligations of the
coastal State apply only to such measures as are taken in proceedings.
The diplomatic agents or consular officers and where possible the
maritime authority of the flag State, shall be immediately informed of
any such measures taken pursuant to section 6 against foreign vessels.

Article 232
Liability of States arising from enforcement measures
States shall be liable for damage or loss
attributable to them arising from measures taken pursuant to section 6
when such measures are unlawful or exceed those reasonably required in
the light of available information. States shall provide for recourse in
their courts for actions in respect of such damage or loss.

Article 233
Safeguards with respect to straits used for international navigation
Nothing in sections 5, 6 and 7 affects the legal
regime of straits used for international navigation. However, if a
foreign ship other than those referred to in section 10 has committed a
violation of the laws and regulations referred to in article 42,
paragraph 1(a) and (b), causing or threatening major damage to the
marine environment of the straits, the States bordering the straits may
take appropriate enforcement measures and if so shall respect
mutatis mutandis the provisions of this section.
SECTION 8. ICE-COVERED AREAS

Article 234
Ice-covered areas
Coastal States have the right to adopt and
enforce non-discriminatory laws and regulations for the prevention,
reduction and control of marine pollution from vessels in ice-covered
areas within the limits of the exclusive economic zone, where
particularly severe climatic conditions and the presence of ice covering
such areas for most of the year create obstructions or exceptional
hazards to navigation, and pollution of the marine environment could
cause major harm to or irreversible disturbance of the ecological
balance. Such laws and regulations shall have due regard to navigation
and the protection and preservation of the marine environment based on
the best available scientific evidence.
SECTION 9. RESPONSIBILITY AND LIABILITY

Article 235
Responsibility and liability
1. States are responsible for the fulfilment of
their international obligations concerning the protection and
preservation of the marine environment. They shall be liable in
accordance with international law.
2. States shall ensure that recourse is
available in accordance with their legal systems for prompt and adequate
compensation or other relief in respect of damage caused by pollution of
the marine environment by natural or juridical persons under their
jurisdiction.
3. With the objective of assuring prompt and
adequate compensation in respect of all damage caused by pollution of
the marine environment, States shall cooperate in the implementation of
existing international law and the further development of international
law relating to responsibility and liability for the assessment of and
compensation for damage and the settlement of related disputes, as well
as, where appropriate, development of criteria and procedures for
payment of adequate compensation, such as compulsory insurance or
compensation funds.
SECTION 10. SOVEREIGN IMMUNITY

Article 236
Sovereign immunity
The provisions of this Convention regarding the
protection and preservation of the marine environment do not apply to
any warship, naval auxiliary, other vessels or aircraft owned or
operated by a State and used, for the time being, only on government
non-commercial service. However, each State shall ensure, by the
adoption of appropriate measures not impairing operations or operational
capabilities of such vessels or aircraft owned or operated by it, that
such vessels or aircraft act in a manner consistent, so far as is
reasonable and practicable, with this Convention.
SECTION 11. OBLIGATIONS UNDER OTHER CONVENTIONS
ON
THE PROTECTION AND PRESERVATION
OF
THE MARINE ENVIRONMENT

Article 237
Obligations under other conventions on the
protection and preservation of the marine environment
1. The provisions of this Part are without
prejudice to the specific obligations assumed by States under special
conventions and agreements concluded previously which relate to the
protection and preservation of the marine environment and to agreements
which may be concluded in furtherance of the general principles set
forth in this Convention.
2. Specific obligations assumed by States under
special conventions, with respect to the protection and preservation of
the marine environment, should be carried out in a manner consistent
with the general principles and objectives of this Convention.
PART XIII
MARINE SCIENTIFIC RESEARCH
SECTION 1. GENERAL PROVISIONS

Article 238
Right to conduct marine scientific research
All States, irrespective of their geographical
location, and competent international organizations have the right to
conduct marine scientific research subject to the rights and duties of
other States as provided for in this Convention.

Article 239
Promotion of marine scientific research
States and competent international organizations
shall promote and facilitate the development and conduct of marine
scientific research in accordance with this Convention.

Article 240
General principles for the conduct of marine scientific research
In the conduct of marine scientific research the
following principles shall apply:
(a) marine scientific
research shall be conducted exclusively for peaceful purposes;
(b) marine scientific
research shall be conducted with appropriate scientific methods and
means compatible with this Convention;
(c) marine scientific
research shall not unjustifiably interfere with other legitimate uses of
the sea compatible with this Convention and shall be duly respected in
the course of such uses;
(d) marine scientific
research shall be conducted in compliance with all relevant regulations
adopted in conformity with this Convention including those for the
protection and preservation of the marine environment.

Article 241
Non-recognition of marine scientific research activities
as
the legal basis for claims
Marine scientific research activities shall not
constitute the legal basis for any claim to any part of the marine
environment or its resources.
SECTION 2. INTERNATIONAL COOPERATION

Article 242
Promotion of international cooperation
1. States and competent international
organizations shall, in accordance with the principle of respect for
sovereignty and jurisdiction and on the basis of mutual benefit, promote
international cooperation in marine scientific research for peaceful
purposes.
2. In this context, without prejudice to the
rights and duties of States under this Convention, a State, in the
application of this Part, shall provide, as appropriate, other States
with a reasonable opportunity to obtain from it, or with its
cooperation, information necessary to prevent and control damage to the
health and safety of persons and to the marine environment.

Article 243
Creation of favourable conditions
States and competent international organizations
shall cooperate, through the conclusion of bilateral and multilateral
agreements, to create favourable conditions for the conduct of marine
scientific research in the marine environment and to integrate the
efforts of scientists in studying the essence of phenomena and processes
occurring in the marine environment and the interrelations between them.

Article 244
Publication and dissemination of information and knowledge
1. States and competent international
organizations shall, in accordance with this Convention, make available
by publication and dissemination through appropriate channels
information on proposed major programmes and their objectives as well as
knowledge resulting from marine scientific research.
2. For this purpose, States, both individually
and in cooperation with other States and with competent international
organizations, shall actively promote the flow of scientific data and
information and the transfer of knowledge resulting from marine
scientific research, especially to developing States, as well as the
strengthening of the autonomous marine scientific research capabilities
of developing States through, inter alia, programmes to provide
adequate education and training of their technical and scientific
personnel.
SECTION 3. CONDUCT AND PROMOTION OF
MARINE SCIENTIFIC RESEARCH

Article 245
Marine scientific research in the territorial sea
Coastal States, in the exercise of their
sovereignty, have the exclusive right to regulate, authorize and conduct
marine scientific research in their territorial sea. Marine scientific
research therein shall be conducted only with the express consent of and
under the conditions set forth by the coastal State.

Article 246
Marine scientific research in the exclusive economic zone
and
on the continental shelf
1. Coastal States, in the exercise of their
jurisdiction, have the right to regulate, authorize and conduct marine
scientific research in their exclusive economic zone and on their
continental shelf in accordance with the relevant provisions of this
Convention.
2. Marine scientific research in the exclusive
economic zone and on the continental shelf shall be conducted with the
consent of the coastal State.
3. Coastal States shall, in normal
circumstances, grant their consent for marine scientific research
projects by other States or competent international organizations in
their exclusive economic zone or on their continental shelf to be
carried out in accordance with this Convention exclusively for peaceful
purposes and in order to increase scientific knowledge of the marine
environment for the benefit of all mankind. To this end, coastal States
shall establish rules and procedures ensuring that such consent will not
be delayed or denied unreasonably.
4. For the purposes of applying paragraph 3,
normal circumstances may exist in spite of the absence of diplomatic
relations between the coastal State and the researching State.
5. Coastal States may however in their
discretion withhold their consent to the conduct of a marine scientific
research project of another State or competent international
organization in the exclusive economic zone or on the continental shelf
of the coastal State if that project:
(a) is of direct
significance for the exploration and exploitation of natural resources,
whether living or non-living;
(b) involves drilling
into the continental shelf, the use of explosives or the introduction of
harmful substances into the marine environment;
(c) involves the
construction, operation or use of artificial islands, installations and
structures referred to in articles 60 and 80;
(d) contains
information communicated pursuant to article 248 regarding the nature
and objectives of the project which is inaccurate or if the researching
State or competent international organization has outstanding
obligations to the coastal State from a prior research project.
6. Notwithstanding the provisions of
paragraph 5, coastal States may not exercise their discretion to
withhold consent under subparagraph (a) of that paragraph in respect of
marine scientific research projects to be undertaken in accordance with
the provisions of this Part on the continental shelf, beyond
200 nautical miles from the baselines from which the breadth of the
territorial sea is measured, outside those specific areas which coastal
States may at any time publicly designate as areas in which exploitation
or detailed exploratory operations focused on those areas are occurring
or will occur within a reasonable period of time. Coastal States shall
give reasonable notice of the designation of such areas, as well as any
modifications thereto, but shall not be obliged to give details of the
operations therein.
7. The provisions of paragraph 6 are without
prejudice to the rights of coastal States over the continental shelf as
established in article 77.
8. Marine scientific research activities
referred to in this article shall not unjustifiably interfere with
activities undertaken by coastal States in the exercise of their
sovereign rights and jurisdiction provided for in this Convention.

Article 247
Marine scientific research projects undertaken
by
or under the auspices of international organizations
A coastal State which is a member of or has a
bilateral agreement with an international organization, and in whose
exclusive economic zone or on whose continental shelf that organization
wants to carry out a marine scientific research project, directly or
under its auspices, shall be deemed to have authorized the project to be
carried out in conformity with the agreed specifications if that State
approved the detailed project when the decision was made by the
organization for the undertaking of the project, or is willing to
participate in it, and has not expressed any objection within four
months of notification of the project by the organization to the coastal
State.

Article 248
Duty to provide information to the coastal State
States and competent international organizations
which intend to undertake marine scientific research in the exclusive
economic zone or on the continental shelf of a coastal State shall, not
less than six months in advance of the expected starting date of the
marine scientific research project, provide that State with a full
description of:
(a) the nature and
objectives of the project;
(b) the method and
means to be used, including name, tonnage, type and class of vessels and
a description of scientific equipment;
(c) the precise
geographical areas in which the project is to be conducted;
(d) the expected date
of first appearance and final departure of the research vessels, or
deployment of the equipment and its removal, as appropriate;
(e) the name of the
sponsoring institution, its director, and the person in charge of the
project; and
(f) the extent to
which it is considered that the coastal State should be able to
participate or to be represented in the project.

Article 249
Duty to comply with certain conditions
1. States and competent international
organizations when undertaking marine scientific research in the
exclusive economic zone or on the continental shelf of a coastal State
shall comply with the following conditions:
(a) ensure the right
of the coastal State, if it so desires, to participate or be represented
in the marine scientific research project, especially on board research
vessels and other craft or scientific research installations, when
practicable, without payment of any remuneration to the scientists of
the coastal State and without obligation to contribute towards the costs
of the project;
(b) provide the
coastal State, at its request, with preliminary reports, as soon as
practicable, and with the final results and conclusions after the
completion of the research;
(c) undertake to
provide access for the coastal State, at its request, to all data and
samples derived from the marine scientific research project and likewise
to furnish it with data which may be copied and samples which may be
divided without detriment to their scientific value;
(d) if requested,
provide the coastal State with an assessment of such data, samples and
research results or provide assistance in their assessment or
interpretation;
(e) ensure, subject
to paragraph 2, that the research results are made internationally
available through appropriate national or international channels, as
soon as practicable;
(f) inform the
coastal State immediately of any major change in the research programme;
(g) unless otherwise
agreed, remove the scientific research installations or equipment once
the research is completed.
2. This article is without prejudice to the
conditions established by the laws and regulations of the coastal State
for the exercise of its discretion to grant or withhold consent pursuant
to article 246, paragraph 5, including requiring prior agreement for
making internationally available the research results of a project of
direct significance for the exploration and exploitation of natural
resources.

Article 250
Communications concerning marine scientific research projects
Communications concerning the marine scientific
research projects shall be made through appropriate official channels,
unless otherwise agreed.

Article 251
General criteria and guidelines
States shall seek to promote through competent
international organizations the establishment of general criteria and
guidelines to assist States in ascertaining the nature and implications
of marine scientific research.

Article 252
Implied consent
States or competent international organizations
may proceed with a marine scientific research project six months after
the date upon which the information required pursuant to article 248 was
provided to the coastal State unless within four months of the receipt
of the communication containing such information the coastal State has
informed the State or organization conducting the research that:
(a) it has withheld
its consent under the provisions of article 246; or
(b) the information
given by that State or competent international organization regarding
the nature or objectives of the project does not conform to the
manifestly evident facts; or
(c) it requires
supplementary information relevant to conditions and the information
provided for under articles 248 and 249; or
(d) outstanding
obligations exist with respect to a previous marine scientific research
project carried out by that State or organization, with regard to
conditions established in article 249.

Article 253
Suspension or cessation of marine scientific research activities
1. A coastal State shall have the right to
require the suspension of any marine scientific research activities in
progress within its exclusive economic zone or on its continental shelf
if:
(a) the research
activities are not being conducted in accordance with the information
communicated as provided under article 248 upon which the consent of the
coastal State was based; or
(b) the State or
competent international organization conducting the research activities
fails to comply with the provisions of article 249 concerning the rights
of the coastal State with respect to the marine scientific research
project.
2. A coastal State shall have the right to
require the cessation of any marine scientific research activities in
case of any non-compliance with the provisions of article 248 which
amounts to a major change in the research project or the research
activities.
3. A coastal State may also require cessation of
marine scientific research activities if any of the situations
contemplated in paragraph 1 are not rectified within a reasonable period
of time.
4. Following notification by the coastal State
of its decision to order suspension or cessation, States or competent
international organizations authorized to conduct marine scientific
research activities shall terminate the research activities that are the
subject of such a notification.
5. An order of suspension under paragraph 1
shall be lifted by the coastal State and the marine scientific research
activities allowed to continue once the researching State or competent
international organization has complied with the conditions required
under articles 248 and 249.

Article 254
Rights of neighbouring land-locked
and
geographically disadvantaged States
1. States and competent international
organizations which have submitted to a coastal State a project to
undertake marine scientific research referred to in article 246,
paragraph 3, shall give notice to the neighbouring land-locked and
geographically disadvantaged States of the proposed research project,
and shall notify the coastal State thereof.
2. After the consent has been given for the
proposed marine scientific research project by the coastal State
concerned, in accordance with article 246 and other relevant provisions
of this Convention, States and competent international organizations
undertaking such a project shall provide to the neighbouring land-locked
and geographically disadvantaged States, at their request and when
appropriate, relevant information as specified in article 248 and
article 249, paragraph 1(f).
3. The neighbouring land-locked and
geographically disadvantaged States referred to above shall, at their
request, be given the opportunity to participate, whenever feasible, in
the proposed marine scientific research project through qualified
experts appointed by them and not objected to by the coastal State, in
accordance with the conditions agreed for the project, in conformity
with the provisions of this Convention, between the coastal State
concerned and the State or competent international organizations
conducting the marine scientific research.
4. States and competent international
organizations referred to in paragraph 1 shall provide to the
above-mentioned land-locked and geographically disadvantaged States, at
their request, the information and assistance specified in article 249,
paragraph 1(d), subject to the provisions of article 249, paragraph 2.

Article 255
Measures to facilitate marine scientific research
and
assist research vessels
States shall endeavour to adopt reasonable
rules, regulations and procedures to promote and facilitate marine
scientific research conducted in accordance with this Convention beyond
their territorial sea and, as appropriate, to facilitate, subject to the
provisions of their laws and regulations, access to their harbours and
promote assistance for marine scientific research vessels which comply
with the relevant provisions of this Part.

Article 256
Marine scientific research in the Area
All States, irrespective of their geographical
location, and competent international organizations have the right, in
conformity with the provisions of Part XI, to conduct marine scientific
research in the Area.

Article 257
Marine scientific research in the water column
beyond the exclusive economic zone
All States, irrespective of their geographical
location, and competent international organizations have the right, in
conformity with this Convention, to conduct marine scientific research
in the water column beyond the limits of the exclusive economic zone.
SECTION 4. SCIENTIFIC RESEARCH INSTALLATIONS OR EQUIPMENT IN THE MARINE
ENVIRONMENT

Article 258
Deployment and use
The deployment and use of any type of scientific
research installations or equipment in any area of the marine
environment shall be subject to the same conditions as are prescribed in
this Convention for the conduct of marine scientific research in any
such area.

Article 259
Legal status
The installations or equipment referred to in
this section do not possess the status of islands. They have no
territorial sea of their own, and their presence does not affect the
delimitation of the territorial sea, the exclusive economic zone or the
continental shelf.

Article 260
Safety zones
Safety zones of a reasonable breadth not
exceeding a distance of 500 metres may be created around scientific
research installations in accordance with the relevant provisions of
this Convention. All States shall ensure that such safety zones are
respected by their vessels.

Article 261
Non-interference with shipping routes
The deployment and use of any type of scientific
research installations or equipment shall not constitute an obstacle to
established international shipping routes.

Article 262
Identification markings and warning signals
Installations or equipment referred to in this
section shall bear identification markings indicating the State of
registry or the international organization to which they belong and
shall have adequate internationally agreed warning signals to ensure
safety at sea and the safety of air navigation, taking into account
rules and standards established by competent international
organizations.
SECTION 5. RESPONSIBILITY AND LIABILITY

Article 263
Responsibility and liability
1. States and competent international
organizations shall be responsible for ensuring that marine scientific
research, whether undertaken by them or on their behalf, is conducted in
accordance with this Convention.
2. States and competent international
organizations shall be responsible and liable for the measures they take
in contravention of this Convention in respect of marine scientific
research conducted by other States, their natural or juridical persons
or by competent international organizations, and shall provide
compensation for damage resulting from such measures.
3. States and competent inter
PART XIV
DEVELOPMENT AND TRANSFER OF MARINE TECHNOLOGY
SECTION 1. GENERAL PROVISIONS

Article 266
Promotion of the development and transfer of marine technology
1. States, directly or through competent
international organizations, shall cooperate in accordance with their
capabilities to promote actively the development and transfer of marine
science and marine technology on fair and reasonable terms and
conditions.
2. States shall promote the development of the
marine scientific and technological capacity of States which may need
and request technical assistance in this field, particularly developing
States, including land-locked and geographically disadvantaged States,
with regard to the exploration, exploitation, conservation and
management of marine resources, the protection and preservation of the
marine environment, marine scientific research and other activities in
the marine environment compatible with this Convention, with a view to
accelerating the social and economic development of the developing
States.
3. States shall endeavour to foster favourable
economic and legal conditions for the transfer of marine technology for
the benefit of all parties concerned on an equitable basis.

Article 267
Protection of legitimate interests
States, in promoting cooperation pursuant to
article 266, shall have due regard for all legitimate interests
including, inter alia, the rights and duties of holders,
suppliers and recipients of marine technology.

Article 268
Basic objectives
States, directly or through competent
international organizations, shall promote:
(a) the acquisition,
evaluation and dissemination of marine technological knowledge and
facilitate access to such information and data;
(b) the development
of appropriate marine technology;
(c) the development
of the necessary technological infrastructure to facilitate the transfer
of marine technology;
(d) the development
of human resources through training and education of nationals of
developing States and countries and especially the nationals of the
least developed among them;
(e) international
cooperation at all levels, particularly at the regional, subregional and
bilateral levels.

Article 269
Measures to achieve the basic objectives
In order to achieve the objectives referred to
in article 268, States, directly or through competent international
organizations, shall endeavour, inter alia, to:
(a) establish
programmes of technical cooperation for the effective transfer of all
kinds of marine technology to States which may need and request
technical assistance in this field, particularly the developing
land-locked and geographically disadvantaged States, as well as other
developing States which have not been able either to establish or
develop their own technological capacity in marine science and in the
exploration and exploitation of marine resources or to develop the
infrastructure of such technology;
(b) promote
favourable conditions for the conclusion of agreements, contracts and
other similar arrangements, under equitable and reasonable conditions;
(c) hold conferences,
seminars and symposia on scientific and technological subjects, in
particular on policies and methods for the transfer of marine
technology;
(d) promote the
exchange of scientists and of technological and other experts;
(e) undertake
projects and promote joint ventures and other forms of bilateral and
multilateral cooperation.
SECTION 2. INTERNATIONAL COOPERATION

Article 270
Ways and means of international cooperation
International cooperation for the development
and transfer of marine technology shall be carried out, where feasible
and appropriate, through existing bilateral, regional or multilateral
programmes, and also through expanded and new programmes in order to
facilitate marine scientific research, the transfer of marine
technology, particularly in new fields, and appropriate international
funding for ocean research and development.

Article 271
Guidelines, criteria and standards
States, directly or through competent
international organizations, shall promote the establishment of
generally accepted guidelines, criteria and standards for the transfer
of marine technology on a bilateral basis or within the framework of
international organizations and other fora, taking into account, in
particular, the interests and needs of developing States.

Article 272
Coordination of international programmes
In the field of transfer of marine technology,
States shall endeavour to ensure that competent international
organizations coordinate their activities, including any regional or
global programmes, taking into account the interests and needs of
developing States, particularly land-locked and geographically
disadvantaged States.

Article 273
Cooperation with international organizations and the Authority
States shall cooperate actively with competent
international organizations and the Authority to encourage and
facilitate the transfer to developing States, their nationals and the
Enterprise of skills and marine technology with regard to activities in
the Area.

Article 274
Objectives of the Authority
Subject to all legitimate interests including,
inter alia, the rights and duties of holders, suppliers and
recipients of technology, the Authority, with regard to activities in
the Area, shall ensure that:
(a) on the basis of
the principle of equitable geographical distribution, nationals of
developing States, whether coastal, land-locked or geographically
disadvantaged, shall be taken on for the purposes of training as members
of the managerial, research and technical staff constituted for its
undertakings;
(b) the technical
documentation on the relevant equipment, machinery, devices and
processes is made available to all States, in particular developing
States which may need and request technical assistance in this field;
(c) adequate
provision is made by the Authority to facilitate the acquisition of
technical assistance in the field of marine technology by States which
may need and request it, in particular developing States, and the
acquisition by their nationals of the necessary skills and know-how,
including professional training;
(d) States which may
need and request technical assistance in this field, in particular
developing States, are assisted in the acquisition of necessary
equipment, processes, plant and other technical know-how through any
financial arrangements provided for in this Convention.
SECTION 3. NATIONAL AND REGIONAL MARINE SCIENTIFIC AND TECHNOLOGICAL
CENTRES

Article 275
Establishment of national centres
1. States, directly or through competent
international organizations and the Authority, shall promote the
establishment, particularly in developing coastal States, of national
marine scientific and technological research centres and the
strengthening of existing national centres, in order to stimulate and
advance the conduct of marine scientific research by developing coastal
States and to enhance their national capabilities to utilize and
preserve their marine resources for their economic benefit.
2. States, through competent international
organizations and the Authority, shall give adequate support to
facilitate the establishment and strengthening of such national centres
so as to provide for advanced training facilities and necessary
equipment, skills and know-how as well as technical experts to such
States which may need and request such assistance.

Article 276
Establishment of regional centres
1. States, in coordination with the competent
international organizations, the Authority and national marine
scientific and technological research institutions, shall promote the
establishment of regional marine scientific and technological research
centres, particularly in developing States, in order to stimulate and
advance the conduct of marine scientific research by developing States
and foster the transfer of marine technology.
2. All States of a region shall cooperate with
the regional centres therein to ensure the more effective achievement of
their objectives.

Article 277
Functions of regional centres
The functions of such regional centres shall
include, inter alia:
(a) training and
educational programmes at all levels on various aspects of marine
scientific and technological research, particularly marine biology,
including conservation and management of living resources, oceanography,
hydrography, engineering, geological exploration of the seabed, mining
and desalination technologies;
(b) management
studies;
(c) study programmes
related to the protection and preservation of the marine environment and
the prevention, reduction and control of pollution;
(d) organization of
regional conferences, seminars and symposia;
(e) acquisition and
processing of marine scientific and technological data and information;
(f) prompt
dissemination of results of marine scientific and technological research
in readily available publications;
(g) publicizing
national policies with regard to the transfer of marine technology and
systematic comparative study of those policies;
(h) compilation and
systematization of information on the marketing of technology and on
contracts and other arrangements concerning patents;
(i) technical
cooperation with other States of the region.
SECTION 4. COOPERATION AMONG INTERNATIONAL ORGANIZATIONS

Article 278
Cooperation among international organizations
The competent international organizations
referred to in this Part and in Part XIII shall take all appropriate
measures to ensure, either directly or in close cooperation among
themselves, the effective discharge of their functions and
responsibilities under this Part.
PART XV
SETTLEMENT OF DISPUTES
SECTION 1. GENERAL PROVISIONS

Article 279
Obligation to settle disputes by peaceful means
States Parties shall settle any dispute between
them concerning the interpretation or application of this Convention by
peaceful means in accordance with Article 2, paragraph 3, of the Charter
of the United Nations and, to this end, shall seek a solution by the
means indicated in Article 33, paragraph 1, of the Charter.

Article 280
Settlement of disputes by any peaceful means chosen by the parties
Nothing in this Part impairs the right of any
States Parties to agree at any time to settle a dispute between them
concerning the interpretation or application of this Convention by any
peaceful means of their own choice.

Article 281
Procedure where no settlement has been reached by the parties
1. If the States Parties which are parties to a
dispute concerning the interpretation or application of this Convention
have agreed to seek settlement of the dispute by a peaceful means of
their own choice, the procedures provided for in this Part apply only
where no settlement has been reached by recourse to such means and the
agreement between the parties does not exclude any further procedure.
2. If the parties have also agreed on a
time-limit, paragraph 1 applies only upon the expiration of that
time-limit.

Article 282
Obligations under general, regional or bilateral agreements
If the States Parties which are parties to a
dispute concerning the interpretation or application of this Convention
have agreed, through a general, regional or bilateral agreement or
otherwise, that such dispute shall, at the request of any party to the
dispute, be submitted to a procedure that entails a binding decision,
that procedure shall apply in lieu of the procedures provided for in
this Part, unless the parties to the dispute otherwise agree.

Article 283
Obligation to exchange views
1. When a dispute arises between States Parties
concerning the interpretation or application of this Convention, the
parties to the dispute shall proceed expeditiously to an exchange of
views regarding its settlement by negotiation or other peaceful means.
2. The parties shall also proceed expeditiously
to an exchange of views where a procedure for the settlement of such a
dispute has been terminated without a settlement or where a settlement
has been reached and the circumstances require consultation regarding
the manner of implementing the settlement.

Article 284
Conciliation
1. A State Party which is a party to a dispute
concerning the interpretation or application of this Convention may
invite the other party or parties to submit the dispute to conciliation
in accordance with the procedure under Annex V, section 1, or another
conciliation procedure.
2. If the invitation is accepted and if the
parties agree upon the conciliation procedure to be applied, any party
may submit the dispute to that procedure.
3. If the invitation is not accepted or the
parties do not agree upon the procedure, the conciliation proceedings
shall be deemed to be terminated.
4. Unless the parties otherwise agree, when a
dispute has been submitted to conciliation, the proceedings may be
terminated only in accordance with the agreed conciliation procedure.

Article 285
Application of this section to disputes submitted pursuant to Part XI
This section applies to any dispute which
pursuant to Part XI, section 5, is to be settled in accordance with
procedures provided for in this Part. If an entity other than a State
Party is a party to such a dispute, this section applies
mutatis mutandis.
SECTION 2. COMPULSORY PROCEDURES ENTAILING BINDING DECISIONS

Article 286
Application of procedures under this section
Subject to section 3, any dispute concerning the
interpretation or application of this Convention shall, where no
settlement has been reached by recourse to section 1, be submitted at
the request of any party to the dispute to the court or tribunal having
jurisdiction under this section.

Article 287
Choice of procedure
1. When signing, ratifying or acceding to this
Convention or at any time thereafter, a State shall be free to choose,
by means of a written declaration, one or more of the following means
for the settlement of disputes concerning the interpretation or
application of this Convention:
(a) the International
Tribunal for the Law of the Sea established in accordance with Annex VI;
(b) the International
Court of Justice;
(c) an arbitral
tribunal constituted in accordance with Annex VII;
(d) a special
arbitral tribunal constituted in accordance with Annex VIII for one or
more of the categories of disputes specified therein.
2. A declaration made under paragraph 1 shall
not affect or be affected by the obligation of a State Party to accept
the jurisdiction of the Seabed Disputes Chamber of the International
Tribunal for the Law of the Sea to the extent and in the manner provided
for in Part XI, section 5.
3. A State Party, which is a party to a dispute
not covered by a declaration in force, shall be deemed to have accepted
arbitration in accordance with Annex VII.
4. If the parties to a dispute have accepted the
same procedure for the settlement of the dispute, it may be submitted
only to that procedure, unless the parties otherwise agree.
5. If the parties to a dispute have not accepted
the same procedure for the settlement of the dispute, it may be
submitted only to arbitration in accordance with Annex VII, unless the
parties otherwise agree.
6. A declaration made under paragraph 1 shall
remain in force until three months after notice of revocation has been
deposited with the Secretary-General of the United Nations.
7. A new declaration, a notice of revocation or
the expiry of a declaration does not in any way affect proceedings
pending before a court or tribunal having jurisdiction under this
article, unless the parties otherwise agree.
8. Declarations and notices referred to in this
article shall be deposited with the Secretary-General of the United
Nations, who shall transmit copies thereof to the States Parties.

Article 288
Jurisdiction
1. A court or tribunal referred to in
article 287 shall have jurisdiction over any dispute concerning the
interpretation or application of this Convention which is submitted to
it in accordance with this Part.
2. A court or tribunal referred to in
article 287 shall also have jurisdiction over any dispute concerning the
interpretation or application of an international agreement related to
the purposes of this Convention, which is submitted to it in accordance
with the agreement.
3. The Seabed Disputes Chamber of the
International Tribunal for the Law of the Sea established in accordance
with Annex VI, and any other chamber or arbitral tribunal referred to in
Part XI, section 5, shall have jurisdiction in any matter which is
submitted to it in accordance therewith.
4. In the event of a dispute as to whether a
court or tribunal has jurisdiction, the matter shall be settled by
decision of that court or tribunal.

Article 289
Experts
In any dispute involving scientific or technical
matters, a court or tribunal exercising jurisdiction under this section
may, at the request of a party or proprio motu, select in
consultation with the parties no fewer than two scientific or technical
experts chosen preferably from the relevant list prepared in accordance
with Annex VIII, article 2, to sit with the court or tribunal but
without the right to vote.

Article 290
Provisional measures
1. If a dispute has been duly submitted to a
court or tribunal which considers that prima facie it has
jurisdiction under this Part or Part XI, section 5, the court or
tribunal may prescribe any provisional measures which it considers
appropriate under the circumstances to preserve the respective rights of
the parties to the dispute or to prevent serious harm to the marine
environment, pending the final decision.
2. Provisional measures may be modified or
revoked as soon as the circumstances justifying them have changed or
ceased to exist.
3. Provisional measures may be prescribed,
modified or revoked under this article only at the request of a party to
the dispute and after the parties have been given an opportunity to be
heard.
4. The court or tribunal shall forthwith give
notice to the parties to the dispute, and to such other States Parties
as it considers appropriate, of the prescription, modification or
revocation of provisional measures.
5. Pending the constitution of an arbitral
tribunal to which a dispute is being submitted under this section, any
court or tribunal agreed upon by the parties or, failing such agreement
within two weeks from the date of the request for provisional measures,
the International Tribunal for the Law of the Sea or, with respect to
activities in the Area, the Seabed Disputes Chamber, may prescribe,
modify or revoke provisional measures in accordance with this article if
it considers that prima facie the tribunal which is to be
constituted would have jurisdiction and that the urgency of the
situation so requires. Once constituted, the tribunal to which the
dispute has been submitted may modify, revoke or affirm those
provisional measures, acting in conformity with paragraphs 1 to 4.
6. The parties to the dispute shall comply
promptly with any provisional measures prescribed under this article.

Article 291
Access
1. All the dispute settlement procedures
specified in this Part shall be open to States Parties.
2. The dispute settlement procedures specified
in this Part shall be open to entities other than States Parties only as
specifically provided for in this Convention.

Article 292
Prompt release of vessels and crews
1. Where the authorities of a State Party have
detained a vessel flying the flag of another State Party and it is
alleged that the detaining State has not complied with the provisions of
this Convention for the prompt release of the vessel or its crew upon
the posting of a reasonable bond or other financial security, the
question of release from detention may be submitted to any court or
tribunal agreed upon by the parties or, failing such agreement within
10 days from the time of detention, to a court or tribunal accepted by
the detaining State under article 287 or to the International Tribunal
for the Law of the Sea, unless the parties otherwise agree.
2. The application for release may be made only
by or on behalf of the flag State of the vessel.
3. The court or tribunal shall deal without
delay with the application for release and shall deal only with the
question of release, without prejudice to the merits of any case before
the appropriate domestic forum against the vessel, its owner or its
crew. The authorities of the detaining State remain competent to release
the vessel or its crew at any time.
4. Upon the posting of the bond or other
financial security determined by the court or tribunal, the authorities
of the detaining State shall comply promptly with the decision of the
court or tribunal concerning the release of the vessel or its crew.

Article 293
Applicable law
1. A court or tribunal having jurisdiction under
this section shall apply this Convention and other rules of
international law not incompatible with this Convention.
2. Paragraph l does not prejudice the power of
the court or tribunal having jurisdiction under this section to decide a
case ex aequo et bono, if the parties so agree.

Article 294
Preliminary proceedings
1. A court or tribunal provided for in
article 287 to which an application is made in respect of a dispute
referred to in article 297 shall determine at the request of a party, or
may determine proprio motu, whether the claim constitutes an
abuse of legal process or whether prima facie it is well founded.
If the court or tribunal determines that the claim constitutes an abuse
of legal process or is prima facie unfounded, it shall take no
further action in the case.
2. Upon receipt of the application, the court or
tribunal shall immediately notify the other party or parties of the
application, and shall fix a reasonable time-limit within which they may
request it to make a determination in accordance with paragraph 1.
3. Nothing in this article affects the right of
any party to a dispute to make preliminary objections in accordance with
the applicable rules of procedure.

Article 295
Exhaustion of local remedies
Any dispute between States Parties concerning
the interpretation or application of this Convention may be submitted to
the procedures provided for in this section only after local remedies
have been exhausted where this is required by international law.

Article 296
Finality and binding force of decisions
1. Any decision rendered by a court or tribunal
having jurisdiction under this section shall be final and shall be
complied with by all the parties to the dispute.
2. Any such decision shall have no binding force
except between the parties and in respect of that particular dispute.
SECTION 3. LIMITATIONS AND EXCEPTIONS
TO
APPLICABILITY OF SECTION 2

Article 297
Limitations on applicability of section 2
1. Disputes concerning the interpretation or
application of this Convention with regard to the exercise by a coastal
State of its sovereign rights or jurisdiction provided for in this
Convention shall be subject to the procedures provided for in section 2
in the following cases:
(a) when it is
alleged that a coastal State has acted in contravention of the
provisions of this Convention in regard to the freedoms and rights of
navigation, overflight or the laying of submarine cables and pipelines,
or in regard to other internationally lawful uses of the sea specified
in article 58;
(b) when it is
alleged that a State in exercising the aforementioned freedoms, rights
or uses has acted in contravention of this Convention or of laws or
regulations adopted by the coastal State in conformity with this
Convention and other rules of international law not incompatible with
this Convention; or
(c) when it is
alleged that a coastal State has acted in contravention of specified
international rules and standards for the protection and preservation of
the marine environment which are applicable to the coastal State and
which have been established by this Convention or through a competent
international organization or diplomatic conference in accordance with
this Convention.
2. (a) Disputes
concerning the interpretation or application of the provisions of this
Convention with regard to marine scientific research shall be settled in
accordance with section 2, except that the coastal State shall not be
obliged to accept the submission to such settlement of any dispute
arising out of:
(i) the exercise by
the coastal State of a right or discretion in accordance with
article 246; or
(ii) a decision by
the coastal State to order suspension or cessation of a research project
in accordance with article 253.
(b) A dispute arising
from an allegation by the researching State that with respect to a
specific project the coastal State is not exercising its rights under
articles 246 and 253 in a manner compatible with this Convention shall
be submitted, at the request of either party, to conciliation under
Annex V, section 2, provided that the conciliation commission shall not
call in question the exercise by the coastal State of its discretion to
designate specific areas as referred to in article 246, paragraph 6, or
of its discretion to withhold consent in accordance with article 246,
paragraph 5.
3. (a) Disputes
concerning the interpretation or application of the provisions of this
Convention with regard to fisheries shall be settled in accordance with
section 2, except that the coastal State shall not be obliged to accept
the submission to such settlement of any dispute relating to its
sovereign rights with respect to the living resources in the exclusive
economic zone or their exercise, including its discretionary powers for
determining the allowable catch, its harvesting capacity, the allocation
of surpluses to other States and the terms and conditions established in
its conservation and management laws and regulations.
(b) Where no
settlement has been reached by recourse to section 1 of this Part, a
dispute shall be submitted to conciliation under Annex V, section 2, at
the request of any party to the dispute, when it is alleged that:
(i) a coastal State
has manifestly failed to comply with its obligations to ensure through
proper conservation and management measures that the maintenance of the
living resources in the exclusive economic zone is not seriously
endangered;
(ii) a coastal State
has arbitrarily refused to determine, at the request of another State,
the allowable catch and its capacity to harvest living resources with
respect to stocks which that other State is interested in fishing; or
(iii) a coastal State
has arbitrarily refused to allocate to any State, under articles 62,
69 and 70 and under the terms and conditions established by the coastal
State consistent with this Convention, the whole or part of the surplus
it has declared to exist.
(c) In no case shall
the conciliation commission substitute its discretion for that of the
coastal State.
(d) The report of the
conciliation commission shall be communicated to the appropriate
international organizations.
(e) In negotiating
agreements pursuant to articles 69 and 70, States Parties, unless they
otherwise agree, shall include a clause on measures which they shall
take in order to minimize the possibility of a disagreement concerning
the interpretation or application of the agreement, and on how they
should proceed if a disagreement nevertheless arises.

Article 298
Optional exceptions to applicability of section 2
1. When signing, ratifying or acceding to this
Convention or at any time thereafter, a State may, without prejudice to
the obligations arising under section 1, declare in writing that it does
not accept any one or more of the procedures provided for in section 2
with respect to one or more of the following categories of disputes:
(a) (i) disputes
concerning the interpretation or application of articles 15, 74 and 83
relating to sea boundary delimitations, or those involving historic bays
or titles, provided that a State having made such a declaration shall,
when such a dispute arises subsequent to the entry into force of this
Convention and where no agreement within a reasonable period of time is
reached in negotiations between the parties, at the request of any party
to the dispute, accept submission of the matter to conciliation under
Annex V, section 2; and provided further that any dispute that
necessarily involves the concurrent consideration of any unsettled
dispute concerning sovereignty or other rights over continental or
insular land territory shall be excluded from such submission;
(ii) after the
conciliation commission has presented its report, which shall state the
reasons on which it is based, the parties shall negotiate an agreement
on the basis of that report; if these negotiations do not result in an
agreement, the parties shall, by mutual consent, submit the question to
one of the procedures provided for in section 2, unless the parties
otherwise agree;
(iii) this
subparagraph does not apply to any sea boundary dispute finally settled
by an arrangement between the parties, or to any such dispute which is
to be settled in accordance with a bilateral or multilateral agreement
binding upon those parties;
(b) disputes
concerning military activities, including military activities by
government vessels and aircraft engaged in non-commercial service, and
disputes concerning law enforcement activities in regard to the exercise
of sovereign rights or jurisdiction excluded from the jurisdiction of a
court or tribunal under article 297, paragraph 2 or 3;
(c) disputes in
respect of which the Security Council of the United Nations is
exercising the functions assigned to it by the Charter of the United
Nations, unless the Security Council decides to remove the matter from
its agenda or calls upon the parties to settle it by the means provided
for in this Convention.
2. A State Party which has made a declaration
under paragraph 1 may at any time withdraw it, or agree to submit a
dispute excluded by such declaration to any procedure specified in this
Convention.
3. A State Party which has made a declaration
under paragraph 1 shall not be entitled to submit any dispute falling
within the excepted category of disputes to any procedure in this
Convention as against another State Party, without the consent of that
party.
4. If one of the States Parties has made a
declaration under paragraph 1(a), any other State Party may submit any
dispute falling within an excepted category against the declarant party
to the procedure specified in such declaration.
5. A new declaration, or the withdrawal of a
declaration, does not in any way affect proceedings pending before a
court or tribunal in accordance with this article, unless the parties
otherwise agree.
6. Declarations and notices of withdrawal of
declarations under this article shall be deposited with the
Secretary-General of the United Nations, who shall transmit copies
thereof to the States Parties.

Article 299
Right of the parties to agree upon a procedure
1. A dispute excluded under article 297 or
excepted by a declaration made under article 298 from the dispute
settlement procedures provided for in section 2 may be submitted to such
procedures only by agreement of the parties to the dispute.
2. Nothing in this section impairs the right of
the parties to the dispute to agree to some other procedure for the
settlement of such dispute or to reach an amicable settlement.
PART XVI
GENERAL PROVISIONS

Article300
Good faith and abuse of rights
States Parties shall fulfil in good faith the
obligations assumed under this Convention and shall exercise the rights,
jurisdiction and freedoms recognized in this Convention in a manner
which would not constitute an abuse of right.

Article301
Peaceful uses of the seas
In exercising their rights and performing their
duties under this Convention, States Parties shall refrain from any
threat or use of force against the territorial integrity or political
independence of any State, or in any other manner inconsistent with the
principles of international law embodied in the Charter of the United
Nations.

Article302
Disclosure of information
Without prejudice to the right of a State Party
to resort to the procedures for the settlement of disputes provided for
in this Convention, nothing in this Convention shall be deemed to
require a State Party, in the fulfilment of its obligations under this
Convention, to supply information the disclosure of which is contrary to
the essential interests of its security.

Article303
Archaeological and historical objects found at sea
1. States have the duty to protect objects of an
archaeological and historical nature found at sea and shall cooperate
for this purpose.
2. In order to control traffic in such objects,
the coastal State may, in applying article 33, presume that their
removal from the seabed in the zone referred to in that article without
its approval would result in an infringement within its territory or
territorial sea of the laws and regulations referred to in that article.
3. Nothing in this article affects the rights of
identifiable owners, the law of salvage or other rules of admiralty, or
laws and practices with respect to cultural exchanges.
4. This article is without prejudice to other
international agreements and rules of international law regarding the
protection of objects of an archaeological and historical nature.

Article304
Responsibility and liability for damage
The provisions of this Convention regarding
responsibility and liability for damage are without prejudice to the
application of existing rules and the development of further rules
regarding responsibility and liability under international law.
PART XVII
FINAL PROVISIONS

Article305
Signature
1. This Convention shall be open for signature
by:
(a) all States;
(b) Namibia,
represented by the United Nations Council for Namibia;
(c) all
self-governing associated States which have chosen that status in an act
of self-determination supervised and approved by the United Nations in
accordance with General Assembly resolution 1514 (XV) and which have
competence over the matters governed by this Convention, including the
competence to enter into treaties in respect of those matters;
(d) all
self-governing associated States which, in accordance with their
respective instruments of association, have competence over the matters
governed by this Convention, including the competence to enter into
treaties in respect of those matters;
(e) all territories
which enjoy full internal self-government, recognized as such by the
United Nations, but have not attained full independence in accordance
with General Assembly resolution 1514 (XV) and which have competence
over the matters governed by this Convention, including the competence
to enter into treaties in respect of those matters;
(f) international
organizations, in accordance with Annex IX.
2. This Convention shall remain open for
signature until 9 December 1984 at the Ministry of Foreign Affairs of
Jamaica and also, from 1 July 1983 until 9 December 1984, at United
Nations Headquarters in New York.

Article306
Ratification and formal confirmation
This Convention is subject to ratification by
States and the other entities referred to in article 305, paragraph l(b),
(c), (d) and (e), and to formal confirmation, in accordance with
Annex IX, by the entities referred to in article 305, paragraph l(f).
The instruments of ratification and of formal confirmation shall be
deposited with the Secretary-General of the United Nations.

Article307
Accession
This Convention shall remain open for accession
by States and the other entities referred to in article 305. Accession
by the entities referred to in article 305, paragraph l(f), shall be in
accordance with Annex IX. The instruments of accession shall be
deposited with the Secretary-General of the United Nations.

Article308
Entry into force
1. This Convention shall enter into force
12 months after the date of deposit of the sixtieth instrument of
ratification or accession.
2. For each State ratifying or acceding to this
Convention after the deposit of the sixtieth instrument of ratification
or accession, the Convention shall enter into force on the thirtieth day
following the deposit of its instrument of ratification or accession,
subject to paragraph 1.
3. The Assembly of the Authority shall meet on
the date of entry into force of this Convention and shall elect the
Council of the Authority. The first Council shall be constituted in a
manner consistent with the purpose of article 161 if the provisions of
that article cannot be strictly applied.
4. The rules, regulations and procedures drafted
by the Preparatory Commission shall apply provisionally pending their
formal adoption by the Authority in accordance with Part XI.
5. The Authority and its organs shall act in
accordance with resolution II of the Third United Nations Conference on
the Law of the Sea relating to preparatory investment and with decisions
of the Preparatory Commission taken pursuant to that resolution.

Article309
Reservations and exceptions
No reservations or exceptions may be made to
this Convention unless expressly permitted by other articles of this
Convention.

Article310
Declarations and statements
Article 309 does not preclude a State, when
signing, ratifying or acceding to this Convention, from making
declarations or statements, however phrased or named, with a view,
inter alia, to the harmonization of its laws and regulations with
the provisions of this Convention, provided that such declarations or
statements do not purport to exclude or to modify the legal effect of
the provisions of this Convention in their application to that State.

Article311
Relation to other conventions and international agreements
1. This Convention shall prevail, as between
States Parties, over the Geneva Conventions on the Law of the Sea of
29 April 1958.
2. This Convention shall not alter the rights
and obligations of States Parties which arise from other agreements
compatible with this Convention and which do not affect the enjoyment by
other States Parties of their rights or the performance of their
obligations under this Convention.
3. Two or more States Parties may conclude
agreements modifying or suspending the operation of provisions of this
Convention, applicable solely to the relations between them, provided
that such agreements do not relate to a provision derogation from which
is incompatible with the effective execution of the object and purpose
of this Convention, and provided further that such agreements shall not
affect the application of the basic principles embodied herein, and that
the provisions of such agreements do not affect the enjoyment by other
States Parties of their rights or the performance of their obligations
under this Convention.
4. States Parties intending to conclude an
agreement referred to in paragraph 3 shall notify the other States
Parties through the depositary of this Convention of their intention to
conclude the agreement and of the modification or suspension for which
it provides.
5. This article does not affect international
agreements expressly permitted or preserved by other articles of this
Convention.
6. States Parties agree that there shall be no
amendments to the basic principle relating to the common heritage of
mankind set forth in article 136 and that they shall not be party to any
agreement in derogation thereof.

Article312
Amendment
1. After the expiry of a period of 10 years from
the date of entry into force of this Convention, a State Party may, by
written communication addressed to the Secretary-General of the United
Nations, propose specific amendments to this Convention, other than
those relating to activities in the Area, and request the convening of a
conference to consider such proposed amendments. The Secretary-General
shall circulate such communication to all States Parties. If, within
12 months from the date of the circulation of the communication, not
less than one half of the States Parties reply favourably to the
request, the Secretary-General shall convene the conference.
2. The decision-making procedure applicable at
the amendment conference shall be the same as that applicable at the
Third United Nations Conference on the Law of the Sea unless otherwise
decided by the conference. The conference should make every effort to
reach agreement on any amendments by way of consensus and there should
be no voting on them until all efforts at consensus have been exhausted.

Article313
Amendment by simplified procedure
1. A State Party may, by written communication
addressed to the Secretary-General of the United Nations, propose an
amendment to this Convention, other than an amendment relating to
activities in the Area, to be adopted by the simplified procedure set
forth in this article without convening a conference. The
Secretary-General shall circulate the communication to all States
Parties.
2. If, within a period of 12 months from the
date of the circulation of the communication, a State Party objects to
the proposed amendment or to the proposal for its adoption by the
simplified procedure, the amendment shall be considered rejected. The
Secretary-General shall immediately notify all States Parties
accordingly.
3. If, 12 months from the date of the
circulation of the communication, no State Party has objected to the
proposed amendment or to the proposal for its adoption by the simplified
procedure, the proposed amendment shall be considered adopted. The
Secretary-General shall notify all States Parties that the proposed
amendment has been adopted.

Article314
Amendments to the provisions of this Convention
relating exclusively to activities in the Area
1. A State Party may, by written communication
addressed to the Secretary-General of the Authority, propose an
amendment to the provisions of this Convention relating exclusively to
activities in the Area, including Annex VI, section 4. The
Secretary-General shall circulate such communication to all States
Parties. The proposed amendment shall be subject to approval by the
Assembly following its approval by the Council. Representatives of
States Parties in those organs shall have full powers to consider and
approve the proposed amendment. The proposed amendment as approved by
the Council and the Assembly shall be considered adopted.
2. Before approving any amendment under
paragraph 1, the Council and the Assembly shall ensure that it does not
prejudice the system of exploration for and exploitation of the
resources of the Area, pending the Review Conference in accordance with
article 155.

Article315
Signature, ratification of, accession to
and authentic texts of amendments
1. Once adopted, amendments to this Convention
shall be open for signature by States Parties for 12 months from the
date of adoption, at United Nations Headquarters in New York, unless
otherwise provided in the amendment itself.
2. Articles 306, 307 and 320 apply to all
amendments to this Convention.

Article316
Entry into force of amendments
1. Amendments to this Convention, other than
those referred to in paragraph 5, shall enter into force for the States
Parties ratifying or acceding to them on the thirtieth day following the
deposit of instruments of ratification or accession by two thirds of the
States Parties or by 60 States Parties, whichever is greater. Such
amendments shall not affect the enjoyment by other States Parties of
their rights or the performance of their obligations under this
Convention.
2. An amendment may provide that a larger number
of ratifications or accessions shall be required for its entry into
force than are required by this article.
3. For each State Party ratifying or acceding to
an amendment referred to in paragraph 1 after the deposit of the
required number of instruments of ratification or accession, the
amendment shall enter into force on the thirtieth day following the
deposit of its instrument of ratification or accession.
4. A State which becomes a Party to this
Convention after the entry into force of an amendment in accordance with
paragraph 1 shall, failing an expression of a different intention by
that State:
(a) be considered as
a Party to this Convention as so amended; and
(b) be considered as
a Party to the unamended Convention in relation to any State Party not
bound by the amendment.
5. Any amendment relating exclusively to
activities in the Area and any amendment to Annex VI shall enter into
force for all States Parties one year following the deposit of
instruments of ratification or accession by three fourths of the States
Parties.
6. A State which becomes a Party to this
Convention after the entry into force of amendments in accordance with
paragraph 5 shall be considered as a Party to this Convention as so
amended.

Article317
Denunciation
1. A State Party may, by written notification
addressed to the Secretary-General of the United Nations, denounce this
Convention and may indicate its reasons. Failure to indicate reasons
shall not affect the validity of the denunciation. The denunciation
shall take effect one year after the date of receipt of the
notification, unless the notification specifies a later date.
2. A State shall not be discharged by reason of
the denunciation from the financial and contractual obligations which
accrued while it was a Party to this Convention, nor shall the
denunciation affect any right, obligation or legal situation of that
State created through the execution of this Convention prior to its
termination for that State.
3. The denunciation shall not in any way affect
the duty of any State Party to fulfil any obligation embodied in this
Convention to which it would be subject under international law
independently of this Convention.

Article318
Status of Annexes
The Annexes form an integral part of this
Convention and, unless expressly provided otherwise, a reference to this
Convention or to one of its Parts includes a reference to the Annexes
relating thereto.

Article319
Depositary
1. The Secretary-General of the United Nations
shall be the depositary of this Convention and amendments thereto.
2. In addition to his functions as depositary,
the Secretary-General shall:
(a) report to all
States Parties, the Authority and competent international organizations
on issues of a general nature that have arisen with respect to this
Convention;
(b) notify the
Authority of ratifications and formal confirmations of and accessions to
this Convention and amendments thereto, as well as of denunciations of
this Convention;
(c) notify States
Parties of agreements in accordance with article 311, paragraph 4;
(d) circulate
amendments adopted in accordance with this Convention to States Parties
for ratification or accession;
(e) convene necessary
meetings of States Parties in accordance with this Convention.
3. (a) The
Secretary-General shall also transmit to the observers referred to in
article 156:
(i) reports referred
to in paragraph 2(a);
(ii) notifications
referred to in paragraph 2(b) and (c); and
(iii) texts of
amendments referred to in paragraph 2(d), for their information.
(b) The
Secretary-General shall also invite those observers to participate as
observers at meetings of States Parties referred to in paragraph 2(e).

Article320
Authentic texts
The original of this Convention, of which the
Arabic, Chinese, English, French, Russian and Spanish texts are equally
authentic, shall, subject to article 305, paragraph 2, be deposited with
the Secretary-General of the United Nations.
IN WITNESS WHEREOF, the undersigned
Plenipotentiaries, being duly authorized thereto, have signed this
Convention.
DONE AT MONTEGO BAY, this tenth day of December,
one thousand nine hundred and eighty-two.
ANNEX II. COMMISSION ON THE LIMITS
OF
THE CONTINENTAL SHELF

Article 1
In accordance with the provisions of article 76,
a Commission on the Limits of the Continental Shelf beyond 200 nautical
miles shall be established in conformity with the following articles.

Article 2
1. The Commission shall consist of 21 members
who shall be experts in the field of geology, geophysics or hydrography,
elected by States Parties to this Convention from among their nationals,
having due regard to the need to ensure equitable geographical
representation, who shall serve in their personal capacities.
2. The initial election shall be held as soon as
possible but in any case within 18 months after the date of entry into
force of this Convention. At least three months before the date of each
election, the Secretary-General of the United Nations shall address a
letter to the States Parties, inviting the submission of nominations,
after appropriate regional consultations, within three months. The
Secretary-General shall prepare a list in alphabetical order of all
persons thus nominated and shall submit it to all the States Parties.
3. Elections of the members of the Commission
shall be held at a meeting of States Parties convened by the
Secretary-General at United Nations Headquarters. At that meeting, for
which two thirds of the States Parties shall constitute a quorum, the
persons elected to the Commission shall be those nominees who obtain a
two-thirds majority of the votes of the representatives of States
Parties present and voting. Not less than three members shall be elected
from each geographical region.
4. The members of the Commission shall be
elected for a term of five years. They shall be eligible for
re-election.
5. The State Party which submitted the
nomination of a member of the Commission shall defray the expenses of
that member while in performance of Commission duties. The coastal State
concerned shall defray the expenses incurred in respect of the advice
referred to in article 3, paragraph 1(b), of this Annex. The secretariat
of the Commission shall be provided by the Secretary-General of the
United Nations.

Article 3
1. The functions of the Commission shall be:
(a) to consider the
data and other material submitted by coastal States concerning the outer
limits of the continental shelf in areas where those limits extend
beyond 200 nautical miles, and to make recommendations in accordance
with article 76 and the Statement of Understanding adopted on
29 August 1980 by the Third United Nations Conference on the Law of the
Sea;
(b) to provide
scientific and technical advice, if requested by the coastal State
concerned during the preparation of the data referred to in
subparagraph (a).
2. The Commission may cooperate, to the extent
considered necessary and useful, with the Intergovernmental
Oceanographic Commission of UNESCO, the International Hydrographic
Organization and other competent international organizations with a view
to exchanging scientific and technical information which might be of
assistance in discharging the Commission's responsibilities.

Article 4
Where a coastal State intends to establish, in
accordance with article 76, the outer limits of its continental shelf
beyond 200 nautical miles, it shall submit particulars of such limits to
the Commission along with supporting scientific and technical data as
soon as possible but in any case within 10 years of the entry into force
of this Convention for that State. The coastal State shall at the same
time give the names of any Commission members who have provided it with
scientific and technical advice.

Article 5
Unless the Commission decides otherwise, the
Commission shall function by way of sub-commissions composed of seven
members, appointed in a balanced manner taking into account the specific
elements of each submission by a coastal State. Nationals of the coastal
State making the submission who are members of the Commission and any
Commission member who has assisted a coastal State by providing
scientific and technical advice with respect to the delineation shall
not be a member of the sub-commission dealing with that submission but
has the right to participate as a member in the proceedings of the
Commission concerning the said submission. The coastal State which has
made a submission to the Commission may send its representatives to
participate in the relevant proceedings without the right to vote.

Article 6
1. The sub-commission shall submit its
recommendations to the Commission.
2. Approval by the Commission of the
recommendations of the sub-commission shall be by a majority of
two thirds of Commission members present and voting.
3. The recommendations of the Commission shall
be submitted in writing to the coastal State which made the submission
and to the Secretary-General of the United Nations.

Article 7
Coastal States shall establish the outer limits
of the continental shelf in conformity with the provisions of
article 76, paragraph 8, and in accordance with the appropriate national
procedures.

Article 8
In the case of disagreement by the coastal State
with the recommendations of the Commission, the coastal State shall,
within a reasonable time, make a revised or new submission to the
Commission.

Article 9
The actions of the Commission shall not
prejudice matters relating to delimitation of boundaries between States
with opposite or adjacent coasts.
ANNEX III. BASIC CONDITIONS OF PROSPECTING,
EXPLORATION AND EXPLOITATION

Article 1
Title to minerals
Title to minerals shall pass upon recovery in
accordance with this Convention.

Article 2
Prospecting
1. (a) The Authority
shall encourage prospecting in the Area.
(b) Prospecting shall
be conducted only after the Authority has received a satisfactory
written undertaking that the proposed prospector will comply with this
Convention and the relevant rules, regulations and procedures of the
Authority concerning cooperation in the training programmes referred to
in articles 143 and 144 and the protection of the marine environment,
and will accept verification by the Authority of compliance therewith.
The proposed prospector shall, at the same time, notify the Authority of
the approximate area or areas in which prospecting is to be conducted.
(c) Prospecting may
be conducted simultaneously by more than one prospector in the same area
or areas.
2. Prospecting shall not confer on the
prospector any rights with respect to resources. A prospector may,
however, recover a reasonable quantity of minerals to be used for
testing.

Article 3
Exploration and exploitation
1. The Enterprise, States Parties, and the other
entities referred to in article 153, paragraph 2(b), may apply to the
Authority for approval of plans of work for activities in the Area.
2. The Enterprise may apply with respect to any
part of the Area, but applications by others with respect to reserved
areas are subject to the additional requirements of article 9 of this
Annex.
3. Exploration and exploitation shall be carried
out only in areas specified in plans of work referred to in article 153,
paragraph 3, and approved by the Authority in accordance with this
Convention and the relevant rules, regulations and procedures of the
Authority.
4. Every approved plan of work shall:
(a) be in conformity
with this Convention and the rules, regulations and procedures of the
Authority;
(b) provide for
control by the Authority of activities in the Area in accordance with
article 153, paragraph 4;
(c) confer on the
operator, in accordance with the rules, regulations and procedures of
the Authority, the exclusive right to explore for and exploit the
specified categories of resources in the area covered by the plan of
work. If, however, the applicant presents for approval a plan of work
covering only the stage of exploration or the stage of exploitation, the
approved plan of work shall confer such exclusive right with respect to
that stage only.
5. Upon its approval by the Authority, every
plan of work, except those presented by the Enterprise, shall be in the
form of a contract concluded between the Authority and the applicant or
applicants.

Article 4
Qualifications of applicants
1. Applicants, other than the Enterprise, shall
be qualified if they have the nationality or control and sponsorship
required by article 153, paragraph 2(b), and if they follow the
procedures and meet the qualification standards set forth in the rules,
regulations and procedures of the Authority.
2. Except as provided in paragraph 6, such
qualification standards shall relate to the financial and technical
capabilities of the applicant and his performance under any previous
contracts with the Authority.
3. Each applicant shall be sponsored by the
State Party of which it is a national unless the applicant has more than
one nationality, as in the case of a partnership or consortium of
entities from several States, in which event all States Parties involved
shall sponsor the application, or unless the applicant is effectively
controlled by another State Party or its nationals, in which event both
States Parties shall sponsor the application. The criteria and
procedures for implementation of the sponsorship requirements shall be
set forth in the rules, regulations and procedures of the Authority.
4. The sponsoring State or States shall,
pursuant to article 139, have the responsibility to ensure, within their
legal systems, that a contractor so sponsored shall carry out activities
in the Area in conformity with the terms of its contract and its
obligations under this Convention. A sponsoring State shall not,
however, be liable for damage caused by any failure of a contractor
sponsored by it to comply with its obligations if that State Party has
adopted laws and regulations and taken administrative measures which
are, within the framework of its legal system, reasonably appropriate
for securing compliance by persons under its jurisdiction.
5. The procedures for assessing the
qualifications of States Parties which are applicants shall take into
account their character as States.
6. The qualification standards shall require
that every applicant, without exception, shall as part of his
application undertake:
(a) to accept as
enforceable and comply with the applicable obligations created by the
provisions of Part XI, the rules, regulations and procedures of the
Authority, the decisions of the organs of the Authority and terms of his
contracts with the Authority;
(b) to accept control
by the Authority of activities in the Area, as authorized by this
Convention;
(c) to provide the
Authority with a written assurance that his obligations under the
contract will be fulfilled in good faith;
(d) to comply with
the provisions on the transfer of technology set forth in article 5 of
this Annex.

Article 5
Transfer of technology
1. When submitting a plan of work, every
applicant shall make available to the Authority a general description of
the equipment and methods to be used in carrying out activities in the
Area, and other relevant non-proprietary information about the
characteristics of such technology and information as to where such
technology is available.
2. Every operator shall inform the Authority of
revisions in the description and information made available pursuant to
paragraph 1 whenever a substantial technological change or innovation is
introduced.
3. Every contract for carrying out activities in
the Area shall contain the following undertakings by the contractor:
(a) to make available
to the Enterprise on fair and reasonable commercial terms and
conditions, whenever the Authority so requests, the technology which he
uses in carrying out activities in the Area under the contract, which
the contractor is legally entitled to transfer. This shall be done by
means of licences or other appropriate arrangements which the contractor
shall negotiate with the Enterprise and which shall be set forth in a
specific agreement supplementary to the contract. This undertaking may
be invoked only if the Enterprise finds that it is unable to obtain the
same or equally efficient and useful technology on the open market on
fair and reasonable commercial terms and conditions;
(b) to obtain a
written assurance from the owner of any technology used in carrying out
activities in the Area under the contract, which is not generally
available on the open market and which is not covered by
subparagraph (a), that the owner will, whenever the Authority so
requests, make that technology available to the Enterprise under licence
or other appropriate arrangements and on fair and reasonable commercial
terms and conditions, to the same extent as made available to the
contractor. If this assurance is not obtained, the technology in
question shall not be used by the contractor in carrying out activities
in the Area;
(c) to acquire from
the owner by means of an enforceable contract, upon the request of the
Enterprise and if it is possible to do so without substantial cost to
the contractor, the legal right to transfer to the Enterprise any
technology used by the contractor, in carrying out activities in the
Area under the contract, which the contractor is otherwise not legally
entitled to transfer and which is not generally available on the open
market. In cases where there is a substantial corporate relationship
between the contractor and the owner of the technology, the closeness of
this relationship and the degree of control or influence shall be
relevant to the determination whether all feasible measures have been
taken to acquire such a right. In cases where the contractor exercises
effective control over the owner, failure to acquire from the owner the
legal right shall be considered relevant to the contractor's
qualification for any subsequent application for approval of a plan of
work;
(d) to facilitate,
upon the request of the Enterprise, the acquisition by the Enterprise of
any technology covered by subparagraph (b), under licence or other
appropriate arrangements and on fair and reasonable commercial terms and
conditions, if the Enterprise decides to negotiate directly with the
owner of the technology;
(e) to take the same
measures as are prescribed in subparagraphs (a), (b), (c) and (d) for
the benefit of a developing State or group of developing States which
has applied for a contract under article 9 of this Annex, provided that
these measures shall be limited to the exploitation of the part of the
area proposed by the contractor which has been reserved pursuant to
article 8 of this Annex and provided that activities under the contract
sought by the developing State or group of developing States would not
involve transfer of technology to a third State or the nationals of a
third State. The obligation under this provision shall only apply with
respect to any given contractor where technology has not been requested
by the Enterprise or transferred by that contractor to the Enterprise.
4. Disputes concerning undertakings required by
paragraph 3, like other provisions of the contracts, shall be subject to
compulsory settlement in accordance with Part XI and, in cases of
violation of these undertakings, suspension or termination of the
contract or monetary penalties may be ordered in accordance with
article 18 of this Annex. Disputes as to whether offers made by the
contractor are within the range of fair and reasonable commercial terms
and conditions may be submitted by either party to binding commercial
arbitration in accordance with the UNCITRAL Arbitration Rules or such
other arbitration rules as may be prescribed in the rules, regulations
and procedures of the Authority. If the finding is that the offer made
by the contractor is not within the range of fair and reasonable
commercial terms and conditions, the contractor shall be given 45 days
to revise his offer to bring it within that range before the Authority
takes any action in accordance with article 18 of this Annex.
5. If the Enterprise is unable to obtain on fair
and reasonable commercial terms and conditions appropriate technology to
enable it to commence in a timely manner the recovery and processing of
minerals from the Area, either the Council or the Assembly may convene a
group of States Parties composed of those which are engaged in
activities in the Area, those which have sponsored entities which are
engaged in activities in the Area and other States Parties having access
to such technology. This group shall consult together and shall take
effective measures to ensure that such technology is made available to
the Enterprise on fair and reasonable commercial terms and conditions.
Each such State Party shall take all feasible measures to this end
within its own legal system.
6. In the case of joint ventures with the
Enterprise, transfer of technology will be in accordance with the terms
of the joint venture agreement.
7. The undertakings required by paragraph 3
shall be included in each contract for the carrying out of activities in
the Area until 10 years after the commencement of commercial production
by the Enterprise, and may be invoked during that period.
8. For the purposes of this article,
"technology" means the specialized equipment and technical know-how,
including manuals, designs, operating instructions, training and
technical advice and assistance, necessary to assemble, maintain and
operate a viable system and the legal right to use these items for that
purpose on a non-exclusive basis.

Article 6
Approval of plans of work
1. Six months after the entry into force of this
Convention, and thereafter each fourth month, the Authority shall take
up for consideration proposed plans of work.
2. When considering an application for approval
of a plan of work in the form of a contract, the Authority shall first
ascertain whether:
(a) the applicant has
complied with the procedures established for applications in accordance
with article 4 of this Annex and has given the Authority the
undertakings and assurances required by that article. In cases of
non-compliance with these procedures or in the absence of any of these
undertakings and assurances, the applicant shall be given 45 days to
remedy these defects;
(b) the applicant
possesses the requisite qualifications provided for in article 4 of this
Annex.
3. All proposed plans of work shall be taken up
in the order in which they are received. The proposed plans of work
shall comply with and be governed by the relevant provisions of this
Convention and the rules, regulations and procedures of the Authority,
including those on operational requirements, financial contributions and
the undertakings concerning the transfer of technology. If the proposed
plans of work conform to these requirements, the Authority shall approve
them provided that they are in accordance with the uniform and
non-discriminatory requirements set forth in the rules, regulations and
procedures of the Authority, unless:
(a) part or all of
the area covered by the proposed plan of work is included in an approved
plan of work or a previously submitted proposed plan of work which has
not yet been finally acted on by the Authority;
(b) part or all of
the area covered by the proposed plan of work is disapproved by the
Authority pursuant to article 162, paragraph 2(x); or
(c) the proposed plan
of work has been submitted or sponsored by a State Party which already
holds:
(i) plans of work for
exploration and exploitation of polymetallic nodules in non-reserved
areas that, together with either part of the area covered by the
application for a plan of work, exceed in size 30 per cent of a circular
area of 400,000 square kilometres surrounding the centre of either part
of the area covered by the proposed plan of work;
(ii) plans of work
for the exploration and exploitation of polymetallic nodules in
non-reserved areas which, taken together, constitute 2 per cent of the
total seabed area which is not reserved or disapproved for exploitation
pursuant to article 162, paragraph (2)(x).
4. For the purpose of the standard set forth in
paragraph 3(c), a plan of work submitted by a partnership or consortium
shall be counted on a pro rata basis among the sponsoring States
Parties involved in accordance with article 4, paragraph 3, of this
Annex. The Authority may approve plans of work covered by paragraph 3(c)
if it determines that such approval would not permit a State Party or
entities sponsored by it to monopolize the conduct of activities in the
Area or to preclude other States Parties from activities in the Area.
5. Notwithstanding paragraph 3(a), after the end
of the interim period specified in article 151, paragraph 3, the
Authority may adopt by means of rules, regulations and procedures other
procedures and criteria consistent with this Convention for deciding
which applicants shall have plans of work approved in cases of selection
among applicants for a proposed area. These procedures and criteria
shall ensure approval of plans of work on an equitable and
non-discriminatory basis.

Article 7
Selection among applicants for production authorizations
1. Six months after the entry into force of this
Convention, and thereafter each fourth month, the Authority shall take
up for consideration applications for production authorizations
submitted during the immediately preceding period. The Authority shall
issue the authorizations applied for if all such applications can be
approved without exceeding the production limitation or contravening the
obligations of the Authority under a commodity agreement or arrangement
to which it has become a party, as provided in article 151.
2. When a selection must be made among
applicants for production authorizations because of the production
limitation set forth in article 151, paragraphs 2 to 7, or because of
the obligations of the Authority under a commodity agreement or
arrangement to which it has become a party, as provided for in
article 151, paragraph 1, the Authority shall make the selection on the
basis of objective and non-discriminatory standards set forth in its
rules, regulations and procedures.
3. In the application of paragraph 2, the
Authority shall give priority to those applicants which:
(a) give better
assurance of performance, taking into account their financial and
technical qualifications and their performance, if any, under previously
approved plans of work;
(b) provide earlier
prospective financial benefits to the Authority, taking into account
when commercial production is scheduled to begin;
(c) have already
invested the most resources and effort in prospecting or exploration.
4. Applicants which are not selected in any
period shall have priority in subsequent periods until they receive a
production authorization.
5. Selection shall be made taking into account
the need to enhance opportunities for all States Parties, irrespective
of their social and economic systems or geographical locations so as to
avoid discrimination against any State or system, to participate in
activities in the Area and to prevent monopolization of those
activities.
6. Whenever fewer reserved areas than
non-reserved areas are under exploitation, applications for production
authorizations with respect to reserved areas shall have priority.
7. The decisions referred to in this article
shall be taken as soon as possible after the close of each period.

Article 8
Reservation of areas
Each application, other than those submitted by
the Enterprise or by any other entities for reserved areas, shall cover
a total area, which need not be a single continuous area, sufficiently
large and of sufficient estimated commercial value to allow two mining
operations. The applicant shall indicate the coordinates dividing the
area into two parts of equal estimated commercial value and submit all
the data obtained by him with respect to both parts. Without prejudice
to the powers of the Authority pursuant to article 17 of this Annex, the
data to be submitted concerning polymetallic nodules shall relate to
mapping, sampling, the abundance of nodules, and their metal content.
Within 45 days of receiving such data, the Authority shall designate
which part is to be reserved solely for the conduct of activities by the
Authority through the Enterprise or in association with developing
States. This designation may be deferred for a further period of 45 days
if the Authority requests an independent expert to assess whether all
data required by this article has been submitted. The area designated
shall become a reserved area as soon as the plan of work for the
non-reserved area is approved and the contract is signed.

Article 9
Activities in reserved areas
1. The Enterprise shall be given an opportunity
to decide whether it intends to carry out activities in each reserved
area. This decision may be taken at any time, unless a notification
pursuant to paragraph 4 is received by the Authority, in which event the
Enterprise shall take its decision within a reasonable time. The
Enterprise may decide to exploit such areas in joint ventures with the
interested State or entity.
2. The Enterprise may conclude contracts for the
execution of part of its activities in accordance with Annex IV,
article 12. It may also enter into joint ventures for the conduct of
such activities with any entities which are eligible to carry out
activities in the Area pursuant to article 153, paragraph 2(b). When
considering such joint ventures, the Enterprise shall offer to States
Parties which are developing States and their nationals the opportunity
of effective participation.
3. The Authority may prescribe, in its rules,
regulations and procedures, substantive and procedural requirements and
conditions with respect to such contracts and joint ventures.
4. Any State Party which is a developing State
or any natural or juridical person sponsored by it and effectively
controlled by it or by other developing State which is a qualified
applicant, or any group of the foregoing, may notify the Authority that
it wishes to submit a plan of work pursuant to article 6 of this Annex
with respect to a reserved area. The plan of work shall be considered if
the Enterprise decides, pursuant to paragraph 1, that it does not intend
to carry out activities in that area.

Article 10
Preference and priority among applicants
An operator who has an approved plan of work for
exploration only, as provided in article 3, paragraph 4(c), of this
Annex shall have a preference and a priority among applicants for a plan
of work covering exploitation of the same area and resources. However,
such preference or priority may be withdrawn if the operator's
performance has not been satisfactory.

Article 11
Joint arrangements
1. Contracts may provide for joint arrangements
between the contractor and the Authority through the Enterprise, in the
form of joint ventures or production sharing, as well as any other form
of joint arrangement, which shall have the same protection against
revision, suspension or termination as contracts with the Authority.
2. Contractors entering into such joint
arrangements with the Enterprise may receive financial incentives as
provided for in article 13 of this Annex.
3. Partners in joint ventures with the
Enterprise shall be liable for the payments required by article 13 of
this Annex to the extent of their share in the joint ventures, subject
to financial incentives as provided for in that article.

Article 12
Activities carried out by the Enterprise
1. Activities in the Area carried out by the
Enterprise pursuant to article 153, paragraph 2(a), shall be governed by
Part XI, the rules, regulations and procedures of the Authority and its
relevant decisions.
2. Any plan of work submitted by the Enterprise
shall be accompanied by evidence supporting its financial and technical
capabilities.

Article 13
Financial terms of contracts
1. In adopting rules, regulations and procedures
concerning the financial terms of a contract between the Authority and
the entities referred to in article 153, paragraph 2(b), and in
negotiating those financial terms in accordance with Part XI and those
rules, regulations and procedures, the Authority shall be guided by the
following objectives:
(a) to ensure optimum
revenues for the Authority from the proceeds of commercial production;
(b) to attract
investments and technology to the exploration and exploitation of the
Area;
(c) to ensure
equality of financial treatment and comparable financial obligations for
contractors;
(d) to provide
incentives on a uniform and non-discriminatory basis for contractors to
undertake joint arrangements with the Enterprise and developing States
or their nationals, to stimulate the transfer of technology thereto, and
to train the personnel of the Authority and of developing States;
(e) to enable the
Enterprise to engage in seabed mining effectively at the same time as
the entities referred to in article 153, paragraph 2(b); and
(f) to ensure that,
as a result of the financial incentives provided to contractors under
paragraph 14, under the terms of contracts reviewed in accordance with
article 19 of this Annex or under the provisions of article 11 of this
Annex with respect to joint ventures, contractors are not subsidized so
as to be given an artificial competitive advantage with respect to
land-based miners.
2. A fee shall be levied for the administrative
cost of processing an application for approval of a plan of work in the
form of a contract and shall be fixed at an amount of $US 500,000 per
application. The amount of the fee shall be reviewed from time to time
by the Council in order to ensure that it covers the administrative cost
incurred. If such administrative cost incurred by the Authority in
processing an application is less than the fixed amount, the Authority
shall refund the difference to the applicant.
3. A contractor shall pay an annual fixed fee of
$US 1 million from the date of entry into force of the contract. If the
approved date of commencement of commercial production is postponed
because of a delay in issuing the production authorization, in
accordance with article 151, the annual fixed fee shall be waived for
the period of postponement. From the date of commencement of commercial
production, the contractor shall pay either the production charge or the
annual fixed fee, whichever is greater.
4. Within a year of the date of commencement of
commercial production, in conformity with paragraph 3, a contractor
shall choose to make his financial contribution to the Authority by
either:
(a) paying a
production charge only; or
(b) paying a
combination of a production charge and a share of net proceeds.
5. (a) If a
contractor chooses to make his financial contribution to the Authority
by paying a production charge only, it shall be fixed at a percentage of
the market value of the processed metals produced from the polymetallic
nodules recovered from the area covered by the contract. This percentage
shall be fixed as follows:
(i) years 1-10 of
commercial production 5 per cent
(ii) years 11 to the
end of commercial production 12 per cent
(b) The said market
value shall be the product of the quantity of the processed metals
produced from the polymetallic nodules extracted from the area covered
by the contract and the average price for those metals during the
relevant accounting year, as defined in paragraphs 7 and 8.
6. If a contractor chooses to make his financial
contribution to the Authority by paying a combination of a production
charge and a share of net proceeds, such payments shall be determined as
follows:
(a) The production
charge shall be fixed at a percentage of the market value, determined in
accordance with subpara-graph (b), of the processed metals produced from
the polymetallic nodules recovered from the area covered by the
contract. This percentage shall be fixed as follows:
(i) first period of
commercial production 2 per cent
(ii) second period of
commercial production 4 per cent
If, in the second
period of commercial production, as defined in subparagraph (d), the
return on investment in any accounting year as defined in
subparagraph (m) falls below 15 per cent as a result of the payment of
the production charge at 4 per cent, the production charge shall be
2 per cent instead of 4 per cent in that accounting year.
(b) The said market
value shall be the product of the quantity of the processed metals
produced from the polymetallic nodules recovered from the area covered
by the contract and the average price for those metals during the
relevant accounting year as defined in paragraphs 7 and 8.
(c) (i) The
Authority's share of net proceeds shall be taken out of that portion of
the contractor's net proceeds which is attributable to the mining of the
resources of the area covered by the contract, referred to hereinafter
as attributable net proceeds.
(ii) The Authority's
share of attributable net proceeds shall be determined in accordance
with the following incremental schedule:
|
Portion of attributable
net proceeds |
|
Share of the Authority |
|
|
|
|
|
That portion representing a
return on investment which is greater than 0 per cent, but less than
10 per cent
That portion representing a
return on investment which is 10 per cent or greater, but less than
20 per cent
That portion representing a
return on investment which is 20 per cent or greater |
First period of commercial
production
35
per cent
42.5 per cent
50
per cent |
|
Second period of
commercial production
40
per cent
50
per cent
70
per cent |
|
|
|
|
|
|
|
(d) (i) The first
period of commercial production referred to in subparagraphs (a) and (c)
shall commence in the first accounting year of commercial production and
terminate in the accounting year in which the contractor's development
costs with interest on the unrecovered portion thereof are fully
recovered by his cash surplus, as follows:
In the first
accounting year during which development costs are incurred, unrecovered
development costs shall equal the development costs less cash surplus in
that year. In each subsequent accounting year, unrecovered development
costs shall equal the unrecovered development costs at the end of the
preceding accounting year, plus interest thereon at the rate of
10 per cent per annum, plus development costs incurred in the current
accounting year and less contractor's cash surplus in the current
accounting year. The accounting year in which unrecovered development
costs become zero for the first time shall be the accounting year in
which the contractor's development costs with interest on the
unrecovered portion thereof are fully recovered by his cash surplus. The
contractor's cash surplus in any accounting year shall be his gross
proceeds less his operating costs and less his payments to the Authority
under subparagraph (c).
(ii) The second
period of commercial production shall commence in the accounting year
following the termination of the first period of commercial production
and shall continue until the end of the contract.
(e) "Attributable net
proceeds" means the product of the contractor's net proceeds and the
ratio of the development costs in the mining sector to the contractor's
development costs. If the contractor engages in mining, transporting
polymetallic nodules and production primarily of three processed metals,
namely, cobalt, copper and nickel, the amount of attributable net
proceeds shall not be less than 25 per cent of the contractor's net
proceeds. Subject to subparagraph (n), in all other cases, including
those where the contractor engages in mining, transporting polymetallic
nodules, and production primarily of four processed metals, namely,
cobalt, copper, manganese and nickel, the Authority may, in its rules,
regulations and procedures, prescribe appropriate floors which shall
bear the same relationship to each case as the 25 per cent floor does to
the three-metal case.
(f) "Contractor's net
proceeds" means the contractor's gross proceeds less his operating costs
and less the recovery of his development costs as set out in
subparagraph (j).
(g) (i) If the
contractor engages in mining, transporting polymetallic nodules and
production of processed metals, "contractor's gross proceeds" means the
gross revenues from the sale of the processed metals and any other
monies deemed reasonably attributable to operations under the contract
in accordance with the financial rules, regulations and procedures of
the Authority.
(ii) In all cases
other than those specified in subparagraphs (g)(i) and (n)(iii),
"contractor's gross proceeds" means the gross revenues from the sale of
the semi-processed metals from the polymetallic nodules recovered from
the area covered by the contract, and any other monies deemed reasonably
attributable to operations under the contract in accordance with the
financial rules, regulations and procedures of the Authority.
(h) "Contractor's
development costs" means:
(i) all expenditures
incurred prior to the commencement of commercial production which are
directly related to the development of the productive capacity of the
area covered by the contract and the activities related thereto for
operations under the contract in all cases other than that specified in
subparagraph (n), in conformity with generally recognized accounting
principles, including, inter alia, costs of machinery, equipment,
ships, processing plant, construction, buildings, land, roads,
prospecting and exploration of the area covered by the contract,
research and development, interest, required leases, licences and fees;
and
(ii) expenditures
similar to those set forth in (i) above incurred subsequent to the
commencement of commercial production and necessary to carry out the
plan of work, except those chargeable to operating costs.
(i) The proceeds from
the disposal of capital assets and the market value of those capital
assets which are no longer required for operations under the contract
and which are not sold shall be deducted from the contractor's
development costs during the relevant accounting year. When these
deductions exceed the contractor's development costs the excess shall be
added to the contractor's gross proceeds.
(j) The contractor's
development costs incurred prior to the commencement of commercial
production referred to in subparagraphs (h)(i) and (n)(iv) shall be
recovered in 10 equal annual instalments from the date of commencement
of commercial production. The contractor's development costs incurred
subsequent to the commencement of commercial production referred to in
subparagraphs (h)(ii) and (n)(iv) shall be recovered in 10 or fewer
equal annual instalments so as to ensure their complete recovery by the
end of the contract.
(k) "Contractor's
operating costs" means all expenditures incurred after the commencement
of commercial production in the operation of the productive capacity of
the area covered by the contract and the activities related thereto for
operations under the contract, in conformity with generally recognized
accounting principles, including, inter alia, the annual fixed
fee or the production charge, whichever is greater, expenditures for
wages, salaries, employee benefits, materials, services, transporting,
processing and marketing costs, interest, utilities, preservation of the
marine environment, overhead and administrative costs specifically
related to operations under the contract, and any net operating losses
carried forward or backward as specified herein. Net operating losses
may be carried forward for two consecutive years except in the last two
years of the contract in which case they may be carried backward to the
two preceding years.
(l) If the contractor
engages in mining, transporting of polymetallic nodules, and production
of processed and semi-processed metals, "development costs of the mining
sector" means the portion of the contractor's development costs which is
directly related to the mining of the resources of the area covered by
the contract, in conformity with generally recognized accounting
principles, and the financial rules, regulations and procedures of the
Authority, including, inter alia, application fee, annual fixed
fee and, where applicable, costs of prospecting and exploration of the
area covered by the contract, and a portion of research and development
costs.
(m) "Return on
investment" in any accounting year means the ratio of attributable net
proceeds in that year to the development costs of the mining sector. For
the purpose of computing this ratio the development costs of the mining
sector shall include expenditures on new or replacement equipment in the
mining sector less the original cost of the equipment replaced.
(n) If the contractor
engages in mining only:
(i) "attributable net
proceeds" means the whole of the contractor's net proceeds;
(ii) "contractor's
net proceeds" shall be as defined in subparagraph (f);
(iii) "contractor's
gross proceeds" means the gross revenues from the sale of the
polymetallic nodules, and any other monies deemed reasonably
attributable to operations under the contract in accordance with the
financial rules, regulations and procedures of the Authority;
(iv) "contractor's
development costs" means all expenditures incurred prior to the
commencement of commercial production as set forth in subparagraph (h)(i),
and all expenditures incurred subsequent to the commencement of
commercial production as set forth in subparagraph (h)(ii), which are
directly related to the mining of the resources of the area covered by
the contract, in conformity with generally recognized accounting
principles;
(v) "contractor's
operating costs" means the contractor's operating costs as in
subparagraph (k) which are directly related to the mining of the
resources of the area covered by the contract in conformity with
generally recognized accounting principles;
(vi) "return on
investment" in any accounting year means the ratio of the contractor's
net proceeds in that year to the contractor's development costs. For the
purpose of computing this ratio, the contractor's development costs
shall include expenditures on new or replacement equipment less the
original cost of the equipment replaced.
(o) The costs
referred to in subparagraphs (h), (k), (l) and (n) in respect of
interest paid by the contractor shall be allowed to the extent that, in
all the circumstances, the Authority approves, pursuant to article 4,
paragraph 1, of this Annex, the debt-equity ratio and the rates of
interest as reasonable, having regard to existing commercial practice.
(p) The costs
referred to in this paragraph shall not be interpreted as including
payments of corporate income taxes or similar charges levied by States
in respect of the operations of the contractor.
7. (a) "Processed
metals", referred to in paragraphs 5 and 6, means the metals in the most
basic form in which they are customarily traded on international
terminal markets. For this purpose, the Authority shall specify, in its
financial rules, regulations and procedures, the relevant international
terminal market. For the metals which are not traded on such markets,
"processed metals" means the metals in the most basic form in which they
are customarily traded in representative arm's length transactions.
(b) If the Authority
cannot otherwise determine the quantity of the processed metals produced
from the polymetallic nodules recovered from the area covered by the
contract referred to in paragraphs 5(b) and 6(b), the quantity shall be
determined on the basis of the metal content of the nodules, processing
recovery efficiency and other relevant factors, in accordance with the
rules, regulations and procedures of the Authority and in conformity
with generally recognized accounting principles.
8. If an international terminal market provides
a representative pricing mechanism for processed metals, polymetallic
nodules and semi-processed metals from the nodules, the average price on
that market shall be used. In all other cases, the Authority shall,
after consulting the contractor, determine a fair price for the said
products in accordance with paragraph 9.
9. (a) All costs,
expenditures, proceeds and revenues and all determinations of price and
value referred to in this article shall be the result of free market or
arm's length transactions. In the absence thereof, they shall be
determined by the Authority, after consulting the contractor, as though
they were the result of free market or arm's length transactions, taking
into account relevant transactions in other markets.
(b) In order to
ensure compliance with and enforcement of the provisions of this
paragraph, the Authority shall be guided by the principles adopted for,
and the interpretation given to, arm's length transactions by the
Commission on Transnational Corporations of the United Nations, the
Group of Experts on Tax Treaties between Developing and Developed
Countries and other international organizations, and shall, in its
rules, regulations and procedures, specify uniform and internationally
acceptable accounting rules and procedures, and the means of selection
by the contractor of certified independent accountants acceptable to the
Authority for the purpose of carrying out auditing in compliance with
those rules, regulations and procedures.
10. The contractor shall make available to the
accountants, in accordance with the financial rules, regulations and
procedures of the Authority, such financial data as are required to
determine compliance with this article.
11. All costs, expenditures, proceeds and
revenues, and all prices and values referred to in this article, shall
be determined in accordance with generally recognized accounting
principles and the financial rules, regulations and procedures of the
Authority.
12. Payments to the Authority under paragraphs 5
and 6 shall be made in freely usable currencies or currencies which are
freely available and effectively usable on the major foreign exchange
markets or, at the contractor's option, in the equivalents of processed
metals at market value. The market value shall be determined in
accordance with paragraph 5(b). The freely usable currencies and
currencies which are freely available and effectively usable on the
major foreign exchange markets shall be defined in the rules,
regulations and procedures of the Authority in accordance with
prevailing international monetary practice.
13. All financial obligations of the contractor
to the Authority, as well as all his fees, costs, expenditures, proceeds
and revenues referred to in this article, shall be adjusted by
expressing them in constant terms relative to a base year.
14. The Authority may, taking into account any
recommendations of the Economic Planning Commission and the Legal and
Technical Commission, adopt rules, regulations and procedures that
provide for incentives, on a uniform and non-discriminatory basis, to
contractors to further the objectives set out in paragraph 1.
15. In the event of a dispute between the
Authority and a contractor over the interpretation or application of the
financial terms of a contract, either party may submit the dispute to
binding commercial arbitration, unless both parties agree to settle the
dispute by other means, in accordance with article 188, paragraph 2.

Article 14
Transfer of data
1. The operator shall transfer to the Authority,
in accordance with its rules, regulations and procedures and the terms
and conditions of the plan of work, at time intervals determined by the
Authority all data which are both necessary for and relevant to the
effective exercise of the powers and functions of the principal organs
of the Authority in respect of the area covered by the plan of work.
2. Transferred data in respect of the area
covered by the plan of work, deemed proprietary, may only be used for
the purposes set forth in this article. Data necessary for the
formulation by the Authority of rules, regulations and procedures
concerning protection of the marine environment and safety, other than
equipment design data, shall not be deemed proprietary.
3. Data transferred to the Authority by
prospectors, applicants for contracts or contractors, deemed
proprietary, shall not be disclosed by the Authority to the Enterprise
or to anyone external to the Authority, but data on the reserved areas
may be disclosed to the Enterprise. Such data transferred by such
persons to the Enterprise shall not be disclosed by the Enterprise to
the Authority or to anyone external to the Authority.

Article 15
Training programmes
The contractor shall draw up practical
programmes for the training of personnel of the Authority and developing
States, including the participation of such personnel in all activities
in the Area which are covered by the contract, in accordance with
article 144, paragraph 2.

Article 16
Exclusive right to explore and exploit
The Authority shall, pursuant to Part XI and its
rules, regulations and procedures, accord the operator the exclusive
right to explore and exploit the area covered by the plan of work in
respect of a specified category of resources and shall ensure that no
other entity operates in the same area for a different category of
resources in a manner which might interfere with the operations of the
operator. The operator shall have security of tenure in accordance with
article 153, paragraph 6.

Article 17
Rules, regulations and procedures of the Authority
1. The Authority shall adopt and uniformly apply
rules, regulations and procedures in accordance with article 160,
paragraph 2(f)(ii), and article 162, paragraph 2(o)(ii), for the
exercise of its functions as set forth in Part XI on, inter alia,
the following matters:
(a) administrative
procedures relating to prospecting, exploration and exploitation in the
Area;
(b) operations:
(i) size of area;
(ii) duration of
operations;
(iii) performance
requirements including assurances pursuant to article 4, paragraph 6(c),
of this Annex;
(iv) categories of
resources;
(v) renunciation of
areas;
(vi) progress
reports;
(vii) submission of
data;
(viii) inspection and
supervision of operations;
(ix) prevention of
interference with other activities in the marine environment;
(x) transfer of
rights and obligations by a contractor;
(xi) procedures for
transfer of technology to developing States in accordance with
article 144 and for their direct participation;
(xii) mining
standards and practices, including those relating to operational safety,
conservation of the resources and the protection of the marine
environment;
(xiii) definition of
commercial production;
(xiv) qualification
standards for applicants;
(c) financial
matters:
(i) establishment of
uniform and non-discriminatory costing and accounting rules and the
method of selection of auditors;
(ii) apportionment of
proceeds of operations;
(iii) the incentives
referred to in article 13 of this Annex;
(d) implementation of
decisions taken pursuant to article 151, paragraph 10, and article 164,
paragraph 2(d).
2. Rules, regulations and procedures on the
following items shall fully reflect the objective criteria set out
below:
(a) Size of areas:
The Authority shall
determine the appropriate size of areas for exploration which may be up
to twice as large as those for exploitation in order to permit intensive
exploration operations. The size of area shall be calculated to satisfy
the requirements of article 8 of this Annex on reservation of areas as
well as stated production requirements consistent with article 151 in
accordance with the terms of the contract taking into account the state
of the art of technology then available for seabed mining and the
relevant physical characteristics of the areas. Areas shall be neither
smaller nor larger than are necessary to satisfy this objective.
(b) Duration of
operations:
(i) Prospecting shall
be without time-limit;
(ii) Exploration
should be of sufficient duration to permit a thorough survey of the
specific area, the design and construction of mining equipment for the
area and the design and construction of small and medium-size processing
plants for the purpose of testing mining and processing systems;
(iii) The duration of
exploitation should be related to the economic life of the mining
project, taking into consideration such factors as the depletion of the
ore, the useful life of mining equipment and processing facilities and
commercial viability. Exploitation should be of sufficient duration to
permit commercial extraction of minerals of the area and should include
a reasonable time period for construction of commercial-scale mining and
processing systems, during which period commercial production should not
be required. The total duration of exploitation, however, should also be
short enough to give the Authority an opportunity to amend the terms and
conditions of the plan of work at the time it considers renewal in
accordance with rules, regulations and procedures which it has adopted
subsequent to approving the plan of work.
(c) Performance
requirements:
The Authority shall
require that during the exploration stage periodic expenditures be made
by the operator which are reasonably related to the size of the area
covered by the plan of work and the expenditures which would be expected
of a bona fide operator who intended to bring the area into
commercial production within the time-limits established by the
Authority. The required expenditures should not be established at a
level which would discourage prospective operators with less costly
technology than is prevalently in use. The Authority shall establish a
maximum time interval, after the exploration stage is completed and the
exploitation stage begins, to achieve commercial production. To
determine this interval, the Authority should take into consideration
that construction of large-scale mining and processing systems cannot be
initiated until after the termination of the exploration stage and the
commencement of the exploitation stage. Accordingly, the interval to
bring an area into commercial production should take into account the
time necessary for this construction after the completion of the
exploration stage and reasonable allowance should be made for
unavoidable delays in the construction schedule. Once commercial
production is achieved, the Authority shall within reasonable limits and
taking into consideration all relevant factors require the operator to
maintain commercial production throughout the period of the plan of
work.
(d) Categories of resources:
In determining the
category of resources in respect of which a plan of work may be
approved, the Authority shall give emphasis inter alia to the
following characteristics:
(i) that certain
resources require the use of similar mining methods; and
(ii) that some
resources can be developed simultaneously without undue interference
between operators developing different resources in the same area.
Nothing in this
subparagraph shall preclude the Authority from approving a plan of work
with respect to more than one category of resources in the same area to
the same applicant.
(e) Renunciation of
areas:
The operator shall
have the right at any time to renounce without penalty the whole or part
of his rights in the area covered by a plan of work.
(f) Protection of the marine environment:
Rules, regulations
and procedures shall be drawn up in order to secure effective protection
of the marine environment from harmful effects directly resulting from
activities in the Area or from shipboard processing immediately above a
mine site of minerals derived from that mine site, taking into account
the extent to which such harmful effects may directly result from
drilling, dredging, coring and excavation and from disposal, dumping and
discharge into the marine environment of sediment, wastes or other
effluents.
(g) Commercial
production:
Commercial production
shall be deemed to have begun if an operator engages in sustained
large-scale recovery operations which yield a quantity of materials
sufficient to indicate clearly that the principal purpose is large-scale
production rather than production intended for information gathering,
analysis or the testing of equipment or plant.

Article 18
Penalties
1. A contractor's rights under the contract may
be suspended or terminated only in the following cases:
(a) if, in spite of
warnings by the Authority, the contractor has conducted his activities
in such a way as to result in serious, persistent and wilful violations
of the fundamental terms of the contract, Part XI and the rules,
regulations and procedures of the Authority; or
(b) if the contractor
has failed to comply with a final binding decision of the dispute
settlement body applicable to him.
2. In the case of any violation of the contract
not covered by paragraph 1(a), or in lieu of suspension or termination
under paragraph 1(a), the Authority may impose upon the contractor
monetary penalties proportionate to the seriousness of the violation.
3. Except for emergency orders under
article 162, paragraph 2(w), the Authority may not execute a decision
involving monetary penalties, suspension or termination until the
contractor has been accorded a reasonable opportunity to exhaust the
judicial remedies available to him pursuant to Part XI, section 5.

Article 19
Revision of contract
1. When circumstances have arisen or are likely
to arise which, in the opinion of either party, would render the
contract inequitable or make it impracticable or impossible to achieve
the objectives set out in the contract or in Part XI, the parties shall
enter into negotiations to revise it accordingly.
2. Any contract entered into in accordance with
article 153, paragraph 3, may be revised only with the consent of the
parties.

Article 20
Transfer of rights and obligations
The rights and obligations arising under a
contract may be transferred only with the consent of the Authority, and
in accordance with its rules, regulations and procedures. The Authority
shall not unreasonably withhold consent to the transfer if the proposed
transferee is in all respects a qualified applicant and assumes all of
the obligations of the transferor and if the transfer does not confer to
the transferee a plan of work, the approval of which would be forbidden
by article 6, paragraph 3(c), of this Annex.

Article 21
Applicable law
1. The contract shall be governed by the terms
of the contract, the rules, regulations and procedures of the Authority,
Part XI and other rules of international law not incompatible with this
Convention.
2. Any final decision rendered by a court or
tribunal having jurisdiction under this Convention relating to the
rights and obligations of the Authority and of the contractor shall be
enforceable in the territory of each State Party.
3. No State Party may impose conditions on a
contractor that are inconsistent with Part XI. However, the application
by a State Party to contractors sponsored by it, or to ships flying its
flag, of environmental or other laws and regulations more stringent than
those in the rules, regulations and procedures of the Authority adopted
pursuant to article 17, paragraph 2(f), of this Annex shall not be
deemed inconsistent with Part XI.

Article 22
Responsibility
The contractor shall have responsibility or
liability for any damage arising out of wrongful acts in the conduct of
its operations, account being taken of contributory acts or omissions by
the Authority. Similarly, the Authority shall have responsibility or
liability for any damage arising out of wrongful acts in the exercise of
its powers and functions, including violations under article 168,
paragraph 2, account being taken of contributory acts or omissions by
the contractor. Liability in every case shall be for the actual amount
of damage.
Settlement of
Disputes
Last updated
20 June 2009
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The Charter of the
United Nations requires all Members of the Organization to settle their
international disputes by peaceful means in such a manner that
international peace and security are not endangered. The United
Nations Convention on the Law of the Sea builds on this commitment
by providing a compulsory and binding framework for the peaceful
settlement of all related disputes.
The
Convention and the Settlement of Disputes
Part XV of the United Nations Convention
on the Law of the Sea requires that States Parties to the Convention
settle any dispute between them concerning the interpretation or
application of the Convention by peaceful means in accordance with
article 2, para. 3, of the Charter of the United Nations and shall seek
a solution by the means indicated in article 33, para. 1, of the
Charter. Where, however, no settlement has been reached, article 286 of
the Convention stipulates that the dispute be submitted at the request
of any party to the dispute to a court or tribunal having jurisdiction
in this regard. Article 287 of the Convention defines those courts or
tribunals as:
(a) The International Tribunal for the Law
of the Sea (established in accordance with Annex VI of the Convention)
including the Seabed Disputes Chamber;
(b) The International Court of Justice;
(c) An arbitral tribunal constituted in accordance with Annex VII of the
Convention;
(d) A special arbitral tribunal constituted in accordance with Annex
VIII for one or more of the categories of disputes specified therein.
Legal framework within the United Nations
Convention on the Law of the Sea Procedures for settling seabed-related
disputes (see
Part XI, section 5, articles 186-191, and
Part XV) Non-binding procedures (see
Articles 279-285 and
Annex V)
Compulsory procedures entailing binding decisions (see
Article 287,
Annexes VI,
VII and
VIII)
International Tribunal for the Law of the
Sea
The International Tribunal for the Law of
the Sea is the central forum established by the United Nations
Convention on the Law of the Sea for the peaceful settlement of
disputes. Its seat is at the Free and Hanseatic City of Hamburg,
Germany. The Tribunal may sit and exercise its functions elsewhere
whenever it considers this desirable.
Link to the web site
of the Tribunal -
www.itlos.org
Jurisdiction
The jurisdiction of the Tribunal comprises
all disputes and all applications submitted to it in accordance with the
United Nations Convention on the Law of the Sea and all matters
specifically provided for in any other agreement which confers
jurisdiction on the Tribunal.
The Tribunal has exclusive jurisdiction,
through its Seabed Disputes Chamber, with respect to disputes relating
to activities in the international seabed Area. These matters include
disputes between States Parties concerning the interpretation or
application of the provisions of the Convention, along with those of the
Agreement relating to the Implementation of the Part XI of the
Convention, concerning the deep seabed Area; as well as other
categories of disputes as mentioned in article 187, Section 5, Part XI.
The Tribunal, through its Seabed Disputes
Chamber, has jurisdiction to provide advisory opinions at the request of
the Assembly or the Council of the International Seabed Authority on
legal questions arising within the scope of their activities.
The Tribunal has special jurisdiction in
matters calling for provisional measures. Pending the constitution of an
arbitral tribunal to which a dispute is being sumitted under this
section, any court or tribunal agreed upon by the parties or, failing
agreement between parties to a dispute within two weeks of the request
by either party for provisional measures, the Tribunal, or with respect
to activities in the Area, the Seabed Disputes Chamber, may prescribe,
modify or revoke provisional measures.
Where the authorities of a State Party have
detained a vessel flying the flag of another State Party and it is
alleged that the detaining State has not complied with the provisions of
the Convention for the prompt release of the vessel or its crew upon the
posting of a reasonable bond or other financial security, the question
of release from detention may be submitted to the any court or tribunal
agreed upon by the parties or, failing such agreement within 10 days
from the time of detention, to a court or tribunal accepted by the
detaining state or to the International Tribunal for the Law of the Sea,
unless the parties otherwise agree.
Composition
The Tribunal is composed of 21 independent
members elected by States Parties to the Convention on the Law of the
Sea from among persons with recognized competence in the field of the
law of the sea and representing the principal legal systems of the
world. The first election was held in August 1996.
Upon their election, the members of the
Tribunal will elect a President and a Vice-President whose term of
office shall be three years. The Tribunal also appoints its Registrar
and other officers of the Registry as may be necessary. The President of
the Tribunal, as well as the Registrar, reside at the seat of the
Tribunal.
In hearing a dispute, all available members
of the Tribunal may sit, although a quorum of 11 members is required to
constitute the Tribunal. All disputes and applications submitted to the
Tribunal shall be heard and determined by it, unless the dispute is to
be submitted to the Seabed Disputes Chamber or the parties request that
it be submitted to a special chamber.
The Seabed Disputes Chamber is to be
composed of 11 members selected by a majority of the members of the
Tribunal from among them. Members of the Chamber will serve for three
years, and are eligible for re-election. A quorum of seven members is
required to constitute the Chamber.
In addition to the Seabed Disputes Chamber,
the Tribunal will form annually a chamber composed of five of its
members which may hear and determine disputes by summary procedure. The
Tribunal will also form special chambers for dealing with a particular
dispute submitted to it if the parties so request. The composition of
those chambers will be determined by the Tribunal with the approval of
the parties. Finally, the Tribunal may form such other chambers,
composed of three or more its members, as it considers necessary for
dealing with particular categories of disputes.
Members of the Tribunal may not exercise
any political or administrative function, or associate actively with or
be financially interested in any of the operations of any enterprise
concerned with the exploration for or exploitation of the resources of
the sea or the seabed or other commercial use of the sea or the seabed.
Members of the Tribunal may not participate
in the decision of any case in which they have previously taken part as
agent, counsel or advocate for one of the parties, or as a member of a
national or international court or tribunal, or in any other capacity.
Members of the Tribunal of the nationality
of any of the parties to a dispute shall retain their right to
participate as members. If the Tribunal, when hearing a dispute,
includes upon its bench a member of the nationality of one of the
parties, any other party may choose a person to participate as a member
of the Tribunal. In cases where the Tribunal does not include a member
of the nationality of the parties, each of the parties may choose a
person to participate as a member.
Membership of the Tribunal, Nationality,
Regional Group and Term of Office
The first members of the Tribunal were
elected at the meeting of States Parties held on 1 August 1996. They
were sworn in by the Secretary-General of the United Nations at a
ceremonial inauguration on 18 October 1996 in Hamburg, Germany.
For the Tribunal election procedure as well
as a table of the membership, their nationality and their term of office
please visit the
Tribunal's web site.
Applicable Law
The Tribunal will apply the provisions of
the United Nations Convention on the Law of the Sea and other
rules of international law not incompatible with the Convention in
deciding disputes submitted to it. It does, however, have to the power
to decide a case ex aequo et bono, if the parties so agree.
Procedure
Disputes are to be submitted to the
Tribunal, depending on the case, either by notification of a special
agreement, or by written application, addressed to the Registrar.
The Tribunal and its Seabed Disputes
Chamber have the power to prescribe provisional measures. If the
Tribunal is not in session or a sufficient number of its members is not
available to constitute a quorum, the provisional measures can be
prescribed by the chamber of summary procedure. Such measures are
subject to review and revision by the Tribunal.
All hearings before the Tribunal are under
the control of its President, and are to be public, unless the Tribunal
decides otherwise or unless the parties demand that the public not be
admitted.
States Parties not party to a dispute but
which consider that they have an interest of a legal nature which may be
affected by the decision in any dispute may submit a request to the
Tribunal to be permitted to intervene. Whenever the interpretation or
application of the Convention or any other agreement is in question, the
Registrar will notify all States Parties to the Convention or to such
agreements. Those parties have the right to intervene in the
proceedings.
Decisions of the Tribunal are final and
shall be complied with by all the parties to the dispute. However,
decisions will not have a binding force except between the parties in
respect of the particular dispute.
Unless otherwise decided by the Tribunal,
each party shall bear its own costs.
International Court of Justice - general
information and selected cases
The International Court of Justice is one
of the courts or tribunals that may be chosen under the dispute
settlement mechanisms of the United Nations Convention on the Law of
the Sea. For more information about the Court and current cases,
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